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22-024 Amendment #3 dated 12-12-23 State Legislative Advocacy Services1 THIRD AMENDMENT TO AGREEMENT 439 BETWEEN THE CITY OF CUPERTINO AND JOE A. GONSALVES & SON FOR STATE LEGISLATIVE ADVOCACY SERVICES This Third Amendment to Agreement 439 between the City of Cupertino and Joe A. Gonsalves and Son is by and between the City of Cupertino, a municipal corporation (hereinafter “City”) and Joe A. Gonsalves and Son, a Corporation, (“Contractor”) whose address is 925 L Street, Suite 250, Sacramento, CA 95814 and is made with reference to the following: RECITALS: A. On February 15, 2022, the City and Contractor entered into an Agreement for State Legislative Advocacy Services (“Original Agreement”) with a term expiring on December 10, 2022. B. On December 15, 2022, the City and the Contractor entered into a First Amended and Reinstated Agreement for State Legislative Advocacy Services (“First Amendment”) with a term expiring on December 10, 2023. C. On May 24, 2023, the City and the Contractor entered into a Second Amendment for State Legislative Advocacy Services (“Second Amendment”) revising the compensation to include the cumulative cost of both the original agreement and the First amendment. D. The Original Agreement, First Amendment, and Second Amendment are collectively referred to as the “Agreement” unless otherwise indicated. E. City and Contractor desire to continue Contractor’s services to the City under the Agreement, and hereby affirm their intent that it remain in full force and effect as amended and reinstated by this Third Amendment. F. City and Contractor desire to modify the Agreement on the terms and conditions set forth herein. NOW, THEREFORE, it is mutually agreed by and between the undersigned parties as follows: 1. Paragraph 2 of the Agreement is modified to read as follows: Contractor agrees to provide the services and perform the tasks (“Services”) set forth in detail in Scope of Services, attached here and incorporated as Exhibit A-1. Contractor further agrees to carry out its work in compliance with any applicable local, State, or Federal order regarding COVID-19. Exhibit A to the Agreement is replaced with Exhibit A-1, attached hereto. 2 2. Paragraph 3.1 of the Agreement is modified to read as follows: 3.1 This Agreement begins on the Effective Date and ends on December 31, 2024 (“Contract Time”), unless terminated earlier as provided herein. Contractor’s Services shall begin on the effective date and shall be completed by December 31, 2024. The City’s appropriate department head or the City Manager may extend the Contract Time through a written amendment to this Agreement, provided such extension does not include additional contract funds. Extensions requiring additional contract funds are subject to the City’s purchasing policy. 3. Paragraph 3.2 of the Agreement is modified to read as follows: 3.2 Schedule of Performance. Contractor must deliver the Services in accordance with the Schedule of Performance, attached and incorporated here Exhibit B-1. Exhibit B to the Agreement is replaced with Exhibit B-1, attached hereto. 4. Paragraph 4.1 of the Agreement is modified to read as follows: Maximum Compensation. City will pay Contractor for satisfactory performance of the Services an amount that will be based on actual costs but that will be capped so as not to exceed $145,000.00 (“Contract Price”), based upon the scope of services in Exhibit A-1 and the budget and rates included in Exhibit C-3. The maximum compensation includes all expenses and reimbursements and will remain in place even if Contractor’s actual costs exceed the capped amount. No extra work or payment is permitted without prior written approval of City. Exhibit C-2 to the Agreement is replaced with Exhibit C-3, attached hereto. 