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22-097 Service Order #7 dated 9-14-23 HF&H Service Order 7 HFH Billing and Fee Audit - PO 2024-204 CITY OF CUPERTINO MASTER AGREEMENT CONSULTANT SERVICES SERVICE ORDER NO. MASTER AGREEMENT #:MA Date: Maximum Compensation: Consultant:Firm Name: Address: Contact: Ph: Project Name: Description: (simple project description if appropriate) Attachment A: Includes Description of Project, Scope of Service, Schedule of Performance and Compensation City Project Management Managing Department: Public Works Project Manager: Fiscal/Budget : SO Acc't #:PO #: Project #:Date: Approvals: Date: Date: Appropriation Certification: I hereby certify that an unexpended appropriation is available in the above fund for the above contract as estimated and that fund are available as of this date of signature City Finance:Date: Encumbrance this Service Order: MA End Date: Consultant: Env. Programs Manager: Management Analyst Master Agreement Maximum Compensation: Master Agreement Unencumbered Balance: Total Previously Encumbered to Date: City of Cupertino Master Agreement Service Order - Page 1 of 1 22-097 7/26/2022 $350,000 August 31,2025 HF&H Consultant, LLC 201 N. Civic Drive, Suite 230 Walnut Creek, CA 94596 Peter Deibler (925) 977-6968 4 Solid Waste Consulting 4 Ursula Syrova $350,000.00 $126,140.00 $14,535.00 $209,325.00 520-81-801 750-174 n/a tbd 9/14/2023 7 Sep 14, 2023 Sep 14, 2023 Sep 14, 2023 Service Order 7 – Complete Billing and Fee Audit September 12, 2023 HF&H Consultants, LLC 1 SERVICE ORDER 7 – COMPLETE BILLING AND FEE AUDIT Service Order 7 includes the conducting the work necessary to completing the billing and fee audits. Dave Hilton and Danielle Derby will be lead staff in conducting key tasks to include: 1) reviewing RFI information, 2) conducting the billing audit and city fee review, 3) coordinating with the City and Recology, and 4) documenting final results. Scope of Work Task 1 Review RFI Information. HF&H will review documents collected from the City and Recology from the initial RFI related to billing and city fee calculations. HF&H will request additional information, as necessary, from the City or Recology. To the degree feasible based on the receipt of information, HF&H may proceed with specific areas of the review prior to receipt of all requested information. Task 2 Audit Components. HF&H will perform the following areas of review in order to ensure Recology is accurately billing its customers and that it has calculated and transmitted all fees and payment to the City appropriately: 1. Billing Audit: HF&H will select a sample of customers (residential, multi-family, commercial, and roll- off) from a recent monthly or quarterly billing to confirm the application of appropriate rates for the current rate period. HF&H will tie the rate in the billing file to the rate in the rate sheet, as well as request copies of invoices to confirm the billed rate per Recology’s file agrees to the billed rate on the customer’s invoice. Based on the initial findings, HF&H may request additional selections for testing. City Fee Audit: HF&H will perform a high-level review of the accuracy and completeness of the City fees paid by Recology. Our review will entail a review of a recent 24-month period to confirm mathematical accuracy of the monthly remittances and agreement with remitted funds. Then HF&H will focus on one month during the time frame, to confirm proper calculation of the monthly Franchise Fee and Solid Waste Fund Operations Fee in accordance with Article 7 of Recology’s franchise agreement. This includes ensuring the calculation of gross receipts properly excludes revenue as detailed in the franchise agreement (e.g., sale of recyclable materials or CRV values). Task 3 Coordination with City Staff and Recology. During the review HF&H will coordinate as needed with both Recology and City staff, including via email, phone, and periodic meetings with City staff and/or Recology to resolve logistical matters, discuss data, and consider preliminary findings. Should