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.02 MCA-2010-04 Green Building Ordinance OFFICE OF COM�IUNITY DEVELOPMENT ,� . CTTY HALL 10300 TORRE AVF:NUE • CUPERTINO, CA 95014-3255 C U P E RT 1 N Q (408) 777-3308 • F.�X (408) 777-3333 • planningC�3cupertino.or� PLANNING COMMISSION STAFF REPORT Agenda Item No. 2 Agenda Date: October 26, 2010 Application: MCA-2010-04 Applicant: City of Cupertino Location: Citywide APPLICATION SUMMARY Municipal Code Amendment to adopt a Green Building Ordinance (Continued from October 12, 2010) RECOMMENDATION Staff recommends that the Planning Commission recommend that the City Council adopt the proposed draft Green Building Ordi:zance in accordance with the Model Ordinance (See Attachment 1) with additional changes as recommended by the Commission. BACKGROUND On October 12, 2010, the Planning Cc�mmission reviewed the draft ordinance (See Attachment 2, October 12 staff repo rt) and conducted the public hearing. The Commission discussed various components of the draft ordinance, including the threshold levels for new construction a 1d renovations/ additions, verification options, LEED EBOM (Leadership in Energy ancl Environmental Design for Existing Buildings: Operations and Maintenance) and incen :ives. The Commission recommended that staff provide additional information and rE�sponses to questions that were raised, and continued the public hearing to October 26, 2010. DISCUSSION A summary of the Commissiori s comr.lents and questions are provided below with additional information and responses provided by staff and the consultant. Responses are , provided in italics. Also, each section (as ��pplicable) has a recommendation on changes to the draft ordinance for the Planning Comnissiori s consideration. 2-1 MCA-2010-04 Green Building Ordinance October 26, 2010 Page 2 Planning Commission Comments/Questi ons on Reference Standards 1. How are points accumulated for higher density/smaller unit buildings? Points in the rating systems are accurnulated per the GPR checklists for single family residential and multiple family residentiai projects. You may access these checklists on Build It Green's website at zvwu�.builditgreen.o7g/Quidelines--checklists. In terms of the benefit that density provides, for example, a project o�' over 15 units per acre would get 10 points in the multi family rating system. Being close to transit and services provides another 3 points. And multi family units are inherently more energy efficient than a single family house, so they would likely earn approximately 10 additic�nal points in the energy category. 2. Provide more information about LEED EBOM (LEED for Existing Buildings: Operations and Maintenance) (See Attachment 3 for more details on LEED EBOM), and clarify what the difference is bet�veen EBOM and other certifications, and what the benefits are to allow TIs (tenant 'mprovements) in an EBOM certified building without separate certifications for eacli TI project. Are the certification costs the same or different than other LEED certification costs? LEED for Existing Buildings: Operatior� and Maintenance is a rating system specifically developed for buildings that are already bz ilt and, in most instances pre-date the LEED rafing system. The focus of LEED EBOM is pi�tting in place practices and procedures to meet the goals of the LEED rating system, whicl� are to reduce resource consumption and provide healthy working and living environmen `s. In comparison, the LEED rating systems for Building Design and Construction, Comrnercial Interiors, and Core and Shell are focused on the selection of design strategies, buildin� s systems, and materials that will achieve the same goals, once the building is completed and placed in sef-z�ice. To earn a LEED EBOM certification a project must have at least one year of operation data, which is used to establish performance benchmarks against which � rerequisites and credits are measured. The LEED EBOM certification is valid for a five-year period. Key p,arts of LEED EBOM are establishif�g procedures for reducing energy and water use in existing buildings through systems upgrades and fixture replacement. An optional credit (Materials and Resources Credit 3) speci �cally addresses tenant improvements by requiring that owners establish tenant improveme�zt standards and criteria that are consistent with LEED criteria. Any future tenant im��rovement projects must be consistent with these standards and criteria for the building to inaintain its LEED EBOM certification. The benefit of allowing building owners to conduct a LEED EBOM precertification is that the owner would be reducing the impact of the en;-ire project, not just the area of individual tenant improvements. This approach is also m�re comprehensive than the piecemeal approach of addressing individual tenant improvemenis over multiple years. The costs for LEED EBOM are slightlir lower than for LEED for New Construction or Commercial Interiors. The main savin,�s is in the cert�fication fees from GBCI (Green Building Certification Institute is the certi�CCation organization under the U.S. Green Building Council for LEED). For example a 50,C'00 square foot new construction project would be charged $2,000, while the same building ir. EBOM would be charged $1,500. �-2 MCA-2010-04 Green Building Ordinance October 26, 2010 Page 3 3. What is the flow chart difference if a d�velopment went through LEED exterior versus LEED EBOM? Informal Certi cation The development process for a LEED N�w Construction project involves the following: a) submit LEED checklist with building �ermit application, c) submit green review fee, d) drawings and LEED checklist reviewed b:� City consultant, e) project determined to meet the intent of the applicable LEED rating systE m, fl building permit issued, g) project built per the construction documents and consistent u�ith the LEED checklist, g) conduct commissioning during and at the completion of the construction process (LEED prerequisites and required by Cal Green for projects over 10,000 sq. ft.), h) receive permit "final" and certificate of occupancy. The City inspectors could che��k that the built project is consistent with the plans, as they could for all of the City Determina ion projects. Formal Certification The development process for a LEED NE w Consiruction project involves the following: a) register the project with GBCI, b) subn!it registration and LEED checklist with building permit application, c) submit refundable d�posit, d) building permit issued, e) build the project per the construction documents and �,onsistent with the LEED checklist, � conduct commissioning during and at the complf�tion of the construction process, g) receive permit "final" and temporary cerhficate