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CC 02-21-2023 Item No. 5 Accounts Payable November 13, 2022 Written CommunicationsCC 02-21-23 Item # 5 AP ending November 13, 2022 Written Communications 2/21/2023 City Council Meeting Item #5 Accounts Payable for the period ending November 13, 2022 Staff’s responses to questions received from councilmember are shown in italics. Q1: What causes an accounts payable to be missed like this? (Chao) Staff response: This item was missed primarily due to this file not showing in the two network folders where the AP registers are stored. Q2: What is being done to prevent this in the future? Who is doing it? (Chao) Staff response: This appears to be a onetime glitch as the file reappeared subsequent to submission with the same date as all the other files. Staff who prepare these reports will be more diligent in searching beyond these folders and rerunning reports from the financial system as necessary to ensure all reports are included. Q3: The previous Council got these Accounts Payables to finally be submitted by month regularly. Will this continue? (Chao) Staff response: Yes, this is requirement. Q4: Has there been a check from 2018-present? How many are still missing? (Chao) Staff response: Staff has looked back only as far as the current fiscal year. None missing from this search. Q5: How frequently are the Accounts Payables reconciled? (Chao) Staff response: On a weekly basis. From:Peggy Griffin To:City Council Cc:City Clerk Subject:2023-02-21 CC Mtg Consent Calendar - Please PULL ITEMS 5 and 6 Date:Sunday, February 19, 2023 5:28:37 PM CAUTION: This email originated from outside of the organization. Do not click links or open attachments unless you recognize the sender and know the content is safe. Dear City Council members, I am requesting that you PULL Consent items: ITEM 5 Accts Payable Nov. 13, 2022 ITEM 6 Commemorative Bench and fee waiver I, as a member of the public, I requested that these items be pulled during the Feb. 7, 2023 CC meeting. These items were pulled prior to the rules changing and I am still interested in discussing these 2 items. I hope one of you can please request they be pulled. Thank you. Sincerely, Peggy Griffin From:Liang Chao To:Pamela Wu Cc:City Clerk Subject:Fwd: 2023-02-21 CC Mtg Consent Calendar - Please PULL ITEMS 5 and 6 Date:Sunday, February 19, 2023 6:24:10 PM I'd like to pull Item 5 and Item 6, as stated. Thanks. Liang Liang Chao​ Council Member City Council LiangChao@cupertino.org 408-777-3192 From: Peggy Griffin <griffin@compuserve.com> Sent: Sunday, February 19, 2023 5:28 PM To: City Council <CityCouncil@cupertino.org> Cc: City Clerk <CityClerk@cupertino.org> Subject: 2023-02-21 CC Mtg Consent Calendar - Please PULL ITEMS 5 and 6 Dear City Council members, I am requesting that you PULL Consent items: ITEM 5 Accts Payable Nov. 13, 2022 ITEM 6 Commemorative Bench and fee waiver I, as a member of the public, I requested that these items be pulled during the Feb. 7, 2023 CC meeting. These items were pulled prior to the rules changing and I am still interested in discussing these 2 items. I hope one of you can please request they be pulled. Thank you. Sincerely, Peggy Griffin From:Kitty Moore To:City Clerk; Kirsten Squarcia Subject:Item 5 Written Communications for Today Date:Tuesday, February 21, 2023 12:51:08 PM Attachments:22-056 Consulting Services Agreement for Executive Recruitment, Boucher Law.pdf Dear City Clerk, Please include the attachment for Item 5 Written Communications. The attachment is the contract the City made with Boucher Law, PC for Finance Manager and Public Information Officer recruitment. Item 5, Accounts payable, includes a payment to Boucher Law, PC for a Finance Manager dated 11/04/2022. The City did not hire candidates from Boucher Law’s recruitment process. Approximately $15,740 was paid to Boucher Law, PC for Finance Manager recruitment. Recall that Boucher Law also conducted labor negotiations under another contract with the City. The City did not end up hiring a Finance Manager from the recruitment process, however, an employee of Boucher Law, PC began attending the Audit Committee meetings with the title of Interim Finance Manager. I believe that is what this payment is for. The employee later stopped attending the meetings. Thank you, Kitty Moore Kitty Moore​ Councilmember City Council Kmoore@cupertino.org (408) 777-1389 Consulting Services Agreement for Executive Recruitment, Boucher Law Page 1 of 9 Professional/Consulting Contracts /Version: October 2021 PROFESSIONAL/CONSULTING SERVICES AGREEMENT 1. PARTIES This Agreement is made by and between the City of Cupertino, a municipal corporation (“City”), and Boucher Law (“Contractor”), for Consulting Services Agreement for Executive Recruitment, and is effective on the last date signed below (“Effective Date”). 2. SERVICES Contractor agrees to provide the services and perform the tasks (“Services”) set forth in detail in Scope of Services, attached here and incorporated as Exhibit A. Contractor further agrees to carry out its work in compliance with any applicable local, State, or Federal order regarding COVID-19. 3. TIME OF PERFORMANCE 3.1 This Agreement begins on the Effective Date and ends on August 31, 2022 (“Contract Time”), unless terminated earlier as provided herein. Contractor’s Services shall begin on the effective date and shall be completed by August 31, 2022. The City’s appropriate department head or the City Manager may extend the Contract Time through a written amendment to this Agreement, provided such extension does not include additional contract funds. Extensions requiring additional contract funds are subject to the City’s purchasing policy. 