HF&H identify areas in which Recology appears to not have performed in a manner consistent with the requirements of the Agreement, HF&H will provide Recology an opportunity to comment on and/or refute the draft finding. Task 4 Document Results. HF&H will summarize the results of the performance in a high-level memo report to the City that documents our key findings and recommendations. HF&H will discuss an outline of the report with the City prior to preparing and submitting the draft report. HF&H anticipates that the City will provide a single set of non-conflicting comments to the report. If applicable, HF&H will also meet with City staff to discuss the report and their comments and questions. Based on the City’s input, HF&H will make any necessary changes and provide a revised draft report for the City and Recology review. Recology will be asked to provide a single set of non-conflicting comments to the revised draft report. If needed, HF&H and the City will then meet with Recology to review Recology’s comments. HF&H and the City will Service Order 7 – Complete Billing and Fee Audit September 12, 2023 HF&H Consultants, LLC 2 discuss the feedback received from Recology, and HF&H and the City will agree on any changes to the final report. The final report will be provided to both the City and Recology. Fee Estimate HF&H proposes to perform this work consistent with the billing arrangements and rates included in our master services agreement with the City. We estimate that the fees required to perform this scope of work will not exceed $14,535. Our estimate of the hours by staff role and task are presented below. Note that we assume that HF&H presence at meetings will be virtual. HF&H respectfully reserves the right to reallocate budget among staff and tasks within this total not-to- exceed amount to accommodate issues that arise during the performance of work, which always varies somewhat from the preliminary estimates. Schedule HF&H assumes that the above tasks will be completed by late October. Task # Task Description Pr e s i d e n t Se n i o r M a n a g e r Se n i o r A s s o c i a t e As s o c i a t e A n a l y s t As s i s t a n t A n a l y s t Ad m i n i s t r a t i v e Total Estimated $325 $305 $215 $170 $150 $125 Hours Fees 1 Review RFI Information 0 1 2 0 2 0 5 $1,035 2 Billing Audit and City Fee Audit 2 6 14 0 20 0 42 $8,490 3 Coordination with City and Recology 0 1 2 0 2 0 5 $1,035 4 Document Results 1 2 6 0 10 2 21 $3,975 Subtotal 3 10 24 0 34 2 73 $14,535 Out-of-Pocket Expenses $0 Total Budget $14,535 HF&H Service Order 7 HFH Billing and Fee Audit Final Audit Report 2023-09-15 Created:2023-09-14 By:Julia Kinst (juliak@cupertino.org) Status:Signed Transaction ID:CBJCHBCAABAAZMKBZYiUk9z8YcsXPJKlKxeN4mghQsW1 "HF&H Service Order 7 HFH Billing and Fee Audit" History Document created by Julia Kinst (juliak@cupertino.org) 2023-09-14 - 6:20:00 PM GMT- IP address: 216.198.111.214 Document emailed to rchilton@hfh-consultants.com for signature 2023-09-14 - 6:20:54 PM GMT Email viewed by rchilton@hfh-consultants.com 2023-09-14 - 6:25:15 PM GMT- IP address: 104.28.123.99 Signer rchilton@hfh-consultants.com entered name at signing as Rob Hilton 2023-09-14 - 6:25:50 PM GMT- IP address: 107.127.14.83 Document e-signed by Rob Hilton (rchilton@hfh-consultants.com) Signature Date: 2023-09-14 - 6:25:52 PM GMT - Time Source: server- IP address: 107.127.14.83 Document emailed to Ursula Syrova (ursulas@cupertino.org) for signature 2023-09-14 - 6:25:53 PM GMT Email viewed by Ursula Syrova (ursulas@cupertino.org) 2023-09-14 - 11:43:51 PM GMT- IP address: 104.47.73.126 Document e-signed by Ursula Syrova (ursulas@cupertino.org) Signature Date: 2023-09-14 - 11:45:31 PM GMT - Time Source: server- IP address: 64.165.34.3 Document emailed to Julia Kinst (juliak@cupertino.org) for signature 2023-09-14 - 11:45:33 PM GMT Document e-signed by Julia Kinst (juliak@cupertino.org) Signature Date: 2023-09-15 - 0:00:37 AM GMT - Time Source: server- IP address: 216.198.111.214 Agreement completed. 2023-09-15 - 0:00:37 AM GMT