of occupzncy, h) complete and submit LEED certification, i) receive cerhfication, j) release of refundabl�� deposit. EBOM Precertification,for Tenant Improvement Prolects The EBOM process involves the followin,�: a) include evidence of active EBOM certification with building permit application and derronstrate that the proposed TI is consistent with the TI standards established in the EBOM ce�•tcfication, b) building permit issued, c) TI inspected by City staff at final permit/Certificate of Occupancy issued. The City inspectors could check that the built project is consistent wi Fh the plans, as they could for all of the City Determination projects. Staff Recommendation on Reference S�-andards • Staff recommends providing LEE� EBOM as an alternative to LEED requirements for renovations/additions with Informal Verification. The LEED EBOM requirement can be achieved at t�ie same levels as the LEED requirements (e.g. LEED EBOM Certified, etc.). • On Alternate Reference Standards (Section 19.78.050), the draft ordinance clarifies that the decision maker of the ap��lication will determine whether a project may use an alternate reference stanc ard that is equivalent to the minimum or exemplary standards per the requi rement chart in Section 19.78.060. This was not clarified in the draft ordinance the ��ommission reviewed on October 12. ?-3 MCA-2010-04 Green Building Ordinance October 26, 2010 Page 4 Planning Commission Comments on Re� idential New Construction 1. Consider a threshold level based upori the square footage for residential projects� and require additional points for homes c ver a certain size since larger homes have the potential to create greater greenhouse ,;as impacts than smaller homes. 2. Consider using one rating system (i.e., Green Point Rated) and a uniform point requirement to simplify the requireme 1ts. Staff Recommendation for Residential New Construction: In response to the Commissiori s request, :�taff suggests using the following thresholds for new residential construction: • Single-family homes (R-1, RHS and A-1 zones) - require 75 GPR points for homes or projects with an average home size c�f <_ 2,500 square feet and 100 GPR points for homes > homes or projects with an avE�rage home size of 2,500 square feet. • Multi-family homes - require 75 GPR ��oints for projects with an average unit size of 5 800 square feet and 100 GPR points for units > 800 square feet. For multi-family projects with multiple units, the requ:rement will be based upon the average size of the units in the project. • This system would not use a threshold based on the number of units in a project. • Continue to provide flexibility of eithe r the GPR or LEED standard. As shown in Attachment 4, three cities in ;�anta Clara County (Morgan Hill, Palo Alto and Sunnyvale) use tiers/thresholds based c►n square footage. Thresholds used by cities range from 1,500 square feet to 2,550 squ<<re feet. Palo Alto and Morgan Hill also include a tiered system that requires an addition� l point for every 70 square feet over the square footage threshold. GPR uses a threshold of 1,$50 square feet for 3 bedroom homes and 2,600 square feet for 4 bedroom homes. GPR grants an additional point or two for homes that fall below these thresholds. Staff sug gests a threshold system similar to Sunnyvale's to keep the process simple. The unit size� suggested by staff are based on the typical size of a single-family home and a multi-famil:�, t�wo-bedroom apartment. Planning Commission Comments on No n-residential New Construction 1. Lower the threshold level to 25,000 sqiiare feet versus 50,000 square feet for the higher certification requirements. Modify the table to show projects with >_ 10,000 square feet - 25,000 square feet as a mid-size proj �ct, and all projects over 25,000 square feet as a large project. 2. Provide the % of recent new constructions in the City above and below 25,000 square feet in size. The Commission felt that the draft ordinance threshold of 50,000 square feet was too high and would not capfiire a significant number of buildings that could considerably add to the green house €;as impacts in the region. Attachment 5 provides 2-4 MCA-2010-04 Green Building Ordinance October 26, 2010 Page 5 data over the past five years and indicatE�s that about 31 % of new construction projects are above 25,000 square feet and 21 % are aboz�e 50,000 square feet. 3. Consider Formal Verification requirement only for the projects over 50,000 square feet; consider Informal Verification rf�quirement for all other projects (this was one Commissioner's suggestion). 4. Consider Formal Verification requir �ment for all new construction projects; not comfortable with the Informal Verification for new construction projects (this was one Commissioner's suggestion). 5. Consider Informal Verification for all projects; start at the lower level requirements that the Informal Verification offers rather than the mandatory requirements of Formal Verification (this was one Commissioner's suggestion). Staff Recommendation for Non-Residenti �l New Construction: Based on the Commissiori s comments, staff is suggesting the following changes to the draft ordinance: • Reduce thresholds for non-residential new construction to 25,000 square feet. Based on this change, non-residential new a�nstruction projects < 10,000 square feet would require CALGreen Mandatory, >_ 10,i)00 - 25,000 square feet would require LEED (Leadership in Energy and Environm�ntal Design) Certification, and >25,000 square feet would require LEED Silver certification. • Require Formal Verification requirement for new construction projects above 50,000 square feet. Planning Commission Comments on No::�-residential Renovations/Additions 1. Consider lowering the square footage threshold for non-residential renovations/additions to 10,000 squ<<re feet (rather than the previously proposed 25,000 square feet) to capture renovation/addition projects that could considerably add to green house gas impacts and to 1ae consistent with the Phase II recommendations 2. For the threshold of three out of four building systems, require that one shall be the HVAC system. 3. Provide the % of commercial TIs belc�w and above 25,000 square feet. Attachment 6 provides data over the past five years ancl indicates that about 12 % of renovations/additions are above 25,000 square feet and 7% are c�bove 50,000 square feet. The data does not provide details on building systems involved in thE renovations/additions. 4. Consider Informal Verification requirement for all renovation projects. 