3.2 Schedule of Performance. Contractor must deliver the Services in accordance with the Schedule of Performance, attached and incorporated here Exhibit B. 3.3 Time is of the essence for the performance of all the Services. Contractor must have sufficient time, resources, and qualified staff to deliver the Services on time. 4. COMPENSATION 4.1 Maximum Compensation. City will pay Contractor for satisfactory performance of the Services an amount that will based on actual costs but that will be capped so as not to exceed 40,000.00 (“Contract Price”), based upon the scope of services in Exhibit A and the budget and rates included in Exhibit C, Compensation attached and incorporated here. The maximum compensation includes all expenses and reimbursements and will remain in place even if Contractor’s actual costs exceed the capped amount. No extra work or payment is permitted without prior written approval of City. 4.2 Invoices and Payments. Monthly invoices must state a description of the deliverable completed and the amount due for the preceding month. Within thirty (30) days of completion of Services, Contractor must submit a requisition for final and complete payment of costs and pending Consulting Services Agreement for Executive Recruitment, Boucher Law Page 2 of 9 Professional/Consulting Contracts /Version: October 2021 claims for City approval. Failure to timely submit a complete and accurate payment requisition relieves City of any further payment or other obligations under the Agreement. 5. INDEPENDENT CONTRACTOR 5.1 Status. Contractor is an independent contractor and not an employee, partner, or joint venture of City. Contractor is solely responsible for the means and methods of performing the Services and for the persons hired to work under this Agreement. Contractor is not entitled to health benefits, worker’s compensation, or other benefits from the City. 5.2 Contractor’s Qualifications. Contractor warrants on behalf of itself and its subcontractors that they have the qualifications and skills to perform the Services in a competent and professional manner and according to the highest standards and best practices in the industry. 5.3 Permits and Licenses. Contractor warrants on behalf of itself and its subcontractors that they are properly licensed, registered, and/or certified to perform the Services as required by law and have procured a City Business License, if required by the Cupertino Municipal Code. 5.4 Subcontractors. Only Contractor’s employees are authorized to work under this Agreement. Prior written approval from City is required for any subcontractor, and the terms and conditions of this Agreement will apply to any approved subcontractor. 5.5 Tools, Materials, and Equipment. Contractor will supply all tools, materials and equipment required to perform the Services under this Agreement. 5.6 Payment of Benefits and Taxes. Contractor is solely responsible for the payment of employment taxes incurred under this Agreement and any similar federal or state taxes. Contractor and any of its employees, agents, and subcontractors shall not have any claim under this Agreement or otherwise against City for seniority, vacation time, vacation pay, sick leave, personal t ime off, overtime, health insurance, medical care, hospital care, insurance benefits, social security, disability, unemployment, workers compensation or employee benefits of any kind. Contractor shall be solely liable for and obligated to pay directly all applicable taxes, fees, contributions, or charges applicable to Contractor’s business including, but not limited to, federal and state income taxes. City shall have no obligation whatsoever to pay or withhold any taxes or benefits on behalf of Contractor. Should any court, arbitrator, or administrative authority, including but not limited to the California Public Employees Retirement System (PERS), the Internal Revenue Service or the State Employment Development Division, determine that Contractor, or any of its employees, agents, or subcontractors, is an employee for any purpose, then Contractor agrees to a reduction in amounts payable under this Agreement, or to promptly remint to City any payments due by the City as a result of such determination, so that the City’s total expenses under this Agreement are not greater than they would have been had the determination not been made. 6. PROPRIETARY/CONFIDENTIAL INFORMATION In performing this Agreement, Contractor may have access to private or confidential information owned or controlled by the City, which may contain proprietary or confidential details the disclosure of which to third parties may be damaging to City. Contractor shall hold in confidence all City information provided by City to Contractor and use it only to perform this Agreement. Consulting Services Agreement for Executive Recruitment, Boucher Law Page 3 of 9 Professional/Consulting Contracts /Version: October 2021 Contractor shall exercise the same standard of care to protect City information as a reasonably prudent contractor would use to protect its own proprietary data. 7. OWNERSHIP OF MATERIALS 7.1 Property Rights. Any interest (including copyright interests) of Contractor in any product, memoranda, study, report, map, plan, drawing, specification, data, record, document, or other information or work, in any medium (collectively, “Work Product”), prepared by Contractor in connection with this Agreement will be the exclusive property of the City upon completion of the work to be performed hereunder or upon termination of this Agreement, to the extent requested by City. In any case, no Work Product shall be shown to any third-party without prior written approval of City. 7.2 Copyright. To the extent permitted by Title 17 of the U.S. Code, all Work Product arising out of this Agreement is considered “works for hire” and all copyrights to the Work Product will be the property of City. Alternatively, Contractor assigns to City all Work Product copyrights. Contractor may use copies of the Work Product for promotion only with City’s written approval. 7.3 Patents and Licenses. Contractor must pay royalties or license fees required for authorized use of any third party intellectual property, including but not limited to patented, trademarked, or copyrighted intellectual property if incorporated into the Services or Work Product of this Agreement. 7.4 Re-Use of Work Product. Unless prohibited by law and without waiving any rights, City may use or modify the Work Product of Contractor or its sub-contractors prepared or created under this Agreement, to execute or implement any of the following: a) The original Services for which Contractor was hired; b) Completion of the original Services by others; c) Subsequent additions to the original Services; and/or d) Other City projects. 7.5 Deliverables and Format. Contractor must provide electronic and hard copies of the Work Product, on recycled paper and copied on both sides, except for one single-sided original. 