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AC 8-4-2025 Searchable PacketCITY OF CUPERTINO AUDIT COMMITTEE AGENDA 10300 Torre Avenue Cupertino CA 95014, Conference Room A Monday, August 4, 2025 2:00 PM Special Meeting Members of the public wishing to observe the meeting may do so in one of the following ways: 1) Attend in person at Conference Room A, 10300 Torre Avenue Cupertino CA 95014 2) The meeting will also be streamed live on and online at https://youtube.com/@cupertinocitycommission Members of the public wishing to comment on an item on the agenda may do so in the following ways: 1) Appear in person at Conference Room A 2) E-mail comments by 2:00 p.m. on Monday, August 4 to the legislative body at Auditcommittee@cupertino.gov. These e-mail comments will also be posted to the City’s website after the meeting. Oral public comments may be made during the public comment period for each agenda item. NOTICE AND CALL FOR A SPECIAL MEETING OF THE CUPERTINO AUDIT COMMITTEE NOTICE IS HEREBY GIVEN that a special meeting of the Cupertino Audit Committee is hereby called for Monday, August 4, 2025, commencing at 2:00 p.m. at the City Hall Conference Room A, 10300 Torre Avenue Cupertino, California 95014. Said special meeting shall be for the purpose of conducting business on the subject matters listed below under the heading, "Special Meeting." SPECIAL MEETING CALL TO ORDER ROLL CALL APPROVAL OF MINUTES Page 1 1 Audit Committee Agenda August 4, 2025 POSTPONEMENTS ORAL COMMUNICATIONS This portion of the meeting is reserved for persons wishing to address the Committee on any matter within the jurisdiction of the Committee and not on the agenda. Speakers are limited to three (3) minutes. In most cases, State law will prohibit the Commission from making any decisions with respect to a matter not on the agenda. Effective January 1, 2023, Government Code Section 65103.5 (SB 1214) limits the distribution of copyrighted material associated with the review of development projects. Members of the public wishing to view plans that cannot otherwise be distributed under SB 1214 may make an appointment with the Planning Division to view them at City Hall by sending an email to planning@cupertino .org. Plans will also be made available digitally during the hearing to consider the proposal. OLD BUSINESS NEW BUSINESS 1.Subject: ACTION ITEM Budget Format Review Presentation and Formation of Budget Format Review Subcommittee Recommended Action: 1. Receive Budget Format Review presentation as outlined in the Budget Format Implementation Action Plan (IAP) recommendation #30 2. Form Budget Format Review subcommittee Presenter: Kristina Alfaro, Director of Administrative Services Staff report A - Budget Format Implementation Action Plan B – Opengov Budget Examples Presentation 2.Subject: INFORMATIONAL ITEM Receive the proposed Audit Committee 2025 Schedule and Workplan Receive the proposed Audit Committee 2025 Schedule and Workplan Presenter: Jonathan Orozco, Finance Manager A - Proposed Audit Committee 2025 Schedule and Work Plan STAFF AND COMMITTEE REPORTS FUTURE AGENDA SETTING ADJOURNMENT In compliance with the Americans with Disabilities Act (ADA), anyone who is planning to attend this meeting who is visually or hearing impaired or has any disability that needs special assistance should call the City Clerk's Office at 408-777-3223, at least 48 hours in advance of the meeting to arrange for Page 2 2 Audit Committee Agenda August 4, 2025 assistance. In addition, upon request in advance by a person with a disability, meeting agendas and writings distributed for the meeting that are public records will be made available in the appropriate alternative format. Any writings or documents provided to a majority of the members after publication of the agenda will be made available for public inspection. Please contact the City Clerk’s Office in City Hall located at 10300 Torre Avenue, Cupertino, California 95014, during normal business hours. IMPORTANT NOTICE: Please be advised that pursuant to Cupertino Municipal Code section 2.08.100 written communications sent to the City Council, Commissioners or staff concerning a matter on the agenda are included as supplemental material to the agendized item. These written communications are accessible to the public through the City website and kept in packet archives. Do not include any personal or private information in written communications to the City that you do not wish to make public, as written communications are considered public records and will be made publicly available