2-5 MCA-2010-04 Green Bui ding Ordinance October 26, 2010 Page 6 Staff Recommendation for Non-Residential Renovations/Additions: Based on the Commissiori s comments, �taff is suggesting the following changes to the draft ordinance: • Reduce threshold to 10,000 square feet as recommended by the Commission. Based on this change, non-residential minor renovations/additions would require CALGreen Mandatory, and non-residential ma:or renovations/additions (over 50% of total existing floor area, and at least 10, 000 square feet of renovation/ addition, and replacement or alteration of the HV1�C system and two of the following: building envelope, hot water system, or lightin�; system) would require LEED Certified. • For building systems, require that fc�r three out of four systems, one shall be the HVAC system. • Require Informal Certification for all r��novations/additions. Planning Commission Comments on Scc�pe and Applicability: 1. Consider providing a grace period oj� either 3 months or 6 months for the effective date after adoption of the ordinance. 2. No exemptions from the ordinance for planning projects that have received entitlements, since such projects would not be exempt from the upcoming Cal Green building codes. Staff Recommendation on Scope and App!icability: Based on the Commission s comments, � taff is suggesting the following changes to the draft ordinance: • Consider the effective date to be 30 days from the adoption of the ordinance, but provide language in the ordinance th;�t says the ordinance requirements on building permits will not become effective un:il six months after adoption of the ordinance. This essentially shortens the time fraine for anyone to mount legal challenges to the ordinance to 30 days, and still allows for the "grace period" of six months from the date of adoption before the ordinance takes effect on building permit submittals. Staff feels that a six month period will a11o�N applicants adequate time to prepare building permit documents after being notified of the new ordinance requirements. • Do not provide exemptions from thf� ordinance for previously approved planning projects that submit for building permits after the effective date of the ordinance. 2-6 MCA-2010-04 Green BuL ding Ordinance October 26, 2010 Page 7 Planning Commission Comments on Ve��ification 1. The verification process should be st�•eamlined and should not add building permit plan check or construction time due to a required certification. Staff Recommendation on Streamlining t]te Verification Process: Based on the Commissiori s comments, :;taff is suggesting the following change to the draft ordinance: • For projects that require Forrr�al Certification - Grant final building approval/occupancy (instead of tem�orary occupancy) if all other city requirements have been met except for certification and a Green Building deposit has been paid per ordinance requirements. Planning Commission Comments on FeE�s & Deposits 1. Consider a Green Building deposit an�ount similar to the City of San Jose that is least onerous, and allows for flexible metliods of deposit such as use of a line of credit rather than bond to fulfill the deposit i equirements. Staff Recommendation on Fees/Deposits • Green Building Deposit - Staff is seek ing the Planning Commission s guidance on the best approach. The City of San Jose's refundable Green Building deposit is $0.30 per square foot, up to a maximum of $30,000 per building or shell permit. However, it has been found that the deposit amount i;� less than the cost of certification and is not an incentive to encourage applicants to :ollow through with certification. The amount recommended in the draft ordinance is higher but commensurate to the cost of certification. Both approaches have their advantages and disadvantages. • Allow for flexible methods of deposit, such as use of a line of credit, or other means as acceptable to the Director of Commun ity Development. Planning Commission comments on Ina�ntives for Exemplary Projects 1. Consider express building plan chE�ck processes as an incentive for exemplary standard projects requiring certificatic n. 2. Consider incentives to encourage certiEication and exemplary projects. 3. For zoning code adjustments to Fl��or Area Ratio and off-street parking under "Incentives," would this be determ.ned and be decided upon under the public hearings for ASA approval? Staff Recommendation on Exemplary Standards/Incentives • Staff does not recommend offering expedited plan checking as an incentive for exemplary projects, particularly since staff currently makes it a point to move every 2-7 MCA-2010-04 Green Bui lding Ordinance October 26, 2010 Page 8 project forward as expeditiously as possible in the interest of providing excellent customer service. Staff also belie ves it would not send the right message to applicants about the City's customer � ervice if their plans were held back even if their application was submitted earlier. Therefore, staff does not recommend this approach. The City currently offers o ver-the-counter "express" plan checks for minor projects and five-day "express" plan checks for some smaller projects that do not require extensive review, where appli�:ants pay a higher fee. Such express plan checks will continue to be offered to projects - :hat qualify. • Staff additionally recommends the f��llowing changes that have been incorporated into the draft ordinance to clarify the i ncentives process: o Amend the purpose statement to note that the City wishes to encourage projects that meet or exceed the ordinance ��equirements o Provide findings for projects to qu�ilify for incentives o Consider a tiered systems for incer.tives The following section provides additiona� detail on the changes: • Staff recommends adding the followir�g language to the Purpose and Intent section of the ordinance (Section 19.78.010): "The Cify also wishes to encourage applic�ants to voluntarily adopt practices that are more environmentally friendly than the minimicm required by this ordinance by providing incentives for such buildings and structures." • Staff recommends adding the followir g findings in Section 19.78.080 (Voluntary Requirements to Obtain Incentives) to be adopted by the decision maker to clarify when projects may qualify for incenti��es: Findings: 1. The project greatly exceeds the mi �imum amounts required to meet the exemplary standards. 2. The proposed use is compatible with tY e surrounding community. 3. The project will greatly advance the gc als of this Chapter. 4. The project will serve as a model for fu ture green construction; will be harmonious. 5. The project is consistent with, and wil! advance the goals of, the General Plan. • Staff recommends adding the followin g language in Section 19.78.080 (Voluntary Requirements to Obtain Incentives): An applicant for a building permit mai� voluntarily opt to meet or exceed the exemplary standards, and to fulfill the applicable ven fication requirements. 