460 Semi-Annual
Recipient Committee
Campaign Statement
Cover Page
(Government Code Sections 84200-84216.5)
Type or print In Ink.
Statement covers period
1/1/07
from
SEE INSTRUCTIONS ON REVERSE
6/30/07
through
1. Type of Recipient Committee: All Committees - Complete Parts 1, 2, 3, and 4.
o Officeholder, Candidate Controlled Committee I;lI Primarily Formed Ballot Measure
o State Candidate Election Committee Committee
o Recall 0 Controlled
(Also Complete Part 5) 0 Sponsored
(Also Complete Part 6)
o General Purpose Committee
o Sponsored
o Small Contributor Committee
o Political Party/Central Committee
o Primarily Formed Candidate/
Officeholder Committee
(Also Complete Part 7)
1.0. NUMBER
1287457
COMMITTEE NAME (OR CANDIDATE'S NAME IF NO COMMITTEE)
3. Committee Information
Cupertino Against Re-zoning (CARe), NO on Measures D & E
STREET ADDRESS (NO P.O. BOX)
10423 Norwich Avenue
CITY STATE ZIP CODE
Cupertino CA 95014
MAILING ADDRESS (IF DIFFERENT) NO. AND STREET OR P.O. BOX
PO Box 1466
AREA CODE/PHONE
408-252-7930
CITY
Cupertino
OPTIONAL: FAX I E-MAIL ADDRESS
STATE ZIP CODE
CA 95015
AREA CODE/PHONE
11/07/06
o [E ~ l!irmW [E
Date of election If app I
(Month, Day, Yea
JUL 3 0 2007
For Official Use Only
2. Type of Statement:
o Preelection Statement
121 Semi-annual Statement
o Termination Statement
(Also file a Form 410 Termination)
o Amendment (Explain below)
o Quarterly Statement
o Special Odd-Year Report
o Supplemental Preelection
Statement -Attach Form 495
Treasurer(s)
NAME OF TREASURER
Alfred J. DiFrancesco
MAILING ADDRESS
10423 Norwich Avenue
CITY STATE ZIP CODE
Cupertino CA 95014
NAME OF ASSISTANT TREASURER, IF ANY
Danny Luk
MAILING ADDRESS
10419 Denison Avenue
CITY STATE ZIP CODE
Cupertino CA 95014
OPTIONAL: FAX / E-MAIL ADDRESS
AREA CODE/PHONE
408-252-7930
AREA CODE/PHONE
408-257-6338
4. Verification
I have used all reasonable diligence in preparing and reviewing this statement and to the
Executed on 7-tJ-07 By
Date
Executed on By
Date
Executed on By
Date
Executed on By
Date
~
Signature of Controlling OfIIceholder, Candidate. Stale Measure Proponent or Responsible OfIIcer of Sponsor
Signature ofControl~ng OfIIceholder, Candidate, Stale Measure Proponent
Signature of Controlling OfIIceholder, Candidate. Stale Measure Proponent
FPPC Form 460 (January/OS)
FPPC Toll-Free Helpline: 888/ASK-FPPC (888/275-3772)
State of California
Type or print In ink.
Recipient Committee
Campaign Statement
Cover Page - Part 2
5. Officeholder or Candidate Controlled Committee
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD (INCLUDE LOCATION AND DISTRICT NUMBER IF APPLICABLE)
RESIDENTIAUBUSINESS ADDRESS (NO. AND STREET) CITY
STATE
ZIP
Related Committees Not Included in this Statement: Llstanycommlttees
not Included In this statement that are controlled by you or are primarily formed to receive
contributions or make expenditures on behalf of your candidacy.
COMMITTEE NAME
1.0. NUMBER
NAME OF TREASURER
CONTROLLED COMMITTEE?
DYES ONO
STREET ADDRESS (NO P.O. BOX)
COMMITTEE ADDRESS
CITY
STATE
ZIP CODE
AREA CODE/PHONE
COMMITTEE NAME
I.D. NUMBER
NAME OF TREASURER
CONTROLLED COMMITTEE?
DYES DNO
STREET ADDRESS (NO P.O. BOX)
COMMITTEE ADDRESS
CITY
STATE
ZIP CODE
AREA CODE/PHONE
COVER PAGE - PART 2
6. Primarily Formed Ballot Measure Committee
NAME OF BALLOT MEASURE
Measure D (Vallco) & Measure E (Toll Brothers)
BALLOT NO. OR LETTER
JURISDICTION
City of Cupertino
o SUPPORT
~ OPPOSE
D & E (2006)
Identify the controlling officeholder, candidate, or state measure proponent, If any.