5. Except as expressly modified herein, all other terms and covenants set forth in the Agreement shall remain the same and shall be in full force and effect. SIGNATURES CONTINUE ON THE FOLLOWING PAGE 3 IN WITNESS WHEREOF, the parties hereto have caused this modification of Agreement to be executed. CITY OF CUPERTINO JOE A. GONSALVES AND SON By By Title Title Date Date APPROVED AS TO FORM City Attorney ATTEST: City Clerk Date Jason Gonsalves Partner/Legislative Advocate 12/12/2023 Christopher D. Jensen Deputy City Manager 12/13/2023 12/13/2023 EXHIBIT A-1 EXHIBIT A-1 Scope of Work Consultant shall maintain and abide by the following strategic and comprehensive approach to provide state government relations and lobbying services to the City of Cupertino: 1. Annual Orientation/Introduction (December-February) Utilize a comprehensive orientation process that includes meetings with various relevant members of City leadership and key City departments to help understand the needs of the City. This process will also inform the City about the States current political climate and funding environment. a) This includes, but is not limited to, the following tasks: • Conduct meetings with the City Manager’s Office, City Attorney, and Department Heads where Consultant will provide: • Summary of past legislative year/session • Intro and forecast of upcoming legislative year/session • Basic overview of legislative process, as needed, primarily for new staff • List and contact information of local legislators • Schedule of Legislative session and important dates b) Gather information from City staff on legislative interests and priorities from the various Departments. 2. Engage with Legislature and Advocate (January – September) Consultant will advocate for the City’s legislative agenda and implement the City’s advocacy plan. This includes, but is not limited to, the following tasks: a) Hold monthly meetings with City Manager’s Office Staff to provide updates and ensure a high level of legislative and administrative success in Sacramento. b) Consultant will use every asset available and engage various techniques to leverage our network of relationships with key stakeholders and decision makers on behalf of the City to further the City’s legislative agenda. Strategies for advocacy and lobbying will vary depending upon the issues (i.e. bill position, grant funding, state requirements, etc.) as well as Sacramento's ever changing political climate. Consultant will use the following strategies: • Identify potential Legislators who can support City priorities • Meet with the members of the Legislature, their staff, and the Governor’s Office EXHIBIT A-1 • Meet with the pertinent committee consultants • Identify and meet with interest groups, lobbying firms and/or coalitions who can be supportive • Identify and meet with interest groups, lobbying firms and/or coalitions who may be in opposition. • Assuming legislation is necessary, meet with each Member of the various committees the legislation will be referred to in an effort to secure their support for City legislative position prior to each hearing. • Schedule meetings for the City to discuss relevant legislation including briefing materials and talking points for the City and briefing legislative offices and stakeholders on the City’s legislative agenda c) Coordinate Advocacy Trips on an as needed basis: Consultant will work with the City to coordinate advocacy trips to Sacramento to meet with the City’s legislative delegation, as well as legislators that serve on committees relevant to the City’s agenda. Furthermore, Consultant will also schedule site visits by legislators to the City, as needed. d) Track Legislation: Contractor will identify, analyze, and monitor all bill introductions and amendments relevant to the City’s priorities and assess their potential impact on the City and provide updates to staff at each monthly meeting. Recommend positions the City can take and any amendments the City should request, if any. e) Legislative Updates: Provide a weekly report, to be sent out every Thursday or Friday, depending upon the legislative calendar. Provide the City with monthly written or oral reports of legislative activity. f) Craft Testimony and Position Letters: With City review and/or approval, Consultant will prepare and submit written and verbal testimony regarding legislation relevant to the City’s positions. Consultant will also draft and deliver, with City approval, position letters to legislators and key officials on specific bill language. g) Draft Bill Language: Consultant will draft language and amendments for relevant legislation, as required to protect and promote the City’s agenda. 