2-8 MCA-2010-04 Green Buil ding Ordinance October 26, 2010 Page 9 A. Automatic Incentives. If the applica�it does so, in all cases, the applicant shall obtain a reduction in applicable building pennit fees by an amount set by a resolution by the Council as part of the fee schedule. B. Discretionary Incentives (to be grar�ted b�y the ,final approval body for the planning a lication . a. In addition to obtaining the automatic incentive listed above, the applicant can request at the time of the submittal of the ��lanning application that City authorize the issuance of one (and only one) of the followi;lg discretionary incentives: i. A 10 % increase to the maximunc floor area ratio (FAR) authorized by the Municipal Code. ii. A 10 % reduction in the amoun t of off-street parking required by Municipal Code Section 19.100. • Staff is requesting the Planning Commission's preference on Incentives. Alternatives include: o Automatic Incentives ■ Building permit fee reductions (included in the draft ordinance) - Recommended range 2-5%. The amount sh�ill be set by the Council annually based on available funding. OR ■ Matching grants to offset the ccst of certification application (based on funding availability) - Recommended �unounts - up to $250/single family, $500 for multi-family and $1000 for no 1-residential. The amount shall be set by the Council annually based on avai .able funding. o Zonin� Incentives ■ Increase to maximum floor area ratio (FAR) - Recommended range 5-10% ■ Reduction in amount of off-stre��t parking - Recommended range 5-10% The draft ordinance includes a 10 % in�:rease/reduction in both cases. 2-9 MCA-2010-04 Green Bui ding Ordinance October 26, 2010 Page 10 Comparison Table of the October 12, 2010 Draft Ordinance and Recommended Amendments based on the �?lanning Commission Discussion Project Type October 12, 20101)raft Ordinance Recommended Amendments based on PC Discussion Thresholds Veri ication Thresholds Veri ication New Construction Single-Family � Multi- < 5 homes Formal Verification Average home size Minimum: Family Residential (Option 1) or 2,500 SF or less, or Informal. • GPR min. 75 pts. Informal Multi-Family Exemplary: Formal or LEED certcfied Verification homes (all other (Option 2) residential zvnes) average home size Formal Verification S00 SF or less for Exemplary • GPR min. 75 points or LEED Certified Average home size >_ 5 homes i Formal Verification more than 2,500 Minimum: or Informal SF, or Informal. • GPR min. 100 pts. Verification Multi-Family Exemplary: Formal or LEED Silver homes (all other Formal Verification residential Zones) for Exemplary average home size more than 800 SF • GPR min. 100 points or LEED Silver Non-Residential < 10,000 SF Informal < 10,000 SF Minimum: Veri cation f • CAL Green In ormal. • CALGreen Mandatory Exemplary: Formal Mandatory Formal Verificatzon for Exemplary Forntal Verification Minimum: ? 10,000 — 50,000 SF or Informal 10,000 — 25,000 SF Informal. Veriftcation Exem la Formal • LEED cerhfied Formal Verification . LEED Cert�'fced p �� for Exemplary Formal Verification 25 001 or more SF Minimum: 25,001 > 50 000 SF � — 50 000 SF — ' or Informal ' Informal Verification . LEED Silver • LEED Silver Formal Verification 50,001 or more for Exemplary SF— Formal Exemplary: Formal 2-10 MCA-2010-04 Green Buil3ing Ordinance October 26, 2010 Page 11 Project Type October 12, 2010 I)raft Ordinance Recommended Amendments based on PC Discussion Thresholds Veri ication Thresholds Veri ication Renovations/Additions Single-Family £� Multi- Single family Informal Single family. Minimum: family Residential residential >_ 50% of Verification Renovations and/or Informal. total existing floor additions over areas area Formal Veri cation Exemplary: Formal fi that comprise at for Exemplary least 50 % of the • CALGreen total existing floor Mandatory area • CALGreen Mandatory Multi-Family (minor Informal Multi family Minimum: renovation) Verification (minor). Informal. Renovations and/or Exemplary: Formal • CALGreen Formal Verification additions over areas Mandatory (as for Exemplary that comprise at applicable to scope) least 50 % of the tofal existing floor area, but do not meet the higher thresholds for "major renovations and additions" in the cell below. • CALGreen Mandatory Multi family Minimum: Multi-Famil (ma'or Formal Verification y 1 (major). Informal. renovation) or Informal Verification Renovations and/or Exemplary: Formal additions that • LEED Cerhfied comprise at least Formal Verification for Exemplary 50 % of the total existing floor area, are at least 10,000 square feet, and replace or alter the HVAC system and at least two of the following: building envelope, hof water system, and lighting system. , • GPR min. 75 pts or LEED Certified or LEED EBOM �-11 MCA-2010-04 Green Buil ding Ordinance October 26, 2010 Page 12 Project Type October 12, 2010 I)raft Ordinance Recommended Amendments based on PC Discussion Thresholds Veri ication Thresholds Veri ication Certified � Alternate . Reference Standard per Section 19.78.050 Renovations/Additions, Minor Renovation Informal Minor. Minimum: Non-Residential Verification Renovations and/or Informal. CALGreen additions that do Exem la Formal Mandatory Formal Verification not meet the higher p �� for Exemplary thresholds for "major renovations and additions" in the cell below. • CALGreen Mandatory Major Renovation Formal Verification Major. Minimum: (over 50 % of total or Informal Renovations and/or Informal. floor area, and at least Verification addifions that Exemplary: Formal 25,000 SF of comprise at least renovation/addition, . Formal 50% of the total and replacement or Verification for existing floor area, alteration of 3 of the 4 Exemplary are at least 10,000 following systems: square feet, and � HVAC, building replace or alter the envelope, hot water HVAC system and system, or lighting two of the system) following: building envelope, hot water • LEED certified system, and lighting system. � LEED Cerhfied or LEED EBOM Certified • Alternate Reference Standard per Section 19.78.050 2-12 MCA-2010-04 Green Building Ordinance October 26, 2010 Page 13 Environmental Consideration The draft Green Building Ordinance is co:lsidered categorically exempt per Section 15308 Class 8(Actions by Regulatory Agenci�s for Protection of the Environment) of the California Environmental Quality Act (��EQA). Therefore, no further environmental review is necessary to adopt this ordinance. Next Steps Staff will incorporate the Planning Commission's comments into the draft ordinance. The Planning Commissiori s recommendation will then be presented to the City Council for a final decision. Prepared by Aki Honda Snelling, AICP, S��nior Planner Reviewed by: Approved