NAME OF OFFICEHOLDER. CANDIDATE, OR PROPONENT
I OIS""eT NO. IF Am
OFFICE SOUGHT OR HELD
7. Primarily Formed Candidate/Officeholder Committee List names of
offlceholder(s) or candldate(s) for which this committee Is primarily formed.
NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD o SUPPORT
o OPPOSE
NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD o SUPPORT
o OPPOSE
NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD o SUPPORT
o OPPOSE
NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD o SUPPORT
o OPPOSE
Attach continuation sheets if necessary
FPPC Form 460 (JanuaryI05)
FPPC Toll-Free Helpline: 888/ASK-FPPC (888/275-3772)
State of California
Campaign Disclosure Statement
Summary Page
SEE INSTRUCTIONS ON REVERSE
NAME OF FILER
Cupertino Against Re-zoning (CARe), NO on Measures D & E
Type or print in ink.
Amounts may be rounded
to whole dollars.
SUMMARY PAGE
from
through
Statement covers period
CALIFORNIA 460
FORM
1/1/07
6/30/07
3
of
9
Page
I.D. NUMBER
Contributions Received
1287457
1. Monetary Contributions ........................................... Schedule A, Line 3
2. Loans Received ...................................................... Schedule B, Line 3
3. SUBTOTAL CASH CONTRIBUTIONS ......................... Add Lines 1 + 2
4. Nonmonetary Contributions .................................... Schedule C, Line 3
5. TOTAL CONTRIBUTIONS RECEIVED ........................... AddLines3+4
Column A
TOTAL THIS PERIOD
(FROM ATTACHED SCHEOULES)
$
o
-500.00
-500.00
5113.72
4613.72
Column B
CALENDAR YEAR
TOTAL TO DATE
$
$
$
o
o
o
o
o
Calendar Year Summary for Candidates
Running in Both the State Primary and
General Elections
$
$
1/1 through 6/30
7/1 to Date
20. Contributions
Received $
21. Expenditures
Made $
$
$
Expenditures Made
6. Payments Made ....................................................... Schedule E, Line 4 $
7. Loans Made ............................................................. Schedule H, Line 3
8. SUBTOTAL CASH PAYMENTS .................................... Add Lines 6 + 7 $
9. Accrued Expenses (Unpaid Bills) ............................... Schedule F, Line 3
10. Nonmonetary Adjustment .......................................... Schedu/eC, Line 3
11. TOTAL EXPENDITURES MADE ................................Add Lines 8+9 + 10 $
88.94
o
88.94
-5113.72
5113.72
88.94
$
88.94
o
88.94
o
o
88.94
Expenditure Limit Summary for State
Candidates
22. Cumulative Expenditures Made"
(If Subject to Volunlary Expenditure Umltl
Date of Election
(mm/dd/yy)
Total to Date
$
$
---1---1_
$
Current Cash Statement
12. Beginning Cash Balance ....................... Previous Summary Page, Line 16 $
13. Cash Receipts ................................................... ColumnA, Line 3 above
14. Miscellaneous Increases to Cash ........................... Schedule I, Line 4
15. Cash Payments .................................................. Column A, Line 8 above
16. ENDING CASH BALANCE .......... Add Lines 12 + 13 + 14, then subtractLine 15 $
If this is a termination statement, Line 16 must be zero.
896.82
-500.00
11,640.00
88.94
11,947.88
o
o
To calculate Column B, add
amounts in Column A to the
corresponding amounts
from Column B of your last
report. Some amounts in
Column A may be negative
figures that should be
subtracted from previous
period amounts. If this is
the first report being filed
for this calendar year, only
carry over the amounts
from Lines 2, 7, and 9 (if
any).
17. LOAN GUARANTEES RECEIVED ........................... Schedule B, Part 2 $
Cash Equivalents and Outstanding Debts
18. Cash Equivalents ........................................ See instructions on reverse $
19. Outstanding Debts ......................... AddLine2+Line9inColumnBabove $
---1---1_ $
"Amounts in this section may be different from amounts
reported in Column B.
FPPC Form 460 (January/OS)
FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772)
Schedule A
Monetary Contributions Received
Type or print In Ink.
Amounts may be rounded
to whole dollars.