3. Provide Support to City Staff and City Council (January – December) Consultant will provide support and be available to City staff for consultation on an as- needed basis. The Consultant will also present and provide updates, reports, and materials for all monthly staff meetings and as needed for City Council meetings. This includes, but is not limited to, the following tasks: a) Provide electronic reports, such as summaries, analysis, bill language, amendments, matrices, and committee analysis prior to the meeting(s). b) Attend monthly meetings and present reports to the City Manager’s Office and answer questions. c) When Council is considering legislation (Spring/Summer), Consultant will EXHIBIT A-1 prepare reports and materials for upcoming Council meeting, attend meeting (in person or via zoom as agreed to) and be available for questions. d) If Council adopts positions on legislation, Consultant will create draft bill position letters with input from the City within 30 calendar days following the City Council meeting. e) Consultant will deliver the signed bill position letter to relevant Legislators and stakeholders f) To support City bill position, consultant will meet with the Author's office, the Committee Consultants (both Democrat and Republican), Legislative Leadership, all pertinent stakeholders, and provide testimony in each Committee in order to ensure City's position is known and ultimately supported. 4. Funding Opportunities (January-December) The Consultant will present and provide updates, reports, and materials regarding funding opportunities for all monthly staff meetings and as needed for City Council meetings. This includes, but is not limited to, the following tasks: a) Proactively identify any/all funding opportunities for the City b) Assist in developing project proposals for each potential grant application. c) Set-up a series of “action days” in Sacramento for the City and Consultant to meet with the various State Agencies overseeing the desired funding in an effort to craft a competitive proposal. d) Meet with Legislator’s and Legislative Committees to seek their input and support on any funding the City is seeking. Likewise, this will provide an opportunity for the City to receive information and provide input on any funding opportunities that may be available or coming available. 5. State Agencies (January-December) State Agencies within the State of California have continued to grow as the Legislature has provided many of them with new powers and responsibilities. Moreover, recent state budget investments and legislation have resulted in unprecedented amounts of funding for various projects. Consultant will monitor, analyze, participate and influence agencies with administrative actions of interest to the City. This includes, but is not limited to, the following tasks: a) Regulations and funding guidelines will be handled in the same manner as legislative matters outlined in Item 2 “Engage with Legislature and Advocate”, including tasks a) through g) as applicable to State Agencies. b) Will work closely with the City to establish policy direction and will take the necessary steps to best represent the City before the State Agencies. 6. Legislative Wrap-Up (October-December) EXHIBIT A-1 Prepare a wrap-up report on outcomes achieved on an annual basis. This includes, but is not limited to, the following tasks: a) Present wrap-up report to City Staff in November b) Create engaging ideas to provide Legislative wrap-up information to Council and community for a City Council meeting in December. 7. Community Engagement and Education (As needed) Consultant will assist the City in hosting engagement opportunities in order to inform the public about the legislative process and relevant bill information. This includes, but is not limited to, the following tasks: a) Make presentations at Council meetings, as needed. b) Participate in public meetings, workshops, or town halls, as needed. c) Schedule public meetings with legislators, as needed. 