by: , a ao Aarti Shrivastava ity Planner Community Development Director ATTACHMENTS Attachment 1 Model Resolution & Model Ordinance Attachment 2 October 12, 2010 F'lanning Commission staff report Attachment 3 LEED EBOM/LEf;D CI Comparison by Global Green Attachment 4 Comparison TablE� (Sunnyvale, Morgan Hill, Palo Alto) Attachment 5 % of New Constr data over 25,000 SF Attachment 6 % of Tenant Improvement data over 25,000 SF G:�Planning�PDREPORT�pcMCAreports�2010�MCA-2010-04 Oct.26.doc �'-13 Attachment 1 MCA-2010-05 CITY OF CUPERTINO 10300 T��rre Avenue Cupertino, (�alifornia 95014 MODEL I:ESOLUTION OF THE PLANNING COMMIS� ION OF THE CITY OF CUPERTINO RECOMMENDING THAT THE CITY CC►UNCIL APPROVE THE MUNICIPAL CODE AMENDMENT TO CREATE CHAP TER 19.78 (GREEN BUILDING) OF THE CUPERTINO n1UNICIPAL CODE The Planning Commission recommends �pproval of the proposed amendment to the City of Cupertino Municipal Code as sho��n in Attachment A attached herewith. PASSED AND APPROVED this da � of 2010, at a Regular Meeting of the Planning Commission of the City of C�zpertino by the following roll call vote: AYES: COMMISSIONERS: NOES: COMMISSIONERS: ABSTAIN: COMMISSIONERS: ABSENT: COMMISSIONERS: ATTEST: APPROVED: Aarti Shrivastava Paul Brophy, Chair Director of Community Development Planning Commission 2-14 MODEL (�RDINANCE AN ORDINANCE OF THE CITY CC)UNCIL OF THE CITY OF CUPERTINO ESTABLISHING CHAPTER 19.78 TO CIZEATE A GREEN BUILDING ORDINANCE WHEREAS, the Planning Commission conducted a properly noticed public hearing on October 12, 2010; WHEREAS, the public hearing was contir.ued to and conducted on October 26, 2010; WHEREAS, the Planning Commission aciopted Resolution # '' to recommend that the City Council adopt this ordinar.ce; WHEREAS, the City Council conductecl a properly noticed public hearing on this ordinance; WHEREAS, adoption of the ordinance �vill improve the environment and is in the public interest. THE CITY COUNCIL OF THE CITY OF CUPERTINO ORDAINS AS FOLLOWS: Section 1. Statement of Purpose. This ordinance establishes a new chapter of the Cupertino Municipal Code to create a green building ordinance. Section 2. Code Amendment. Chapter 19.78, entitled "Green Buildi:zg," of the Cupertino Municipal code is established as shown in Attachment A. . Section 3. Severabilitu. Should any provision of this Ordinance, or its application to any person or circt�mstance, be determined by a court of competent jurisdiction to be unlawful, unenforceable or otherwise void, that determination shall have no effect on any other provision of this Ordinance or the applic�ition of this Ordinance to any other person or circumstance and, to that end, the provisis�ns hereof are severable. Section 4. E ective Date. This Ordinance shall take effect and be in force thirty days from adoption as provided by Government Code Section 36937. Section 5. Certification. The City Clerk shall certify to the passage and adoption of this Ordinance and shall give notice of its adoption as required by law. Pursuant to Government Code Section 36933, a summary of this Ordinance may be published and posted in lieu of publication and posting of the entire text. 99582.2 2-15 Section 6. CEQA. Because this projE�ct will assure the maintenance, restoration, enhancement, or protection of the envir��nment and does not relax the regulation of construction activities or standards allowing environmental degradation, this project is exempt from CEQA pursuant to CEQA G aidelines section 15308. INTRODUCED at a regular meeti 1g of the Cupertino City Council the day of 2010 and ENACTED at a regular meeting of the Cupertino City Council on this of 2010 by the fol: owing vote: AYES: NOES: ABSENT: ABSTAIN: 99582.2 �.-16 City of Cupertino CHAPTER 19.7f�: GREEN BUILDING 19.78.010 Purpose and Intent This Chapter is intended to support a"whc�le systems" approach to the design, construction, location, and operation of buildings and structures to help mitigate the environmental, economic, and social impacts of constructi �n, demolition, and renovation of buildings and structures. The City wishes to promote g-een building practices that minim;ze the use of energy, water, and other natural resources , vhile promoting a healthy and productive indoor environment. The City also wishes to encoL rage applicants to voluntarily adopt practices that are more environmentally friendly than the :rinimum required by this ordinance by providing incentives for such buildings and structures. 19.78.020 Definitions The following terms shall have the following definitions for purposes of this Chapter: A. "Building Envelope" means the sep�.ration between the interior and the exterior environments of a building in order to provide structural integrity, moisture control, temperature control, and air pressure cc�ntrol. The principal physical components of the building envelope include the foundation, roof, walls, and windows. B. "Decision maker" means the person c r entity with final approval authority over the underlying project. C. "Exemplary Standards" mean the stan��ards that correspond to the requirements of a particular project and are listed in columr� 2 of the chart that appears in section 19.78.060. D. "Green Building Checklist" means a c lecklist, typically with prerequisites and credits and/or points that is developed by the aG ministrators of green building certification systems and used to determine whether a develo�ment project can achieve certification. E. "Minimum Standards" mean the minimtm standards that apply to a particular project and are listed in column 1 of the chart in Secti��n 19.78.060. F. "Required Verificatiori' means the star dards that correspond to the requirements of a particular project and are listed in coluinn 3 of the chart in Section 19.78.060, and which verification procedures are fully set forth in section 19.78.070. 19.78.030 Adoption of Green Standards by P.eference The following codes are hereby adopted by rE�ference: A. GPR �Green Point Ratin� Standards. T71e three following Green Building Guidelines that are administered by Build It Green "BIG" ►: a. Single Family New Home Constructic n(2009-11 version). b. Single Family Home Remodeling (2007 version). c. Multifamily New Home Construction (2009-11 version). 995723 2-�7 B. LEED (Leadership in Energy and Envirc nmental Desi�n) Standards. The following rating � systems developed by the U.S. Green �►uilding Council, and administered by the Green Building Certification Institute (GBC�: a. LEED 2009 for New Construction and Major Renovation. b. LEED 2009 for Existing Buildings: Op �rations & Maintenance. c. LEED 2009 for Commercial Interiors. d. LEED 2009 for Core and Shell Develo��ment. e. LEED 2009 for Schools New Construction and Major Renovation. f. LEED 2009 for Neighborhood Develo:�ment. g. LEED 2009 for Existing Buildings OpE�ration and Maintenance (EBOlVn. 