SCHEDULE A
from
1/1/07
CALIFORNIA 460
FORM
Statement covers period
SEE INSTRUCTIONS ON REVERSE
NAME OF FILER
Cupertino Against Re-zoning (CARe), NO on Measures D & E
through
6/30/07
Page
I.D. NUMBER
4
of
9
1287457
DATE
RECEIVED
FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR
(IF COMMITTEE, ALSO ENTER 1.0. NUMBER) CODE *
IF AN INDIVIDUAL, ENTER
OCCUPATION AND EMPLOYER
(IF SELF-EMPLOYED, ENTER NAME
OF BUSINESS)
AMOUNT
RECEIVED THIS
PERIOD
CUMULATIVE TO DATE
CALENDAR YEAR
(JAN. 1 - DEC. 31)
PER ELECTION
TO DATE
(IF REQUIRED)
DIND
DCOM
DOTH
DPTY
DSCC
DIND
OCOM
DOTH
DPTY
DSCC
DIND
DCOM
DOTH
DPTY
DSCC
DIND
DCOM
DOTH
DPTY
DSCC
DIND
DCOM
DOTH
DPTY
DSCC
SUBTOTAL $
Schedule A Summary
1. Amount received this period - itemized monetary contributions.
(Include all Schedule A subtotals.) ........................................................................................................ $
2. Amount received this period - unitemized monetary contributions ofless than $100............................. $
3. Total monetary contributions received this period.
(Add Lines 1 and 2. Enter here and on the Summary Page, Column A, Line 1.) ....................... TOTAL $
'Contributor Codes
IND -Individual
COM - Recipient Committee
(other than PTY or SCC)
OTH - Other (e.g., business entity)
PTY - Political Party
SCC - Small Contributor Committee
o
o
o
FPPC Fonn 460 (January/OS)
FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772)
Schedule B - Part 1
Loans Received
Type or print In ink.
Amounts may be rounded
to whole dollars.
SCHEDULE B - PART 1
from
1/1/07
CALIFORNIA 460
FORM
Statement covers period
SEE INSTRUCTIONS ON REVERSE
NAME OF FILER
through
6/30/07
5
Page
I.D. NUMBER
of
9
Cupertino Against Re-zoning (CARe), NO on Measures D & E
1287457
IF AN INDIVIDUAL, ENTER . (b) (el . II
FULL NAME, STREET ADDRESS AND ZIP CODE OUTSTANDING AMOUNT OUTSTANDING INTEREST ORIGINAL CUMULATIVE
OCCUPATION AND EMPLOYER BALANCE AMOUNT PAID BALANCE AT
OF LENDER (IF SELF-EMPLOYED, ENTER BEGINNING THIS RECEIVED THIS OR FORGIVEN CLOSE OF THIS PAID THIS AMOUNT OF CONTRIBUTIONS
(IF COMMITTEE, ALSO ENTER 1.0. NUMBER) NAME OF BUSINESS) PERIOD THIS PERIOD * PERIOD LOAN TO DATE
Homer H. C. Tong Professor, IiZ!PAID CALENDAR YEAR
22339 McClellan Road DeAnza College $ 500.00 0 _% 500.00 $ 0
Cupertino, CA 95014 o FORGIVEN RATE PER ELECTION"
500.00
t~ IND 0 COM OOTH 0 PTY 0 SCC
0 0 10/15/06
DATE DUE DATE INCURRED
o PAID CALENDAR YEAR
$ _%
o FORGIVEN RATE PER ELECTION ..
DATE DUE DATE INCURRED
o PAID CALENDAR YEAR
$ _%
o FORGIVEN RATE PER ELECTION"
DATE DUE DATE INCURRED
0$ 500.00 $ 0 $ 01
to IND 0 COM 0 OTH 0 PTY 0 SCC
to IND 0 COM OOTH 0 PTY 0 SCC
SUBTOTALS $
(Enter(e) on
Schedule E, Una 3)
Schedule B Summary
1. Loans received this period ...... ...... ....... ...... .................... ...................... ............ ............ ...... ............. ...... $
(Total Column (b) plus unitemized loans ofless than $100.)
2. Loans paid or forgiven this period ......................................................................................................... $
(Total Column (c) plus loans under $1 00 paid or forgiven.)
(Include loans paid by a third party that are also itemized on Schedule A.)
3. Net change this period. (Subtract Line 2 from Line 1.) ............................................................... NET $
Enter the net here and on the Summary Page, Column A, Line 2.
o
tContributor Codes
IND -Individual
COM - Recipient Committee
(other than PTY or SCC)
OTH - Other (e.g., business entity)
PTY - Political Party
SCC - Small Contributor Committee
500.00
-500,00
(May be a negative number)
*Amounts forgiven or paid by another party also must be reported on Schedule A.
** If required.
FPPC Form 460 (January/05)
FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3n2)
Schedule C
Nonmonetary Contributions Received
SEE INSTRUCTIONS ON REVERSE
NAME OF FILER
Cupertino Against Re-zoning (CARe), NO on Measures D & E
Type or print In Ink.