on the City website. Page 3 3 CITY OF CUPERTINO Agenda Item 25-14202 Agenda Date: 8/4/2025 Agenda #: 1. Subject:ACTION ITEM Budget Format Review Presentation and Formation of Budget Format Review Subcommittee 1. Receive Budget Format Review presentation as outlined in the Budget Format Implementation Action Plan (IAP) recommendation #30 2. Form Budget Format Review subcommittee Presenter: Kristina Alfaro, Director of Administrative Services CITY OF CUPERTINO Printed on 7/31/2025Page 1 of 1 powered by Legistar™4 AUDIT COMMITTEE STAFF REPORT Meeting: August 4, 2025 Subject Budget Format Review Presentation and Formation of Budget Format Review Subcommittee Recommended Action 1. Receive Budget Format Review presentation as outlined in the Budget Format Implementation Action Plan (IAP) recommendation numbers 15, 17, 18, 19, and 30. 2. Form Budget Format Review subcommittee Reasons for Recommendation Background On May 6, 2025, the Final Budget IAP was presented to the City Council. This plan included 33 recommendations. The FY 2025-26 budget document accomplished 17 of the 33 recommendations which resulted in a 50% implementation rate for the first year of the IAP. The final Budget Format Implementation Action Plan is included as Attachment A of this report. Budget Format Migration to OpenGov The five IAP recommendations (15, 17, 18, 19, 30) support a comprehensive work plan for improving a city’s budget process, budget document, and related financial reporting sytems. The recommendations create a more transparent, consistent, accessible, and integrated budgeting and financial reporting system, leveraging OpenGov, internal coordination, and stakeholder engagement while also ensuring that policies and reporting frameworks support oversight and clarity. Refer to Attachment A for further details on each of the IAP recommendations. Staff began working on the migration of budget data and narratives to OpenGov and will be presenting 3 different budget formats for Audit Committee’s consideration. Staff researched other agencies that utilize OpenGov publications to present budget data in 5 2 differing formats, length of data history, and depth of detail. OpenGov recommended the following three agencies: Oakland, CA, Durango, CO, and Pasadena, CA, because they currenty utilize the publications feature and have budget documents similar to Cupertino. Staff coordinated a series of meetings with an OpenGov representative to learn how to set up a publication, migrate data, and recreate charts as presented in the current budget document. Staff have migrated all budget narratives and tables and charts to individual OpenGov pages. Budget pages for all introductory chapters, departments, and CIP were created. Pages were organized in a draft format inspired by example publications as presented. Staff also documented the publication creation and migration process for future replication. Next Steps Staff recommends Audit Committee to provide feedback the three OpenGov sample formats . Staff also recommends Audit Committee to create a budget format sub- committee to finalize OpenGov budget format for recommendation to the Council ahead of FY 2026-27. Sustainability Impact No sustainability impact. Fiscal Impact No fiscal impact. City Work Program (CWP) Item/Description None. Council Goal: Fiscal Strategy California Environmental Quality Act Not applicable. _____________________________________ Prepared by: Toni Oasay-Anderson, Acting Budget Manager Reviewed by: Kristina Alfaro, Director of Administrative Services Approved for Submission by: Tina Kapoor, Interim City Manager Attachments: A – Budget Format Implementation Action Plan B – Opengov Budget Examples Presentation 6                   City of Cupertino – Budget Document Improvements and Performance Measures Updated Implementation Action Plan    April 2025 7 City of Cupertino – Budget Document Improvements and Performance Measures Updated Implementation Action Plan Baker Till   1 Rec No. Recommendation Implementation Steps Priorit 1 Department Responsible2 Comments 1 Ensure the document includes a title page, improved table of contents,  consistent layout and orientation.   Review the budget document for consistent formatting including  font, font size, page orientation   Ensure title page and table of contents are properly formatted   1    Admin Services FY26 Implementation  2   Isolate the Budget Message as a standalone section.  