8. RECORDS Contractor must maintain complete and accurate accounting records relating to its performance in accordance with generally accepted accounting principles. The records must include detailed information of Contractor’s performance, benchmarks and deliverables, which must be available to City for review and audit. The records and supporting documents must be kept separate from other records and must be maintained for four (4) years from the date of City’s final payment. Contractor acknowledges that certain documents generated or received by Contractor in connection with the performance of this Agreement, including but not limited to correspondence between Contractor and any third party, are public records under the California Public Records Consulting Services Agreement for Executive Recruitment, Boucher Law Page 4 of 9 Professional/Consulting Contracts /Version: October 2021 Act, California Government Code section 6250 et seq. Contractor shall comply with all laws regarding the retention of public records and shall make such records available to the City upon request by the City, or in such manner as the City reasonably directs that such records be provided. 9. ASSIGNMENT Contractor shall not assign, sublease, hypothecate, or transfer this Agreement, or any interest therein, directly or indirectly, by operation of law or otherwise, without prior written consent of City. Any attempt to do so will be null and void. Any changes related to the financial control or business nature of Contractor as a legal entity is considered an assignment of the Agreement and subject to City approval, which shall not be unreasonably withheld. Control means fifty percent 50%) or more of the voting power of the business entity. 10. PUBLICITY / SIGNS Any publicity generated by Contractor for the project under this Agreement, during the term of this Agreement and for one year thereafter, will reference the City’s contributions in making the project possible. The words “City of Cupertino” will be displayed in all pieces of publicity, including flyers, press releases, posters, brochures, public service announcements, interviews and newspaper articles. No signs may be posted, exhibited or displayed on or about City property, except signage required by law or this Contract, without prior written approval from the City. 11. INDEMNIFICATION 11.1 To the fullest extent allowed by law, and except for losses caused by the sole and active negligence or willful misconduct of City personnel, Contractor shall indemnify, defend and hold harmless City, its City Council, boards and commissions, officers, officials, employees , agents, servants, volunteers, and consultants (“Indemnitees”), through legal counsel acceptable to City, from and against any and all liability, damages, claims, actions, causes of action, demands, charges, losses, costs, and expenses (including attorney fees, legal costs, and expenses related to litigation and dispute resolution proceedings) of every nature, arising directly or indirectly from this Agreement or in any manner relating to any of the following: a) Breach of contract, obligations, representations, or warranties; b) Negligent or willful acts or omissions committed during performance of the Services; c) Personal injury, property damage, or economic loss resulting from the work or performance of Contractor or its subcontractors or sub-subcontractors; d) Unauthorized use or disclosure of City’s confidential and proprietary Information; e) Claim of infringement or violation of a U.S. patent or copyright, trade secret, trademark, or service mark or other proprietary or intellectual property rights of any third party. 11.2 Contractor must pay the costs City incurs in enforcing this provision. Contractor must accept a tender of defense upon receiving notice from City of a third-party claim. At City’s request, Contractor will assist City in the defense of a claim, dispute, or lawsuit arising out of this Agreement. 11.3 Contractor’s duties under this section are not limited to the Contract Price, workers’ compensation payments, or the insurance or bond amounts required in the Agreement. Nothing in Consulting Services Agreement for Executive Recruitment, Boucher Law Page 5 of 9 Professional/Consulting Contracts /Version: October 2021 the Agreement shall be construed to give rise to an implied right of indemnity in favor of Contractor against City or any Indemnitee. 11.4. Contractor’s payments may be deducted or offset to cover any money the City lost due to a claim or counterclaim arising out of this Agreement, a purchase order, or other transaction. 11.5. Contractor agrees to obtain executed indemnity agreements with provisions identical to those set forth here in this Section 11 from each and every subcontractor, or any other person or entity involved by, for, with, or on behalf of Contractor in the performance of this Agreement. Failure of City to monitor compliance with these requirements imposes no additional obligations on City and will in no way act as a waiver of any rights hereunder. 11.6. This Section 11 shall survive termination of the Agreement. 12. INSURANCE Contractor shall comply with the Insurance Requirements, attached and incorporated here as Exhibit D, and must maintain the insurance for the duration of the Agreement, or longer as required by City. City will not execute the Agreement until City approves receipt of satisfactory certificates of insurance and endorsements evidencing the type, amount, class of operations covered, and the effective and expiration dates of coverage. Failure to comply with this provision may result in City, at its sole discretion and without notice, purchasing insurance for Contractor and deducting the costs from Contractor’s compensation or terminating the Agreement. 