Amounts may be rounded
to whole dollars.
SCHEDULE C
Statement covers period
from
1/1/07
CALIFORNIA 460
FORM
through
6/30/07
page~of~
I.D. NUMBER
1287457
DATE
RECEIVED
FULL NAME, STREET ADDRESS AND
ZIP CODE OF CONTRIBUTOR
(IF COMMITTEE, ALSO ENTER 1.0. NUMBER)
IF AN INDIVIDUAL, ENTER
CONTRIBUTOR OCCUPATION AND EMPLOYER DESCRIPTION OF
CODE * (IF SELF-EMPLOYED, ENTER GOODS OR SERVICES
NAME OF BUSINESS)
AMOUNT/
FAIR MARKET
VALUE
CUMULATIVE TO
DATE
CALENDAR YEAR
(JAN 1 - DEC 31)
PER ELECTION
TO DATE
(IF REQUIRED)
3/12/07
o
Bern Steves, Esq.
1469 Primrose Way
Cupertino, CA 95014
DIND
~eOM
DOTH
DPTY
Dsce
DIND
llIeOM
DOTH
DPTY
Dsce
DIND
DeOM
DOTH
DPTY
Dsce
DIND
DeOM
DOTH
DPTY
DSCC
3/12/07
Stuart M Flashman
5626 Ocean View Drive
Oakland, CA 94618
from Toll Brothers
to attorney
Proceeds from
counter lawsuit
to cover costs of
first lawsuit.
3886.32
1227.40
3886.32
1227.40
o
from Toll Brothers
to attorney
Proceeds from
counter lawsuit
to cover costs of
first lawsuit.
Attach additional information on appropriately labe/ed continuation sheets.
SUBTOTAL $
5113.72
Schedule C Summary
1. Amount received this period - itemized nonmonetary contributions.
(Include all Schedule C subtotals.) ................................................................. .................................................... $
2. Amount received this period - unitemized nonmonetary contributions of less than $100 .................................... $
3. Total nonmonetary contributions received this period.
(Add Lines 1 and 2. Enter here and on the Summary Page, Column A, Lines 4 and 10.) ...................... TOTAL $
5113.72
o
5113.72
.Contributor Codes
IND -Individual
COM - Recipient Committee
(other than PTY or SCC)
OTH - Other (e.g., business entity)
PTY - Political Party
SCC - Small Contributor Committee
FPPC Form 460 (January/OS)
FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3n2)
Schedule E
Payments Made
Type or print In Ink.
Amounts may be rounded
to whole dollars.
SCHEDULEE
from
1/1/07
CALIFORNIA 460
FORM
Statement covers period
SEE INSTRUCTIONS ON REVERSE
NAME OF FILER
Cupertino Against Re-zoning (CARe), NO on Measures D & E
through
6/30/07
7 9
Page_ of_
1.0. NUMBER
1287457
CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment.
CMP campaign paraphernalia/misc. MBR member communications RAD radio airtime and production costs
CNS campaign consultants MTG meetings and appearances RFD returned contributions
CTB contribution (explain nonmonetary)" OFC office expenses SAL campaign workers' salaries
CVC civic donations PEr petition circulating Ta t.v. or cable airtime and production costs
FIL candidate filinglballot fees PI-[) phone banks 1RC candidate travel, lodging, and meals
FJIl) fundraising events Pa.. polling and survey research TRS staff/spouse travel, lodging, and meals
N> independent expenditure supportinglopposing others (explain)" POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor
LEG legal defense PRO professional services (legal, accounting) VOT voter registration
LIT campaign literature and mailings PRT print ads III.EB information technology costs (internet, e-mail)
NAME AND ADDRESS OF PAYEE AMOUNT PAID
(IF COMMITTEE, ALSO ENTER 1.0. NUMBER) CODE OR DESCRIPTION OF PAYMENT
W Payments that are contributions or Independent expenditures must also be summarized on Schedule D.
SUBTOTAL $
Schedule E Summary
1. Itemized payments made this period. (Include all Schedule E subtotals.) .............................................................................................................. $
2. Unitemized payments made this period of under $100 .......................................................................................................................................... $
3. Total interest paid this period on loans. (Enter amount from Schedule B, Part 1, Column (e).) ............................................................................... $
4. Total payments made this period. (Add Lines 1, 2, and 3. Enter here and on the Summary Page, ColumnA, Line 6.) ............................. TOTAL $
o
88.94
o
88.94
FPPC Form 460 (January/OS)
FPPC Toll-Free Helpline: 866/ASK-FPPC (8661275-3n2)
SCHEDULE F
Schedule F
Accrued Expenses (Unpaid Bills)
Type or print In Ink.