Move the Strategic Goals Budget Message section to the front of  the document in the Introduction Section  2 Admin Services FY26 Implementation  3   Incorporate the City’s Mission in the Budget Guide section with the  Strategic Goals subsection and move them to the Introduction section  after the City’s organization chart.   Condense the City’s Mission in the Budget Guide section areas of  the Budget Message   Move to the introduction section   2 Admin Services FY26 Implementation  4   Eliminate the Notable Accomplishments and New Initiatives sections by  condensing its content into a bulleted one or two sentence description  for each accomplishment and relocate each relevant accomplishment to  the respective Department section.   Condense Notable Accomplishments and New Initiatives sections  into small bulleted or narrative list by Department   Move each bulleted description into relevant Department  section   Remove Notable Accomplishments and New Initiatives sections  2 Admin Services FY26 Implementation  5   Summarize high‐level notable accomplishments and new initiatives  within the City Manager’s Budget Message   Summarize high‐level notable accomplishments and new  initiatives into a small paragraph   Put this paragraph in the City Manager’s Budget Message  2 Admin Services/  City Manager’s  Office  FY26 Implementation  6 Elevate the Budget Overview subsection as its own section in the budget  document.   Add the existing Budget Overview subsection as it’s own new  section   Include the following subsections:  o Budget Roadmap,  o Changes to the Budget and Policies,  o Budget by Fund,  o Service‐Level Reductions,  o Special Projects,  o Current Economic Update,  o Key Budget Assumptions, and  o Ongoing Challenges  2 Admin Services FY26 Implementation    1Priority 1: Important to accomplish without delay and/or easy to accomplish.  Priority 2: Second tier of importance to accomplish and/or may involve some complexity or time to complete.  Priority 3: Least urgent to complete and/or may take longer to set‐up or to execute.   2To establish clear accountability there should be a single manager assigned responsibility for completing implementation of each recommendation. Where more than one manager is identified in this column, responsibility should be clarified  when the Final Action Plan is prepared.   8 City of Cupertino – Budget Document Improvements and Performance Measures Updated Implementation Action Plan Baker Till   2 Rec No. Recommendation Implementation Steps Priorit 1 Department Responsible2 Comments 7   Report Department reductions at the summary level and refer to the  Department section for further detail.   Use the newly created Budget Overview section in  Recommendation #6 to create a four page narrative   Refer to the individual Department sections for further detail   2 Admin Services FY26 Implementation  8   Complete and publish the FY 2024‐25 Budget at a Glance document to  summarize the budget for the casual user.   Publish the above four page narrative from Recommendation #7  as a separate City’s Budget at a Glance document  2 Admin Services April 2025  9   Move the Mission Statement to the strategic goals section.  Move the Mission Statement  from the Budget Guide section to  the Strategic Goals section.  2 Admin Services FY26 Implementation  10   Move the Elements of the Budget Document, Glossary of Budget  Terminology, Commonly Used Acronyms, and  Revenues/Expenditures/Fund Balance Table to the Appendix.   Move the following Elements of the Budget Document to the  appendix  o Glossary of Budget Terminology  o Commonly Used Acronyms  o Revenues/Expenditures/Fund Balance Table  2 Admin Services FY26 Implementation  11   Eliminate the City Profile, Education, Programs and Applications,  Community and Recreation Services and Things to Do and See  subsections of the Community Profile section from the budget  document.   Remove the following subsections of the Community Profile  section  o City Profile  o Education  o Programs and Applications  o Community and Recreation Services  o Things to Do and See  2 Admin Services FY26 Implementation  12   Update all policies to provide a summary of the policy and include a link  to the official policy on the City’s website.   Remove the full financial policies from the budget document to  retain in an appendix with the budget and any revision dates   Include a summary of the relevant financial policies and a link to  the full policy on the City’s website  3 Admin Services FY26 Implementation  13   Eliminate the Flow of Funds Chart and replace it with a narrative  description of how taxes are used to fund City services within the Budget  Overview section of the budget.   