13. COMPLIANCE WITH LAWS 13.1 General Laws. Contractor shall comply with all local, state, and federal laws and regulations applicable to this Agreement. Contractor will promptly notify City of changes in the law or other conditions that may affect the Project or Contractor’s ability to perform. Contractor is responsible for verifying the employment authorization of employees performing the Services, as required by the Immigration Reform and Control Act. 13.2 Labor Laws. Contractor shall comply with all labor laws applicable to this Agreement. If the Scope of Services includes a “public works” component, Contractor is required to comply with prevailing wage laws under Labor Code Section 1720 and other labor laws. 13.3 Discrimination Laws. Contractor shall not discriminate on the basis of race, religious creed, color, ancestry, national origin, ethnicity, handicap, disability, marital status, pregnancy, age, sex, gender, sexual orientation, gender identity, Acquired-Immune Deficiency Syndrome AIDS), or any other protected classification. Contractor shall comply with all anti-discrimination laws, including Government Code Sections 12900 and 11135, and Labor Code Sections 1735, 1777, and 3077.5. Consistent with City policy prohibiting harassment and discrimination, Contractor understands that harassment and discrimination directed toward a job applicant, an employee, a City employee, or any other person, by Contractor or its employees or sub-contractors will not be tolerated. Contractor agrees to provide records and documentation to the City on request necessary to monitor compliance with this provision. Consulting Services Agreement for Executive Recruitment, Boucher Law Page 6 of 9 Professional/Consulting Contracts /Version: October 2021 13.4 Conflicts of Interest. Contractor shall comply with all conflict of interest laws applicable to this Agreement and must avoid any conflict of interest. Contractor warrants that no public official, employee, or member of a City board or commission who might have been involved in the making of this Agreement, has or will receive a direct or indirect financial interest in this Agreement, in violation of California Government Code Section 1090 et seq. Contractor may be required to file a conflict of interest form if Contractor makes certain governmental decisions or serves in a staff capacity, as defined in Section 18700 of Title 2 of the California Code of Regulations. Contractor agrees to abide by the City’s rules governing gifts to public officials and employees. 13.5 Remedies. Any violation of Section 13 constitutes a material breach and may result in City suspending payments, requiring reimbursements or terminating this Agreement. City reserves all other rights and remedies available under the law and this Agreement, including the right to seek indemnification under Section 11 of this Agreement. 14. PROJECT COORDINATION City Project Manager. The City assigns Kristina Alfaro as the City’s representative for all purposes under this Agreement, with authority to oversee the progress and performance of the Scope of Services. City reserves the right to substitute another Project manager at any time, and without prior notice to Contractor. Contractor Project Manager. Subject to City approval, Contractor assigns Christopher Boucher as its single Representative for all purposes under this Agreement, with authority to oversee the progress and performance of the Scope of Services. Contractor’s Project manager is responsible for coordinating and scheduling the Services in accordance with the Scope of Services and the Schedule of Performance. Contractor must regularly update the City’s Project Manager about the progress with the work or any delays, as required under the Scope of Services. City written approval is required prior to substituting a new Representative. 15. ABANDONMENT OF PROJECT City may abandon or postpone the Project or parts therefor at any time. Contractor will be compensated for satisfactory Services performed through the date of abandonment, and will be given reasonable time to assemble the work and close out the Services. With City’s pre-approval in writing, the time spent in closing out the Services will be compensated up to a maximum of ten percent (10%) of the total time expended to date in the performance of the Services. 16. TERMINATION City may terminate this Agreement for cause or without cause at any time. Contractor will be paid for satisfactory Services rendered through the date of termination, but final payment will not be made until Contractor closes out the Services and delivers the Work Product. 17. GOVERNING LAW, VENUE, AND DISPUTE RESOLUTION This Agreement is governed by the laws of the State of California. Any lawsuits filed related to this Agreement must be filed with the Superior Court for the County of Santa Clara, State of Consulting Services Agreement for Executive Recruitment, Boucher Law Page 7 of 9 Professional/Consulting Contracts /Version: October 2021 California. Contractor must comply with the claims filing requirements under the Government Code prior to filing a civil action in court. If a dispute arises, Contractor must continue to provide the Services pending resolution of the dispute. If the Parties elect arbitration, the arbitrator’s award must be supported by law and substantial evidence and include detailed written findings of law and fact. 18. ATTORNEY FEES If City initiates legal action, files a complaint or cross-complaint, or pursues arbitration, appeal, or other proceedings to enforce its rights or a judgment in connection with this Agreement, the prevailing party will be entitled to reasonable attorney fees and costs. 19. THIRD PARTY BENEFICIARIES There are no intended third party beneficiaries of this Agreement. 20. WAIVER Neither acceptance of the Services nor payment thereof shall constitute a waiver of any contract provision. City’s waiver of a breach shall not constitute waiver of another provision or breach. 21. ENTIRE AGREEMENT This Agreement represents the full and complete understanding of every kind or nature between the Parties, and supersedes any other agreement(s) and understanding(s), either oral or written, between the Parties. Any modification of this Agreement will be effective only if in writing and signed by each Party’s authorized representative. No verbal agreement or implied covenant will be valid to amend or abridge this Agreement. If there is any inconsistency between any term, clause, or provision of the main Agreement and any term, clause, or provision of the attachments or exhibits thereto, the terms of the main Agreement shall prevail and be controlling. 22. INSERTED PROVISIONS Each provision and clause required by law for this Agreement is deemed to be included and will be inferred herein. Either party may request an amendment to cure mistaken insertions or omissions of required provisions. The Parties will collaborate to implement this Section, as appropriate. 