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AC 07-24-2023 AgendaCITY OF CUPERTINO AUDIT COMMITTEE AGENDA 10300 Torre Avenue, City Hall Conference Room A Monday, July 24, 2023 4:00 PM Regular Meeting ROLL CALL ORDERS OF THE DAY APPROVAL OF MINUTES 1.Subject: Approve Minutes of Regular Meeting on April 24, 2023 Recommended Action: Approve Minutes of Regular Meeting on April 24, 2023 A - Draft Minutes 2.Subject: Approve Minutes of Special Meeting on May 31, 2023 Recommended Action: Approve Minutes of Special Meeting on May 31, 2023 A - Draft Minutes POSTPONEMENTS ORAL COMMUNICATIONS This portion of the meeting is reserved for persons wishing to address the Committee on any matter within the jurisdiction of the Committee and not on the agenda. Speakers are limited to three (3) minutes. In most cases, State law will prohibit the Commission from making any decisions with respect to a matter not on the agenda. OLD BUSINESS NEW BUSINESS 3.Subject: INFORMATIONAL ITEM Consider receiving OPEB & Pension Section 115 Trust Performance Report for Quarter Ending June 30, 2023 Recommended Action: Receive OPEB & Pension Section 115 Trust Performance Report for Quarter Ending June 30, 2023 Presenter: PARS and US Bank 4:15(15) Page 1 Audit Committee Agenda July 24, 2023 A - OPEB Pension Section 115 Trust Performance Report for Quarter Ending June 30 2023 4.Subject: ACTION ITEM Consider the Treasurer's Investment Report for the Quarter Ending June 30, 2023 Recommended Action: Receive the Treasurer's Investment Report for the Quarter Ending June 30, 2023 and recommend filing with City Council Presenter: Thomas Leung, Budget Manager, and Chandler Asset Management 4:30(10) Staff Report A – Chandler Investment Report June 2023 B – Chandler Custodial Statement June 2023 C – PARS Pension and OPEB Account Statement June 2023 D – LAIF Account Statement June 2023 5.Subject: INFORMATIONAL ITEM Consider the Quarterly Internal Audit Status Report Recommended Action: Receive the Quarterly Internal Audit Status Report Presenter: Moss Adams 4:40(20) A - Cupertino Quarterly Internal Audit Status Report 6.Subject: ACTION ITEM Consider the Enterprise Leadership Assessment Report Recommended Action: Receive the Enterprise Leadership Assessment Report and forward to City Council Presenter: Moss Adams 5:00(20) A - City of Cupertino Enterprise Leadership Assessment Final Report 7.Subject: ACTION ITEM Consider the FY 2023-24 Internal Audit Program Recommended Action: Receive the FY 2023-24 Internal Audit Program and forward to City Council Presenter: Moss Adams 5:20(15) A - City of Cupertino FY 23-24 Internal Audit Program 8.Subject: INFORMATIONAL ITEM Consider the Audit Committee 2023 Schedule and Work Plan Recommended Action: Receive Audit Committee 2023 Schedule and Work Plan and provide direction to staff Presenter: Jonathan Orozco, Finance Manager 5:35(10) A - Proposed Audit Committee 2023 Schedule and Work Plan B - Proposed Audit Committee 2023 Schedule and Work Plan - Redline Page 2 Audit Committee Agenda July 24, 2023 STAFF AND COMMITTEE REPORTS COMMITTEEMEMBER ATTENDANCE AT UPCOMING MEETINGS AND EVENTS FUTURE AGENDA SETTING ADJOURNMENT In compliance with the Americans with Disabilities Act (ADA), anyone who is planning to attend this meeting who is visually or hearing impaired or has any disability that needs special assistance should call the City Clerk's Office at 408-777-3223, at least 48 hours in advance of the meeting to arrange for assistance. In addition, upon request, in advance, by a person with a disability, meeting agendas and writings distributed for the meeting that are public records will be made available in the appropriate alternative format. Any writings or documents provided to a majority of the members after publication of the agenda will be made available for public inspection. Please contact the City Clerk’s Office in City Hall located at 10300 Torre Avenue, Cupertino, California 95014, during normal business hours. IMPORTANT NOTICE: Please be advised that pursuant to Cupertino Municipal Code section 2.08.100 written communications sent to the Cupertino City Council, Commissioners or City staff concerning a matter on the agenda are included as supplemental material to the agendized item. These written communications are accessible to the public through the City’s website and kept in packet archives. Do not include any personal or private information in written communications to the City that you do not wish to make public, as written communications are considered public records and will be made publicly available on the City website. Members of the public are entitled to address the members concerning any item that is described in the notice or agenda for this meeting, before or during consideration of that item. If you wish to address the members on any other item not on the agenda, you may do so during the public comment . Page 3