Eliminate the Flow of Funds Chart in the All Funds Financial  Schedule section    Include a narrative of how taxes are used to fund City services  within the Budget Overview section  3 Admin Services FY28 Implementation  14 Revise the General Fund Contribution Schedule subsection to include a  brief narrative of General Funds resources that are being contributed to  other funds, refer to the General Fund Transfers subsection, and  eliminate the existing table.   Develop a draft narrative summary for City Manager’s Office  review and feedback   Eliminate the existing table of the General Fund Contribution  Schedule in the General Fund Financial Schedules sections   Refer to the General Fund Transfers subsection in the narrative   2 Admin Services FY27 Implementation  9 City of Cupertino – Budget Document Improvements and Performance Measures Updated Implementation Action Plan Baker Till   3 Rec No. Recommendation Implementation Steps Priorit 1 Department Responsible2 Comments  Publish the updated section for incorporation into the annual  budget document  15   Refer the reader to the Department section or OpenGov for further  detail.   Review architecture and links in OpenGov to ensure accuracy  and usability of financial schedules that provide the same or  similar information as in the current budget document   Make revisions to OpenGov as required   Modify text references in the General Fund Financial Schedules  section in each department to direct readers to the department  sections, appendix and/or OpenGov   Condense Revenues section detail    Add reference to Open Gov to show further detail   2 Admin Services FY27 Implementation  16   Condense the General Fund Revenues to provide an overview of the key  revenue sources, and include the more detailed descriptions and  analysis in the General Fund Forecast subsection.   Develop a revised draft of a condensed General Funds revenue  section (e.g., start with an outline, then complete a draft based  on prior budget)   Move the more detailed descriptions and analysis in the General  Fund Forecast subsection   Ensure consistency in formatting and align structure across both  sections for clarity   Publish the updated section as part of the draft budget  2 Admin Services FY26 Implementation  17   Review each Department section to include the following components:  1) Department description; 2) Organizational chart (by division/program  including number of assigned personnel FTE equivalents); 3) Personnel  summary (subtotals by position); 4) Key priorities, with emphasis on how  they achieve the citywide strategic plan/priorities; 5) Performance  measures with a reference to key departmental priorities and citywide  strategic plan/priorities; and 6) Revenue and Expenditure summary by  division/program and by expenditure type (personnel costs, materials  and services, capital outlay, etc.).   Review each Department section to ensure there is consistency  in including the following components:  o Department description  o Organizational chart   o Personnel summary   o Key priorities  o Performance measures   o Revenue and Expenditure summary  3 Admin Services FY27 Implementation  18   Eliminate the program budget information in the Department sections  and refer the user to OpenGov to obtain further detail.     Eliminate the program budget information in the departmental  sections    Add reference to Open Gov for the reader to obtain further  detail at the program budget level  2 Admin Services Per Council hold off on this for  awhile.  FY27 Implementation  10 City of Cupertino – Budget Document Improvements and Performance Measures Updated Implementation Action Plan Baker Till   4 Rec No. Recommendation Implementation Steps Priorit 1 Department Responsible2 Comments 19   Develop a minimum five‐year Capital Improvement Plan (CIP) and  incorporate the CIP plan into the budget document.   Develop the Capital Improvement Plan should be created and  include the following elements:  o CIP Overview  o CIP Process that explains the definition of a  project and the planning process  o Project descriptions  o Financial Summary by Year  o Funding Availability    The CIP should be included as part of the annual budget with  similar timelines so that the recommended operating and capital  budgets are published within the budget schedule.  1 Public Works/  Admin Services  FY26 Implementation  20   Affirm primary responsibility and lead role of the development of the  CIP Plan to Public Works as a shared responsibility and collaboration  with other departments.   