23. HEADINGS The headings in this Agreement are for convenience only, are not a part of the Agreement and in no way affect, limit, or amplify the terms or provisions of this Agreement. 24. SEVERABILITY/PARTIAL INVALIDITY If any term or provision of this Agreement, or their application to a particular situation, is found by the court to be void, invalid, illegal, or unenforceable, such term or provision shall remain in force and effect to the extent allowed by such ruling. All other terms and provisions of this Consulting Services Agreement for Executive Recruitment, Boucher Law Page 8 of 9 Professional/Consulting Contracts /Version: October 2021 Agreement or their application to specific situations shall remain in full force and effect. The Parties agree to work in good faith to amend this Agreement to carry out its intent. 25. SURVIVAL All provisions which by their nature must continue after the Agreement expires or is terminated, including the Indemnification, Ownership of Materials/Work Product, Records, Governing Law, and Attorney Fees, shall survive the Agreement and remain in full force and effect. 26. NOTICES All notices, requests and approvals must be sent in writing to the persons below, which will be considered effective on the date of personal delivery or the date confirmed by a reputable overnight delivery service, on the fifth calendar day after deposit in the United States Mail, postage prepaid, registered or certified, or the next business day following electronic submission: To City of Cupertino Office of the City Manager 10300 Torre Ave. Cupertino, CA 95014 Attention: Kristina Alfaro Email: KristinaA@cupertino.org To Contractor: Boucher Law 2081 Center Street Berkeley, CA 94704 Attention: Christopher Boucher Email: christopher@boucher.law 27. EXECUTION The person executing this Agreement on behalf of Contractor represents and warrants that Contractor has full right, power, and authority to enter into and carry out all actions contemplated by this Agreement and that he or she is authorized to execute this Agreement, which constitutes a legally binding obligation of Contractor. This Agreement may be executed in counterparts, each one of which is deemed an original and all of which, taken together, constitute a single binding instrument. IN WITNESS WHEREOF, the parties have caused the Agreement to be executed. CITY OF CUPERTINO CONTRACTOR A Municipal Corporation By By Name Name Title Title Date Date Christopher Boucher Christopher Boucher Apr 24, 2022 Kristina Alfaro Director of Administrative Services Apr 25, 2022 Consulting Services Agreement for Executive Recruitment, Boucher Law Page 9 of 9 Professional/Consulting Contracts /Version: October 2021 APPROVED AS TO FORM: CHRISTOPHER D. JENSEN Cupertino City Attorney ATTEST: KIRSTEN SQUARCIA City Clerk Date Christopher D. Jensen Apr 25, 2022 EXHIBIT A Exhibit A Scope of Work Scope of Work: The Consultant agrees to perform certain services necessary for the completion of the search. The scope of work presented represents a partial Finance Manager and Public Information Officer recruitment that includes the following services: a) Recruitment Planning b) Active Recruitment c) Candidate Screening and Reporting Phase I Meeting with the City Manager, Administrative Services Director, and other key stakeholders to develop a clear understanding of the Agency’s current and future needs. Boucher Law, PC will utilize this meeting to collect information regarding the characteristics of an ideal candidate, priorities and anticipated challenges for the position, aspects of the Agency’s culture, and potential outreach/recruitment sources. Developing a customized recruitment flyer to solicit candidates for the vacant position. Developing and placing advertisements in relevant magazines, journals, professional organizations, and websites to attract candidates on a local, regional, statewide targeted basis. Identifying and conducting targeted outreach to qualified candidates as may be appropriate. Receiving and reviewing applicant resumes to screen applicants for minimum qualifications and desirable qualifications. Phase II Conducting phone interviews with qualified candidates to further assess their experience, knowledge, and skills in line with the ideal candidate profile. Preparing a customized Client Report with information regarding the recruitment process and results, recommendations regarding EXHIBIT B Exhibit B Schedule of Performance Services to be performed: Consultant shall perform each and every service set forth in Exhibit "A" which is attached hereto and incorporated herein by this reference. EXHIBIT C Exhibit C Compensation Compensation: The professional fee for a Finance Manager and Public Information Officer recruitments is not to exceed $40,000. The net flat fee amount per recruitment is $13,950, not including reimbursable expenses as noted under reimbursable expenses. REIMBURSABLE EXPENSES In addition to the above, all reimbursable expenses will be billed at cost and there is no mark-up. Reimbursable expenses include all costs and expenses reasonably incurred by our firm to render said professional services, including, but not limited to, recruitment ads, professional graphic design, messenger and other delivery fees, postage, photocopying, lodging, meals, parking, mileage, and toll. Mileage will be reimbursed at an amount allowable by the IRS. In-house printing will be charged at $0.15 per page for black and white copies and $0.50 per page for color copies. Travel expenses for candidates are not included but may be authorized by the Agency to be incurred as part of our firm’s billing. Expense reimbursements will be billed to the Agency on a monthly basis. The estimated expenses for job postings and other ancillary recruitment costs are estimated to be $3,500. Exh. D-Insurance Requirements for Design Professionals & Consultant Contracts 1 Form Updated Jan. 2022 Consultant shall procure prior to commencement of Services and maintain for the duration of the contract, at its own cost and expense, the following insurance policies and coverage with companies doing business in California and acceptable to City. INSURANCE POLICIES AND MINIMUMS