19.78.040 Minimum Rec�uirements On or after � ';: 2011, the City shall iiot issue any building permit unless, in addition to meeting all other legal requirements, the decision maker determines that: A. The project complies with the applicabLe "�n;mum requirements" set forth in the first column of the chart in Section 19.78.060; � nd B. The project met the applicable required v�rification per Section 19.78.070. 19.78.050 Alternate Reference Standards The decision maker may declare that an alternate reference standard is equivalent to the • minimum standards or exemplary standard s per the chart in Section 19.78.060, if the decision maker finds that: A. The applicant has utilized an alternate co nprehensive green building rating system that: a. Is comprehensive, and applies standa rds that are, when taken as a whole, as stringent as the GPR and LEED standards; b. Addresses a comprehensive scope of green building issues including energy efficiency, water efficiency, resource efficient ma terials, and healthy building practices; c. Includes a formalized certification prc►cess that incorporates third party verification; and d. Includes a set of standards that is comparable to the applicable minimum and/ or exemplary standards. B. The project will: 1. Meet or exceed the applicable minimtun and/or exemplary standards. 2. Advance the purposes of this Chapte��. Examples of alternate comprehensive green building rating systems may include: Living Building Challenge, Building Research Esta�lishment Environmental Assessment Method (UK), and Comprehensive Assessment System for ]3uilding Envirorunental Efficiency (Japan). Dr� io-22-io L -�I S 19.78.060. Standards for New Construction, Renovations and Additions The following chart lists the minimum stanclards that apply for new construction, renovations and additions. Column 1 ��olumn 2 Column 3 Minimum Standards Exemp lary Standards Required Verification See §19.78.060. a. Residential i. Single Family homes (R-1, A-1, RHS zones) average . GPR r.tinimum 125 pts. Minimum: Informal. home size 2,500 SF or less, or Exem la Formal. P rY� or . LEED Gold Alternate Reference Standard Multi-Family homes (all other residential zones) (Minimum and Exemplary): average home size 800 SF or Formal. less. • GPR min. 75 points or • LEED Certified • Alternate Reference Standard per Section 19.78.050 ii. Single Family homes (R-1, A-1, RHS zones) average • GPR r:unimum 125 pts. Minimum: Informal. home size more than 2,500 or Exem la Formal. P rY� SF, . LEED Gold Alternate Reference Standard or (Minimum and Exemplary): Multi-Family homes (all Formal. other residential zones) average home size more than 800 SF. • GPR min.100 points or • LEED Silver • Alternate Reference Standard per Section 19.78.050 b. Non-Residential i. Less than 10,000 SF. • CALGreen Mandatory • LEED Gold Minimum: Informal. Exemplary: Formal. Dran io-z,a-io ;� �i 9 Column 1 ��olumn 2 Column 3 Minimum Standards ExemZ lary Standards Required Verification See §19.78.060. u. 10,000 - 25,000 SF. Minimum: Informal. • LEED Certified • LEED Gold Exemplary: Formal. • Alternate Reference Alternate Reference Standard Standard per Section (Minimum and Exemplary): 19.78.050 � Formal. iu. 25,001 or more SF. Minimum: 25,001-50,000 SF - • LEED Silver • LEED Gold informal. • Alternate Reference 50,001 or more SF - Formal. Standard per Section Exemplary: Formal. 19.78.050 Alternate Reference Standard (Minimum and Exemplary): Formal. a. Residential i. Single-family. Renovations and/or additions over areas that comprise at least 50% of GPR min.125 pts or Minimum: Informal. the total existing floor area. � CALGreen Mandatory ' LE:�D Gold Exemplary: Formal. u. Multi-family (minor). Renovations and/or additions . GPR min.100 pts or Minimum: Informal. over areas that comprise at least � LE:�D Silver Exem lar Formal. �0% of the total existing floor p y � area, but do not meet the higher thresholds for "major renovations and additions" in the cell below. • CALGreen Mandatory iu. Multi-fami�y (major). • GPR min.125 pts or Minimum: Informal. fZenovations and/or additions . LE=�D Gold Exemplary: Formal. that comprise at least 50% of Alternate Reference Standard the total existing floor area, are (Minimum and Exemplary): at least 10,000 square feet, and Formal. replace or alter the HVAC system and at least two of the following: building envelope, hot water system, and lighting system. D�� io-z2-io �' � o Column 1 ��olumn 2 Column 3 Minimum Standards Exem� lary Standards Required Verification See §19.78.060. • GPR min. 75 pts • LEED Certified or LEED EBOM Certified • Alternate Reference Standard per Section 19.78.050 b. Non-Residential � i. Minor. Renovations and/or • LEED Gold Minimum: Informal. additions that do not meet Exemplary: Formal. the higher thresholds for "major renovations and additions" in the cell below. • CALGreen Mandatory ii. Maj or. Renovations and/ or • LEED Gold Minimum: Informal. additions that comprise at Exemplary: Formal. least 50% of the total existing Alternate Reference Standard floor area, are at least 10,000 (Minimum and Exemplary): square feet, and replace or Formal. alter the HVAC system and two of the following: building envelope, hot water ' system, and lighting system. • LEED Certified or LEED EBOM Certified • Alternate Reference Standard per Section 19.78.050 � Mixed-Use For projects with residential and non-residential components, each use shall comply with the minimum requirements and verification reqt.irements stated above. To meet exemplary requirements, each use shall comply with thE exemplary requirements stated above. Note: The requirements in the section "renovaticros and additioris" only apply to the portions of the building that are subject to the renovation or addi tion. 19.78.070 Required Verification Verification that a project meets the applica �le environmental standards occurs through either the formal or informal verification process pE r the requirements in the chart in Section 19.78.060. A. Formal Verification. A project will rneet the forxnal verification process if the City determines that the project meets or e:cceeds the applicable thresholds listed in section Draft 10-22-10 r, �.