Assign the lead role of development of the CIP to the Public  Works Department   Conduct cross‐departmental CIP meetings to ensure input is  received     Develop a department coordination framework that defines  roles, responsibility for input and collaboration   Discuss and disseminate the framework with departments.   Conduct periodic check‐ins on CIP plan development to include  the City Manager, and representatives from Public Works and  Administrative Services  1 City Manager’s  Office, delegated  to Public Works  FY26 Implementation, internal  Standard Operating Procedure  (SOP)  21   Assign compilation and publication of the CIP Plan section of the budget  document to the Administrative Services Department’s Budget division.   Assign the lead role of compilation and publication of the CIP to  the Admin Services Department   Standardize CIP formatting and structure to ensure consistency  in CIP descriptions, budget projections and reporting   Establish a review and submission timelines for the draft and  final CIP version in the context of the broader budget process   Collaborate with Public Works to inform final development of  the finalized CIP plan   Incorporate the capital budget in the recommended budget  document.  1 City Manager’s  Office, delegated  to Admin Services   FY26 Implementation  22   Complete the FY 2024‐25 Capital Budget and issue as Volume 2 of the  current adopted budget.   Complete the FY 2024‐25 Capital Budget already in progress  (performed by Public Works)  1 Public Works/  Admin Services  Completed April 2025  11 City of Cupertino – Budget Document Improvements and Performance Measures Updated Implementation Action Plan Baker Till   5 Rec No. Recommendation Implementation Steps Priorit 1 Department Responsible2 Comments  Issue the Capital Budget as Volume 2 of the current adopted  budget.  23   Provide clear quarterly tracking of CIP priorities, progress, and  alignment with Council work programs.   Develop a quarterly reporting framework to define reporting  element such as progress tracking, estimated time of  construction and completion, and tracking against budget   Establish a reporting calendar to set quarterly review deadlines  on City Council agendas   Implement the CIP progress reporting   Check‐in with City Council and department leaders to evaluate  CIP progress reporting and opportunities to improve it  2 City Manager’s  Office, delegated  to Public Works  FY27 Implementation  24   Create a detailed appendix for fund transfers, enterprise funds, and  grant funding usage.   Create a framework to report the following:   o Fund transfers  o Enterprise funds  o Grant funding   Compile the fund transfer and grant data to document all  sources and uses of funds   Publish the developed report(s)  2 Admin Services FY27 Implementation  25   Ensure all appropriated funds and consulting services are tracked and  reported against original purposes.   Review current trancking mechanisms and implement any  necessary changes based on feedback received from City  Councilmembers regarding past reports   Review the current expense report that shows budget and actual  expenditures for all appropriated funds   Create a report in OpenGov that highlights the consulting  services expenses compared to the original budget.   Keep clear documentation of all consulting services budgets.  3 Admin Services FY28 Implementation  26 Develop and implement a Special Projects policy to address such issues  as definitions, approval authorities, timelines, projects spanning multiple  fiscal years, budget carryovers for projects extending into a subsequent  fiscal year, and periodic reporting timelines and form.   Develop a special projects policy that addresses:  o Definition of special projects  o Form of reporting  o Frequency of reporting   o Follow‐up on items and direction from City  Council   1 City Manager’s  Office  Completed April 2025  12 City of Cupertino – Budget Document Improvements and Performance Measures Updated Implementation Action Plan Baker Till   6 Rec No. Recommendation Implementation Steps Priorit 1 Department Responsible2 Comments 27 Review the City’s annual budget resolution and/or expenditure and  budget policies to ensure they align with City Council authorities  provided to the City Manager or designee in managing the annual  budget, including use of contracted and/or consulting services to  achieve the City’s annual service delivery goals expressed in the adopted  budget.   