REQUIRED 1. Commercial General Liability (CGL) for bodily injury, property damage, personal injury liability for premises operations, products and completed operations, contractual liability, and personal and advertising injury with limits no less than $2,000,000 per occurrence (ISO Form CG 00 01). If a general aggregate limit applies, either the general aggregate limit shall apply separately to this project/location (ISO Form CG 25 03 or 25 04) or it shall be twice the required occurrence limit. a. It shall be a requirement that any available insurance proceeds broader than or in excess of the specified minimum insurance coverage requirements and/or limits shall be made available to the Additional Insured and shall be (i) the minimum coverage/limits specified in this agreement; or (ii) the broader coverage and maximum limits of coverage of any insurance policy, whichever is greater. b. Additional Insured coverage under Consultant's policy shall be "primary and non -contributory," will not seek contribution from City’s insurance/self-insurance, and shall be at least as broad as ISO Form CG 20 10 (04/13). c. The limits of insurance required may be satisfied by a combination of primary and umbrella or excess insurance, provided each policy complies with the requirements set forth in this Contract. Any umbrella or excess insurance shall contain or be endorsed to contain a provision that such coverage shall also apply on a primary basis for the benefit of City before the City’s own insurance or self - insurance shall be called upon to protect City as a named insured. 2. Automobile Liability: ISO CA 00 01 covering any auto (including owned, hired, and non-owned autos) with limits no less than $1,000,000 per accident for bodily injury and property damage. 3. Workers’ Compensation: As required by the State of California, with Statutory Limits and Employer’s Liability Insurance of no less than $1,000,000 per occurrence for bodily injury or disease. Not required. Consultant has provided written verification of no employees. 4. Professional Liability for professional acts, errors and omissions, as appropriate to Consultant’s profession, with limits no less than $2,000,000 per occurrence or claim, $2,000,000 aggregate. If written on a claims made form: a. The Retroactive Date must be shown and must be before the Effective Date of the Contract. b. Insurance must be maintained for at least five (5) years after completion of the Services. c. If coverage is canceled or non-renewed, and not replaced with another claims-made policy form with a Retroactive Date prior to the Contract Effective Date, the Consultant must purchase extended reporting” coverage for a minimum of five (5) years after completion of the Services. EXHIBIT D Insurance Requirements Design Professionals & Consultants Contracts Exh. D-Insurance Requirements for Design Professionals & Consultant Contracts 2 Form Updated Jan. 2022 OTHER INSURANCE PROVISIONS The aforementioned insurance shall be endorsed and have all the following conditions and provisions: Additional Insured Status The City of Cupertino, its City Council, officers, officials, employees, agents, servants and volunteers Additional Insureds”) are to be covered as additional insureds on Consultant’s CGL and automobile liability policies. General Liability coverage can be provided in the form of an endorsement to Consultant’s insurance (at least as broad as ISO Form CG 20 10 (11/ 85) or both CG 20 10 and CG 20 37 forms, if later editions are used). Primary Coverage Coverage afforded to City/Additional Insureds shall be primary insurance. Any insurance or self -insurance maintained by City, its officers, officials, employees, or volunteers shall be excess of Consultant’s insurance and shall not contribute to it. Notice of Cancellation Each insurance policy shall state that coverage shall not be canceled or allowed to expire, except with written notice to City 30 days in advance or 10 days in advance if due to non-payment of premiums. Waiver of Subrogation Consultant waives any right to subrogation against City/Additional Insureds for recovery of damages to the extent said losses are covered by the insurance policies required herein. Specifically, the Workers’ Compensation policy shall be endorsed with a waiver of subrogation in favor of City for all work performed by Consultant, its employees, agents and subconsultants. This provision applies regardless of whether or not the City has received a waiver of subrogation endorsement from the insurer. Deductibles and Self-Insured Retentions Any deductible or self-insured retention must be declared to and approved by the City. At City’s option, either: the insurer must reduce or eliminate the deductible or self -insured retentions as respects the City/Additional Insureds; or Consultant must show proof of ability to pay losses and costs related investigations, claim administration and defense expenses. The policy shall provide, or be endorsed to provide, that the self -insured retention may be satisfied by either the insured or the City. Acceptability of Insurers Insurers must be licensed to do business in California with an A.M. Best Rating of A -VII, or better. Verification of Coverage Consultant must furnish acceptable insurance certificates and mandatory endorsements (or copies of the policies effecting the coverage required by this Contract), and a copy of the Declarations and Endorsement Page of the CGL policy listing all policy endorsements prior to commencement of the Contract. City retains the right to demand verification of compliance at any time during the Contract term. Subconsultants Consultant shall require and verify that all subconsultants maintain insurance that meet the requirements of this Contract, including naming the City as an additional insured on subconsultant’s insurance policies. Higher Insurance Limits If Consultant maintains broader coverage and/or higher limits than the minimums shown above, City shall be entitled to coverage for the higher insurance limits maintained by Consultant. Adequacy of Coverage City reserves the right to modify these insurance requirements/coverage based on the nature of the risk, prior experience, insurer or other special circumstances, with not less than ninety (90) days prior written notice. The ACORD name and logo are registered