Amounts may be rounded
to whole dollars.
CALIFORNIA 460
FORM
from
Statement covers period
1/1/07
SEE INSTRUCTIONS ON REVERSE
NAME OF FILER
Cupertino Against Re-zoning (CARe), NO on Measures D & E
through
6/30/07
8 9
Page_ of_
I.D. NUMBER
1287457
CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment.
CMP campaign paraphernalia/misc. MBR member communications RAD radio airtime and production costs
CNS campaign consultants MrG meetings and appearances RFD returned contributions
CTB contribution (explain nonmonetary)" OFC office expenses SAL campaign workers' salaries
CVC civic donations PET petition circulating 1l3.. t.v. or cable airtime and production costs
FIL candidate filinglballot fees PH) phone banks TRC candidate travel, lodging, and meals
FNJ fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals
N) independent expenditure supporting/opposing others (explain)" POS postage, delivery and messenger services TSF transfer between committees of the same csndidate/sponsor
LEG legal defense PRO professional services (legal, accounting) VOT voter registration
LIT campaign literature and mailings PRr print ads V\al information technology costs (internet, e-mail)
CODE OR (a) (b) (c) (d)
NAME AND ADDRESS OF CREDITOR OUTSTANDING AMOUNT INCURRED AMOUNT PAID OUTSTANDING
(IF COMMITTEE, ALSO ENTER 1.0. NUMBER) DESCRIPTION OF PAYMENT BALANCE BEGINNING THIS PERIOD THIS PERIOD BALANCE AT CLOSE
OF THIS PERIOD (ALSO REPORT ON E) OF THIS PERIOD
Stuart M. Flashman LEG - Debt Paid by
5626 Ocean View Drive 1227.40 -1227.40 0 0
Oakland, CA 94618 Toll Brothers
Bern Steves, Esq. LEG - Debt Paid by
1469 Primrose Way 3886.32 -3886.32 0 0
Cupertino, CA 95014 Toll Brothers
" Payments that are contributions or Independent expenditures must also be
summarized on Schedule D.
SUBTOTALS $
5113.72 $
-5113.72 $
o $
o
Schedule F Summary
1. Total accrued expenses incurred this period. (Include all Schedule F, Column (b) subtotals for
accrued expenses of $100 or more, plus total un itemized accrued expenses under $100.) ............................................ INCURRED TOTALS $
2. Total accrued expenses paid this period. (Include all Schedule F, Column (c) subtotals for payments on
accrued expenses of $100 or more, plus total unitemized payments on accrued expenses under $100.) ................................. PAID TOTALS $
3. Net change this period. (Subtract Line 2 from Line 1. Enter the difference here and
on the Summary Page, Column A, Line 9.) ................................................................................................................................................ NET $
-5113.72
o
-5113.72
May be a negative number
FPPC Form 460 (January/OS)
FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772)
Schedule I
Miscellaneous Increases to Cash
from
1/1/07
CALIFORNIA 460
FORM
SCHEDULE I
Type or print In Ink.
Amounts may be rounded
to whole dollars.
Statement covers period
SEE INSTRUCTIONS ON REVERSE
NAME OF FILER
through
6/30/07
page~ of~
1.0. NUMBER
Cupertino Against Re-zoning (CARe), NO on Measures D & E
1287457
DATE
RECEIVED
FULL NAME AND ADDRESS OF SOURCE
(IF COMMITTEE, ALSO ENTER 1.0. NUMBER)
DESCRIPTION OF RECEIPT
AMOUNT OF
INCREASE TO CASH
3/12/07
Bern Steves, Esq.
1469 Primrose Way
Cupertino, CA 95014
Proceeds from counter-lawsuit to
cover fees incurred. Payment from
Toll Brothers via Bern Steves.
11,640.00
Attach additional infonnation on appropriately labeled continuation sheets.
SUBTOTAL $
11,640.00,
Schedule I Summary
1. Itemized increases to cash this period. ....................................................................................................................... $
2. Unitemized increases to cash of under $100 this period. ............................................................................................ $
3. Total of all interest received this period on loans made to others. (Schedule H, Column (e).) ................................. $
4. Total miscellaneous increases to cash this period. (Add Lines 1, 2, and 3. Enter here and on the
Summary Page, Line 14.) ........................................................................................................................... TOTAL $
11,640.00
o
o
11,640.00
FPPC Form 460 (January/OS)
FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772)