Review the City’s annual budget resolution and/or expenditure  and budget policies to ensure the following:  o Authorities provided to the City Manager  o Use of contracted or consulting services    Make any changes or updates as needed  1 City Manager’s  Office  FY26 Implementation  28   Review the City’s current budget community engagement strategy with  the City Council to ensure it is successfully meeting the needs for  identifying community priorities and to inform the community about  how City services are funded.   Present the City’s current budget community engagement  strategy to the City Council   Solicit feedback on additional community engagement strategies   Make any changes or updates as needed  1 City Manager’s  Office  FY26 Implementation  29 Review educational content on the budget’s role as a financial planning  tool and document in light of any changes to the  engagement strategy  using easy‐to‐understand content and graphics.   Review the proposed changes to the community engagement  strategies   Update educational content and engagement strategy with easy‐ to‐understand content and graphics based on proposed changes  1 Admin Services/  City Manager’s  Office  FY26 Implementation  30   Leverage tools like OpenGov to create interactive, department‐focused  summaries for each user type including the community, council and  staff.   Review the current OpenGov design and layout for departments  and solicit feedback for improvements   Move the current year so the newest information is listed first on  the main page   Develop content based on the needs of the community and  council    Include links in the budget document to OpenGov to create  more tailored content   1 Admin Services FY27 Implementation, will  need more time to develop  and implement this  recommendation  31   Develop a citywide strategic plan that includes a review of the core  values, mission and vision by the City Council to form the appropriate  strategic goals and priorities for the organization and its operating  departments.   Determine if the strategic plan will be done with assistance from  consultants or in house   Work with City Council to create a city‐wide strategic plan  according to the following framework  o Core Values  o Mission   o Vision  o Organizational Goals  o Organizational Strategies  o Strategic Priorities  o Personal Priorities   1 City Manager’s  Office  FY26 Implementation, a FY26  Proposed Budget request will  be made for dollars to  complete a strategic plan.  13 City of Cupertino – Budget Document Improvements and Performance Measures Updated Implementation Action Plan Baker Till   7 Rec No. Recommendation Implementation Steps Priorit 1 Department Responsible2 Comments  Incorporate strategic plan into planning for the budget document  and performance measures   32   Establish performance standards for each performance measure and  reevaluate at least biennially.   Review Baker Tilly’s suggested performance measures by  Department   Obtain City Council approval on the set of performance  measures to be implemented, informed by the Baker Tilly report  and any subsequent creation of a citywide strategic plan   Identify roles and responsibilities within each department to  identify the metrics to be tracked, gather the data, and develop  the reports     Implement a tracking mechanism by developing a reporting  structure to monitor compliance and effectiveness (e.g.,  quarterly, semi‐annually)   Create a process for reviewing performance and updating  performance measures with the City Council periodically (semi‐ annually) and as part of the annual budget process  1 City Manger’s  Office, delegated  to each  department  FY26/FY27 Implementation  this will follow the strategic  plan to ensure alignment with  City Council vision and  priorities  33 Conduct a study session to review the Performance Measures update in  Q1   Review updated performance measures    Bring to City council as a study session   1 City Manger’s  Office, delegated  to each  department  FY26/FY27 Implementation,  this will follow the strategic  plan to ensure alignment with  City Council vision and  priorities.    