marks of ACORD CERTIFICATE HOLDER 1988-2014 ACORD CORPORATION. All rights reserved. ACORD 25 (2014/01) AUTHORIZED REPRESENTATIVE CANCELLATION DATE (MM/DD/YYYY)CERTIFICATE OF LIABILITY INSURANCE LOCJECTPRO-POLICY GEN'L AGGREGATE LIMIT APPLIES PER: OCCURCLAIMS-MADE COMMERCIAL GENERAL LIABILITY PREMISES (Ea occurrence)$ DAMAGE TO RENTED EACH OCCURRENCE $ MED EXP (Any one person) $ PERSONAL & ADV INJURY $ GENERAL AGGREGATE $ PRODUCTS - COMP/OP AGG $ RETENTIONDED CLAIMS-MADE OCCUR AGGREGATE $ EACH OCCURRENCE $UMBRELLA LIAB EXCESS LIAB DESCRIPTION OF OPERATIONS / LOCATIONS / VEHICLES (ACORD 101, Additional Remarks Schedule, may be attached if more space is required) INSRLTR TYPE OF INSURANCE POLICY NUMBER POLICY EFF( MM/DD/YYYY) POLICY EXP( MM/DD/YYYY)LIMITS PERSTATUTE OTH- ER E.L. EACH ACCIDENT E.L. DISEASE - EA EMPLOYEE E.L. DISEASE - POLICY LIMIT ANY PROPRIETOR/PARTNER/EXECUTIVE If yes, describe under DESCRIPTION OF OPERATIONS below Mandatory in NH) OFFICER/MEMBER EXCLUDED? WORKERS COMPENSATION AND EMPLOYERS' LIABILITY Y / N AUTOMOBILE LIABILITY ANY AUTO ALL OWNED SCHEDULED HIRED AUTOS NON-OWNED AUTOS AUTOS AUTOS COMBINED SINGLE LIMIT BODILY INJURY (Per person) BODILY INJURY (Per accident) PROPERTY DAMAGE $ THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. INSD ADDL WVD SUBR N / A Ea accident) Per accident) OTHER: THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER. IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must be endorsed. If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s). COVERAGES CERTIFICATE NUMBER:REVISION NUMBER: INSURED PHONE( A/C, No, Ext): PRODUCER ADDRESS: E-MAIL FAX( A/C, No): CONTACTNAME: NAIC # INSURER A : INSURER B : INSURER C : INSURER D : INSURER E : INSURER F : INSURER(S) AFFORDING COVERAGE SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN ACCORDANCE WITH THE POLICY PROVISIONS. 02/04/2022 BARNEY FONG Shield One Insurance Services (510)962-2780 (510)372-0425 433 Estudillo Ave #103 SHIELDONEINS@COMCAST.NETSanLeandro, CA 94577 Phone: (510) 962-2780 Fax: (510) 372-0425 CHUBB (ACE PROP&CAS INS COMPANY)20699 BOUCHER LAW PC PROGRESSIVE (UNITED FINANCIAL CAS CO)11770 EMPLOYERS PREFERRED INSURANCE CO 31283(NCCI) 2081 CENTER STREET UNITED STATES LIABILITY INS COMPANY 25895 BERKELEY CA 94704 01/01/2022AX 2,000,000D95187444 X X X 1,000,000 5,000 4,000,000 X 4,000,000 01/01/2023 1,000,000 B X 04291124-0 01/01/2022 07/01/2022 X X X EIG 4662047 01 X C N 1,000,000X01/01/2022 01/01/2023 1,000,000 1,000, 000 D COMMERCIAL UMBRELLA CUP1567664 01/11/2022 EachOccurrence01/11/2022 $1,000,000 General Aggregate $1,000,000 ATTORNEY AT LAW / VARIOUS LOCATIONS / 2019 HYUNDAI KONA ELECTRIC (LAST 4 OF VIN 9915) ADDITIONAL INSURED : The City of Cupertino, its City Council, officers, officials, employees, agents, servants and volunteers. CITY OF CUPERTINO 10300 TORRES AVENUE CUPERTINO, CA 95014 DocuSign Envelope ID: 7492E36B-9646-4100-8519-E636890A69B9 2/ 4/2022 WORKERS COMPENSATION AND EMPLOYERS LIABILITY INSURANCE POLICY WC 04 03 06 Ed. 4-84) This endorsement changes the policy to which it is attached and is effective on the date issued unless otherwise stated. The information below is required only when this endorsement is issued subsequent to preparation of the policy.) This endorsement, effective Policy No. Endorsement No.Issued to Premium By: Carrier Code Ed. 4-84) Authorized Representative Countersigned at on at 12:01 AM standard time, forms a part of Of the WC 04 03 06 1998 by the Workers' Compensation Insurance Rating Bureau of California. All rights reserved. Schedule Person or Organization Job Description WAIVER OF OUR RIGHT TO RECOVER FROM OTHERS ENDORSEMENT-CALIFORNIA We have the right to recover our payments from anyone liable for an injury covered by this policy. We will not enforce our right against the person or organization named in the Schedule. (This agreement applies only to the extent that you perform work under a written contract that requires you to obtain this agreement from us.) You must maintain payroll records accurately segregating the remuneration of your employees while engaged in the work described in the Schedule. The additional premium for this endorsement shall be _____% of the California workers' compensation premium otherwise due on such remuneration. With respect to all employees subject to the workers' compensation laws of the state of California, any person or organization for whom the Named Insured has agreed by written contract to furnish this waiver. 2 This policy is subject to a minimum charge of $250 for the issuance of waivers of subrogation 01/01/2022 EIG 4662047 01 CHRISTOPHER BOUCHER 00920 EMPLOYERS PREFERRED INS. CO. Consulting Services Agreement for Executive Recruitment, Boucher Law Final Audit Report 2022-04-25 Created:2022-04-06 By:City of Cupertino (webmaster@cupertino.org) Status:Signed Transaction ID:CBJCHBCAABAAhVOB-y6K2uBAOHVzFyvUgmi8DjQOMJGG Consulting Services Agreement for Executive Recruitment, Bou cher Law" History Document created by City of Cupertino (webmaster@cupertino.org) 2022-04-06 - 4:09:52 PM GMT- IP address: 35.229.54.2 Document emailed to Mariela Vargas (marielar@cupertino.org) for approval 2022-04-06 - 4:11:57 PM GMT Email viewed by Mariela Vargas (marielar@cupertino.org) 2022-04-06 - 4:13:23 PM GMT- IP address: 104.47.74.126 Document approved by Mariela Vargas (marielar@cupertino.org) Approval Date: 2022-04-06 - 4:13:53 PM GMT - Time Source: server- IP address: 64.165.34.3 Document emailed to Araceli Alejandre (aracelia@cupertino.org) for approval 2022-04-06 - 4:13:58 PM GMT Document approved by Araceli Alejandre (aracelia@cupertino.org) Approval Date: 2022-04-06 - 5:39:47 PM GMT - Time Source: server- IP address: 64.165.34.3 Document emailed to Christopher Boucher (christopher@boucher.law) for signature 2022-04-06 - 5:39:53 PM GMT Email viewed by Christopher Boucher (christopher@boucher.law) 2022-04-12 - 9:24:57 PM GMT- IP address: 174.194.145.12 Email viewed by Christopher Boucher (christopher@boucher.law) 2022-04-24 - 6:23:11 PM GMT- IP address: 74.125.209.32 New document URL requested by Christopher Boucher (christopher@boucher.law) 2022-04-24 - 6:23:19 PM GMT- IP address: 73.170.44.63 Document e-signed by Christopher Boucher (christopher@boucher.law) Signature Date: 2022-04-24 - 6:32:50 PM GMT - Time Source: server- IP address: 73.170.44.63 