- 1 19.78.060 and the applicant submits all of the following to the City in addition to other application requirements, to assist the City in making that determination: a. P1arulin� A�plication. A green building checklist that includes cross-references to appropriate locations in the constru�:tion documents for all prerequisites and selected points or credits; and demonstrate� that the proposed project meets the applicable minimum requirements. b. Building Permit. i. Proof of project registration with �dministrating body of the applicable reference standard, ii. A green building checklist that inclu ies cross-references to appropriate locations in the construction documents for all pr �requisites and selected points or credits; and demonstrates that the proposed project meets the applicable m�n;mum requirements, and ui. Green Building deposit in an amoun : that may be set by resolution of the City Council. The applicant may provide the depo� it in the form of cash, or in any other form that the City finds acceptable to meet the pur��oses of this section. T'he full amount of the deposit shall be returned upon the certi�ication document being provided per Section 19.78.070(A)(c). If however, the proj��ct does not meet the requirements of this chapter, as applied to the project, then the C:.ty shall retain the full amount of the deposit, and shall use the deposit solely to advanc�� the purposes of this Chapter. c. Within 18 months of Final Occupancy - Certification document for LEED, GPR or alternate rating standard accepted by the City per the chart in Section 19.78.060. B. Informal Verification. A project will xneet the informal verification process if the City determines that the project meets or e rceeds the applicable thresholds listed in section 19.78.060 and the applicant submits all of the following to the City in addition to other application requirements, to assist the Cii y in making that determination: a. Planning Application. i. A green building checklist per Sectior� 19.78.070(A)(a). b. Building Permit. i. A green building checklist per Sectior►19.78.070(A)(b)(ii), and ii. A refundable deposit to defray the C.ty's costs of verifying that the building is designed to the applicable minimum requirer.-►ents. The City shall release any unused deposit amounts to the party submitting t1e deposit after determining that all verification requirements were met. 19.78.080. VoluntaiyRec�uirements to Obtain Incentives An applicant for a building permit may ��oluntarily opt to meet or exceed the exemplary standards, and to fulfill the applicable verification requirements. A. Automatic Incentives. If the applicant does so, in all cases, the applicant shall obtain a reduction in applicable building permit f�es by an amount set by a resolution by the Council as part of the fee schedule. Dr�t io-22-io ,� `� 2 B. Discretionary Incentives. a. In addition to obtaining the automati�: incentive listed above, the applicant can request at the time of the submittal of the plaruung application that City authorize the issuance of one (and only one) of the following d_.scretionary incentives: i. A 10% increase to the maximum floor area ratio (FAR) authorized by the Municipal Code. ii. A 10% reduction in the amount of off-street parking required by Municipal Code Section 19.100. b. Findin�s. The decision maker may award a discretionary incentive of the decision maker's choosing, at the same time a� the approval of the plannulg application, if it finds all of the following: i. The project greatly exceeds the nunimum amounts required to meet the exemplary standards. u. The proposed use is compatible w ith the surrounding community. ui. The project will greatly advance tlie goals of this Chapter. iv. The project will serve as a model i or future green construction; will be harmonious. v. The project is consistent with and will advance the goals of the General Plan. 19.78.090 Exemptions for Historic or Atypic:il Projects A. At the applicant's request, the City shall �xempt a project from the duty to comply with one or more of the minimum standards if eitr er: a. The project is on a property that is considered "historic" for CEQA purposes, the applicant demonstrates that the histc�ric nature of the property makes compliance with the applicable thresholds infeasible, ��nd the applicant has made all reasonable efforts to mitigate and offset any non-compliance with the threshold(s); or b. The project includes atypical energy-:•elated design requirements and/or patterns of use, these limitations make compliance with the threshold(s) not feasible, and the other components of the project design o� ercompensate for the lack of compliance with the applicable threshold(s). B. "Feasible" means capable of being accomplished in a successful manner within a reasonable period of time, taking into account economic, environmental, social, and technological factors. Draft 10-22-10 � �2 3 Attachment 2 ` OFFICB OF COMMUNITY DEVELOPMENT ,�. CTTY HALL 10300 TORRE AVEr UE • CUPERTINO, CA 95014-3255 I (408) 777-3308 • FA} (408) 777-3333 • pIanning@cupertulo.org CU'PERTINt� � ; � PLANNING COMMISSION STAFF REPORT � i � Agenda Item No. � Agenda Date: October 12, 2010 � Application: MCA-2010-04 Applicant: City of Cupertino � Location: Citywide ' I APPLICATION SUMMARY Municipal Code Amendment to adopt a(ireen Building Ordinance . RECOMMENDATION Staff recommends that the Planning Commission recommend that the City Council adopt ', the proposed draft Green Building Ordi lance in accordance with the Model Ordinance � (See Attachment 1). ' I � � � BACKGROUND � On January 19, 2010, the City Council au thorized staff to initiate the public input process i to help develop a draft Green Building (�rdinance, using the Phase II recornmendations � as a framework with a maximum budge� of $25,000 (see Attachments 2&3 - City Council � , minutes and staff report). � The goal of developing a Green Buildi:lg Ordinance was initiated through the City's � participation �and support of the Sani a Clara County Cities Association Board of ; ! Director's "Phase II recommendations (see Attachment 4) adopted in June 2009. The Phase II recommendations are criteri � and thresholds for new construction and renovation/remodeling projects, that �►im to support the use of healthy building ` materials/construction methods, � promc te energy, water and resource efficiency and conservation by adherence to LEED (Le��dership in Energy and Environmental Design) ' and GPR (Green Point Rated) rating systE�ms. DISCUSSION Cornmunity Outreach , In May 2010, citywide notices were mailE�d out seeking interested parties to participate in ; the Green Building Ordinance Focus Gr �ups. Green building consultant Global Green, � ,:-24 ` MCA-2010-04 Green Bui lding Ordinance October 12, 2010 Page 2 � was also retained by the City to assist with the focus group facilitation and preparation of the draft ordinance. , On june 7, 2010, the first Green Building �rdinance Focus Group meeting was held at De . Anza College's LEED Platinum Kirsch c �enter. The meeting was attended by over 60 ' participants. The meeting started wit�� a tour of the Kirsch Center, followed by a presentation by Walker Wells of Global � Green on the purpose and concepts