14 July 28, 2025 OpenGov Budget Examples 15 Budget Format Timeline Sample OpenGov Publications Cupertino's Prototype Budget Agenda 16 Budget Format Timeline BAKER TILLY REPORT Baker Tilly's budget document and performance measure improvements report was approved by Audit Committee and Council 2025 February and March APPROVAL OF IAP City Council approves final IAP with priorities ranging from 1-3 to be implemented over next 3 years 2025 May RESEARCH & MIGRATION Staff researched local governments who utilize OpenGov publications and migrated current budget from Collective Budget 2025 June- Present BUDGET EXAMPLES PRESENTATION Staff provides an update to Audit Committee about OpenGov budget research and preliminary formatting 2025 July AUDIT SUB - COMMITTEE FORMAT REVIEW Audit Committee to provide initial feedback on sample OpenGov formats and create budget format sub- committee 2025 July 17 1.Oakland, CA 18 Home page 19 20 Summaries 21 22 Information 23 Expenditures 24 25 2. Durango, CO 26 Home page 27 Organizational Stewardship Page 28 29 30 3. Pasadena, CA 31 Home page 32 33 34 4. Cupertino's Prototype Budget 35 Home page 36 37 Departments Navigation Page 38 Council and Commissions Home Page Division Programs 39 Division Summary Example Summarized at division Links to the programs within this division 40 Summarized by division 41 Program Page example Summarized at the program level 42 Narrative migration 43 Detail by program 44 Table of Contents (Index) 45 Recommendations 1.Provide initial feedback on sample OpenGov formats presented 2.Create budget format sub-committee to finalize OpenGov budget format for council recommendation ahead of FY 26-27 budget 46 Thank you Questions? 47 •City of Oakland Home page o Table of contents o Department page o City Council Expenditures & Information •City of Durango Home page o Table of contents o Organizational Stewardship page o Finance page •Pasadena Home Page (Table of contents) o City Attorney Quick References 48 CITY OF CUPERTINO Agenda Item 25-14203 Agenda Date: 8/4/2025 Agenda #: 2. Subject:INFORMATIONAL ITEM Receive the proposed Audit Committee 2025 Schedule and Workplan Receive the proposed Audit Committee 2025 Schedule and Workplan Presenter: Jonathan Orozco, Finance Manager CITY OF CUPERTINO Printed on 7/31/2025Page 1 of 1 powered by Legistar™49 January 27, 2025 Regular Meeting February 18, 2025 Special Meeting April 28, 2025 Regular Meeting May 12, 2025 Special Meeting July 28, 2025 Regular Meeting October 27, 2025 Regular Meeting November/December 2025 Special Meeting Approve Prior Meeting Minutes Approve Prior Meeting Minutes Approve Prior Meeting Minutes  Quarterly Treasurerʹs Investment  Report  for Quarter Ending March 31,  2025 Approve Prior Meeting Minutes Approve Prior Meeting Minutes Approve Prior Meeting Minutes OPEB & Pension Trust Performance  Report for Quarter Ending December  31, 2024  Moss Adams Status Report Update Appoint Audit Committee Chair and  Vice Chair  OPEB & Pension Trust Performance  Report for Quarter Ending June 30, 2025 OPEB & Pension Trust Performance  Report for Quarter Ending September  30, 2025 Review of FY 2024‐25 ACFR and  Supplemental Reports  Quarterly Treasurerʹs Investment  Report  for Quarter Ending December  31, 2024 Baker Tilly ‐ Budget Format Review OPEB & Pension Trust Performance  Report for Quarter Ending  March 31,  2025 Quarterly Treasurerʹs Investment  Report for Quarter Ending June 30, 2025 Quarterly Treasurerʹs Investment  Report for Quarter Ending September  30, 2025 Internal Audit and Fraud, Waste, and  Abuse Programs Update Internal Audit and Fraud, Waste, and  Abuse Programs Update Internal Audit and Fraud, Waste, and  Abuse Program Update Internal Audit and Fraud, Waste, and  Abuse Program Update Annual Review of City Investment  Policy Fiscal Year 2024‐25 ACFR Interim  Testing Update  Annual Review of OPEB and Pension  Trust Investment Policies Internal Audit Program Audit Committee Duties, Powers, and  Responsibilities ‐ (5/20/25 CC meeting) Fiscal Year 2024‐25 ACFR Update  FY 23‐24 Agreed Upon Procedures  (AUP) Review ‐ GANN Limit,  Investment Policy, Storm Drain Budget Format Review Update and  Subcommittee Budget Format Review (Tentative) Updated Budget Format  Implementation Action Plan (IAP) Special Revenue Fund Audit Update Summary of Duties – Powers – Responsibilities of Cupertino Audit Committee Source: Cupertino, CA Municipal Code, Chapter 2.88.100: Audit Committee The powers and functions of the Audit Committee shall be as follows: To review the annual audit report and management letter; To recommend appointment of auditors; To review the quarterly Treasurer’s Investment report; To recommend a budget format; To review City investment policies and internal controls of such policies. To recommend appointment of internal auditors; To review internal audit reports. To review quarterly Fraud, Waste, and Abuse Program reports. (Ord. 22-2243 § 1, 2023; Ord. 20-2208, § 1, 2020; Ord. 1679, § 1 (part), 1995) CITY OF CUPERTINO ‐ AUDIT COMMITTEE 2025 SCHEDULE AND WORK PLAN 50