Document emailed to Christopher D. Jensen (christopherj@cupertino.org) for signature 2022-04-24 - 6:32:55 PM GMT Email viewed by Christopher D. Jensen (christopherj@cupertino.org) 2022-04-24 - 6:34:26 PM GMT- IP address: 172.226.6.102 Document e-signed by Christopher D. Jensen (christopherj@cupertino.org) Signature Date: 2022-04-24 - 8:18:56 PM GMT - Time Source: server- IP address: 216.3.131.238 Document emailed to Kristina Alfaro (kristinaa@cupertino.org) for signature 2022-04-24 - 8:19:01 PM GMT Email viewed by Kristina Alfaro (kristinaa@cupertino.org) 2022-04-24 - 11:13:31 PM GMT- IP address: 172.226.36.94 Document e-signed by Kristina Alfaro (kristinaa@cupertino.org) Signature Date: 2022-04-25 - 4:37:09 PM GMT - Time Source: server- IP address: 64.165.34.3 Document emailed to Kirsten Squarcia (kirstens@cupertino.org) for signature 2022-04-25 - 4:37:15 PM GMT Email viewed by Kirsten Squarcia (kirstens@cupertino.org) 2022-04-25 - 5:35:39 PM GMT- IP address: 104.28.85.204 Document e-signed by Kirsten Squarcia (kirstens@cupertino.org) Signature Date: 2022-04-25 - 5:35:52 PM GMT - Time Source: server- IP address: 104.28.124.181 Agreement completed. 2022-04-25 - 5:35:52 PM GMT From:Liang Chao To:Pamela Wu; City Clerk Subject:Fwd: February 21 City Council meeting - Staff Responses to Councilmember questions Date:Tuesday, February 21, 2023 6:53:01 AM Attachments:CC 02-21-23 Item #1 City Hall Renovation_Responses to Councilmember Questions.pdf CC 02-21-23 Item #1 City Hall Renovation Responses to Councilmember Questions Attachment Funding Costs Estimates.pdf CC 02-21-23 Item #1 City Hall Renovation Responses to Councilmember Questions Attachment CIP Projects List.pdf CC 02-21-23 Item #5 AP ending November 13, 2022_Responses to Councilmember Questions.pdf CC 02-21-23 Item #6 Commemorative Bench Dedication Policy_Responses to Councilmember Questions.pdf CC 02-21-23 Item #10 Civil Grand Jury Report_Responses to Councilmember Questions.pdf CC 02-21-23 Item #11 Amendments to City Committees_Responses to Councilmember Questions.pdf CC 02-21-23 Item #12 December Monthly Treasurer"s Report_Responses to Councilmember Questions.pdf CC 02-21-23 Item #1 City Hall Renovation Amended Attachment B - City Council Timeline City Hall Project_Desk Item.pdf image002.png image003.png image004.png image005.png image006.png image007.png image008.png image009.png image010.png (Please disregard the previous email, I accidentally hit that “arrow” to send.) I appreciate the responses and the effort taken to provide responses in a timely manner and the effort made to make all responses available to all Councilmembers and the public. I understand the need to shorten the questions. But some of my questions were taken out of context and the nature of the questions were changed as a result. I'd like to request that all of my emails with my original questions to be entered as written communication for this meeting to provide the original context of the questions. Please let me know if the staff doesn't have time to find those emails and need me to find them. Please enter this email into the written communication too. Thanks. Liang Chao​ Council Member City Council LiangChao@cupertino.org 408-777-3192 From: Kirsten Squarcia <KirstenS@cupertino.org> Sent: Monday, February 20, 2023 6:45 PM To: Department Heads <DeptHeads@cupertino.org> Cc: City Clerk <CityClerk@cupertino.org> Subject: February 21 City Council meeting - Staff Responses to Councilmember questions Dear Mayor, Vice Mayor, and Councilmembers (Bcc’d on this email), Attached are the following supplemental items for the February 21 City Council meeting. They can also be accessed with the agenda and packet here. These items will also be posted for the public. Regards, Kirsten Staff Responses to Councilmember questions: CC 02-21-23 Item #1 City Hall Renovation_Responses to Councilmember Questions CC 02-21-23 Item #1 City Hall Renovation Responses to Councilmember Questions Attachment CIP Projects List CC 02-21-23 Item #1 City Hall Renovation Responses to Councilmember Questions Attachment Funding Cost Estimates CC 02-21-23 Item #5 AP ending November 13, 2022_Responses to Councilmember Questions CC 02-21-23 Item #6 Commemorative Bench Dedication Policy_Responses to Councilmember Questions CC 02-21-23 Item #10 Civil Grand Jury Report_Responses to Councilmember Questions CC 02-21-23 Item #11 Amendments to City Committees_Responses to Councilmember Questions CC 02-21-23 Item #12 December Monthly Treasurer's Report_Responses to Councilmember Questions Desk Item: CC 02-21-23 Item #1 City Hall Renovation Amended Attachment B - City Council Timeline City Hall Project_Desk Item Kirsten Squarcia​​​​ City Clerk City Manager's Office KirstenS@cupertino.org (408) 777-3225 2/21/2023 City Council Meeting Item #5 Accounts Payable for the period ending November 13, 2022 Staff’s responses to questions received from councilmember are shown in italics. Q1: What causes an accounts payable to be missed like this? (Chao) Staff response: This item was missed primarily due to this file not showing in the two network folders where the AP registers are stored. Q2: What is being done to prevent this in the future? Who is doing it? (Chao) Staff response: This appears to be a onetime glitch as the file reappeared subsequent to submission with the same date as all the other files. Staff who prepare these reports will be more diligent in searching beyond these folders and rerunning reports from the financial system as necessary to ensure all reports are included. Q3: The previous Council got these Accounts Payables to finally be submitted by month regularly. Will this continue? (Chao) Staff response: Yes, this is requirement. Q4: Has there been a check from 2018-present? How many are still missing? (Chao) Staff response: Staff has looked back only as far as the current fiscal year. None missing from this search. Q5: How frequently are the Accounts Payables reconciled? (Chao) Staff response: On a weekly basis. From:Kitty Moore To:City Clerk; Kirsten Squarcia Subject:Please pull Consent Item 5 and 6 Date:Tuesday, February 21, 2023 3:14:44 PM Dear City Clerk, Pursuant to City Council Resolution 23-021 I request that Items 5 and 6 be pulled from Consent. Thank you, Kitty Moore Kitty Moore​ Councilmember City Council Kmoore@cupertino.org (408) 777-1389