8. Prepare and File Lobbying Disclosure Reports Contractor will prepare and file, on behalf of the City, all applicable lobbying disclosure reports. This includes, but is not limited to, the following tasks: a) Complete and send all applicable disclosure reports to City for signing b) Finalize and send reports to necessary agencies EXHIBIT B-1 Exhibit B-1 Schedule of Performance Project Deliverables and Timeline Overview Tasks Timeline Annual Orientation/Introduction December – February Engage with Legislators and Advocate January – September Provide Support to City Staff and Council January – December Review Funding Opportunities January – December Engage with State Agencies January – December Legislative Wrap-up October = December Community Engagement and Education As Needed Lobbying Disclosure Reports Quarterly and As Needed EXHIBIT C-3 Exhibit C-3 Compensation Costs for State Legislative Advocacy Services as described in Exhibit A-1 are not to exceed $147,500 for services rendered from the 2022, 2023, and 2024 Legislative Sessions. The compensation is broken down as follows in a monthly not-to-exceed amount: Compensation for Compensation for Compensation for 2022 Legislative Session 2023 Legislative Session 2024 Legislative Session Month Cost Month Cost Month Cost March 2022 $4,000 January 2023 $4,000 December 2023 $4,500 April 2022 $4,000 February 2023 $4,000 January 2024 $4,500 May 2022 $4,000 March 2023 $4,000 February 2024 $4,500 June 2022 $4,000 April 2023 $4,000 March 2024 $4,500 July 2022 $4,000 May 2023 $4,000 April 2024 $4,500 August 2022 $4,000 June 2023 $4,000 May 2024 $4,500 September 2022 $4,000 July 2023 $4,500 June 2024 $4,500 October 2022 $4,000 August 2023 $4,500 July 2024 $5,000 November 2022 $4,000 September 2023 $4,500 August 2024 $5,000 December 2022 $4,000 October 2023 $4,500 September 2024 $5,000 Total $40,000 November 2023 $4,500 October 2024 $5,000 Total $51,000 November 2024 $5,000 Total $56,500 This amount includes work done in Sacramento and travel to the City of Cupertino on an as needed basis or as defined in the Scope of Work. Invoices shall include a description of the services being invoiced and provide any supporting documentation, if applicable. State Legislative Advocacy Services Final Audit Report 2023-12-13 Created:2023-12-13 By:City of Cupertino (webmaster@cupertino.org) Status:Signed Transaction ID:CBJCHBCAABAAS2JxyBCTSgD7NEElZn6P5hkQTveL9OB0 "State Legislative Advocacy Services" History Document created by City of Cupertino (webmaster@cupertino.org) 2023-12-13 - 0:16:04 AM GMT- IP address: 35.229.54.2 Document emailed to Araceli Alejandre (aracelia@cupertino.org) for approval 2023-12-13 - 0:20:53 AM GMT Document approved by Araceli Alejandre (aracelia@cupertino.org) Approval Date: 2023-12-13 - 0:36:15 AM GMT - Time Source: server- IP address: 71.204.144.228 Document emailed to Jason Gonsalves (jason@gonsalvi.com) for signature 2023-12-13 - 0:36:17 AM GMT Email viewed by Jason Gonsalves (jason@gonsalvi.com) 2023-12-13 - 0:42:43 AM GMT- IP address: 52.53.171.225 Document e-signed by Jason Gonsalves (jason@gonsalvi.com) Signature Date: 2023-12-13 - 3:09:10 AM GMT - Time Source: server- IP address: 76.158.216.112 Document emailed to christopherj@cupertino.org for signature 2023-12-13 - 3:09:11 AM GMT Email viewed by christopherj@cupertino.org 2023-12-13 - 5:08:32 AM GMT- IP address: 104.47.73.254 Signer christopherj@cupertino.org entered name at signing as Christopher D. Jensen 2023-12-13 - 5:09:01 AM GMT- IP address: 136.24.22.194 Document e-signed by Christopher D. Jensen (christopherj@cupertino.org) Signature Date: 2023-12-13 - 5:09:03 AM GMT - Time Source: server- IP address: 136.24.22.194 Document emailed to Tina Kapoor (tinak@cupertino.org) for signature 2023-12-13 - 5:09:04 AM GMT Email viewed by Tina Kapoor (tinak@cupertino.org) 2023-12-13 - 6:52:25 AM GMT- IP address: 104.28.111.135 Document e-signed by Tina Kapoor (tinak@cupertino.org) Signature Date: 2023-12-13 - 6:19:58 PM GMT - Time Source: server- IP address: 64.165.34.3 Document emailed to Kirsten Squarcia (kirstens@cupertino.org) for signature 2023-12-13 - 6:20:00 PM GMT Email viewed by Kirsten Squarcia (kirstens@cupertino.org) 2023-12-13 - 6:23:44 PM GMT- IP address: 104.47.74.126 Document e-signed by Kirsten Squarcia (kirstens@cupertino.org) Signature Date: 2023-12-13 - 6:23:55 PM GMT - Time Source: server- IP address: 67.188.176.248 Agreement completed. 2023-12-13 - 6:23:55 PM GMT