of green � building and the Phase II recommendatic�ns. The par�icipants had opportunities to break '• into small groups to discuss and provide input on elements of green building ordinances, I including threshold levels, rating stan�iards and certification levels, incentives and implementation strategies. � As a result of participants' comments 1 o better understand the rating systems under consideration, the Planning Commissior� held an educational workshop at its July 13, 2010 meeting. The workshop included a presentation by Shiloh Ballard of Silicon Valley Leadership Group who provided an overview of LEED, GPR and the Phase II ' recommendations. Additionally, David Kaneda, Cupertino Planning Commissioner, provided an overview of the upcoming r�ew Cal Green Building Codes that wi11 become effective on January 1, 2011. On July 29, 2010, a second Green Build:ng Focus Group meeting was held, where the Green Building Ordinance core elements were presented anc� discussed. A summary of the comments and suggestions providec. by residents, businesses and the development � community at the focus group meetings i;; attached in this report (see Attachments 5& 6). � � , Draft Green Building Ordinance � The draft Green Building Ordinance �n�as prepared primarily by using the Phase II ' framework with modifications and adjushnents to meet the specific goals and objectives of the City of Cupertino. The draft ordin�ince also attempts to incorporate and respond to key comments and suggestions providE d by the focus group participants. The draft ordinance will be a new chapter of the :�oning Ordinance, and will be incorporated as Chapter 19.78 of the Cupertino Municipa] Code. : Key components of the draft ordinance ai e summarized as follows: "Scope and Applicability" � � The proposed draft Green Building Ordinance will apply only to private development projects, including new construction and renovation/remodeling projects that require ; building permits and meet the criteria i n the table of the Requirements section of the ordinance. � Public (city-owned) buildings have been �xcluded from the draft ordinance requirements � � since staff has found that most cities that address green building requirements for public i buildings do so either through a separatE� policy or ordinance. Additionally, aIl of the � cities within Santa �Clara County, i ncluding Cupertino, adopted the Phase I ' �'-25 . MCA-2010-04 Green Bui lding Ordinance October 12, 2010 Page 3 recommendations from the Santa Clara County Cities Association that requires new � public buildings over 5,000 square feet � e LEED Silver certified in order to demonstrate and exemplify that such standards are ac hievable. Although the City Council supported ' the Phase I recommendations, no public buildings have been constructed in the City of Cupertino since the adoption of the PhasE� I recommendations. � Staff recommends that the new ordinance become effective six (6) months from the date � of its adoption. Any projects in which bt.ilding permit applications have been submitted � for development within this grace period are not subject to the new green building � requirements, unless otherwise conditioiied by a development permit. The grace period wili provide time to disseminate inforr.lation about the ordinance through the City's website, handouts as residents and businesses plan their developrnent projects. Please note that a dernolition permit does not qualify as a building permit application for development, and would not exempt a stibsequent building project from this ordinance if submitted after adoption of the ordinar�ce. The ordinance also clarifies that planning entitlements alone, obtained prior to thE� effective date of the ordinance do not exempt such projects fr.om the ordinance requirernents. ❖ Option regarding previous planning approvals The Planning Commission may consicier whether to exclude previously approved planning projects from this ordinance. These projects have received planning entitlements (some with phased develo pment schemes) but may not submit building � permit applications prior to the effective date of the ordinance. A reason for excluding such projects may be that the applicants had not built in the new requirements into their proforma. Also, since projects are requixed to vest their permit within two years of their permit approval (unless the Council atithorized longer terms for a Use Permit - for � ; example, Main Street and the Oaks proje�t), staff does not believe that this will not affect the intent of the ordinance in the long tE rm. However, in order to prevent people from "vesting" their permit by building only one building in a large project and then submitting building permits over an extended period of time, the ordinance should allow , projects that have already received p1a�uling approvals as of the effective date of the � ordinance, an exemption for the duratic�n that their permit is valid. After the permit expiration date, whether the project is extended or phased, buildings shall be required to comply with the Green Building Ordinance. "Reference Standards" The draft ordinance relies primarily ori existing rating standards of LEED and GPR consistent with the Phase II recommend�.tions. However, the draft ordinance recognizes , the need and provides the ability for alternative reference standards (e.g. Living Building Challenge) to be applied in cases where �n applicant may propose to meet or exceed the ordinance requirements through an alterriate rating system with a forrnalized certification process and third party verif ication. j � ;:-26 MCA-2010-04 Green Building Ordinance October 12, 2010 Pa�e 4 "Re�uirements" The threshold criteria under which projec ts are subject to the draft ordinance are outlined in the Table 19.78.050 of the draft ordinan ce. While the criteria are mostly consistent with the Phase II recommendations, staff is re �ommending some changes to respond to focus � group comments. Comparison Table of Phase II and C'upertino Draft Green Building Ordinance New Construction and Addition/Renovation Cupertino Draft Green Bi dlding Ordinance Phase II Recommendations Minimum Re uirements Residential - New Construction Single-Family & Mulii-Fa mily < 5 homes: Single-Family (SFR) & Multi-Family (MFR) (Single Family & Multi-Family) < 9 homes: GPR min. 75 pts or LEED Certified Formal Certification or O ption 2 � GPR Rated (50 pts min.) or LEED Certified SFR & MFR Z 9 homes: SFR & MFR � 5 homes: GPR Rated or LEED Silver GPR min.100 pts or LEE] � Silver Formal Certification or Option 2 Residential - Renovation/Addition Single-Family z 50� total existing floor area: SFR<$100K permit valuation; or <500 sf (Single-Family & Multi-Family) add'n; or FAR increase<50%: ; Cal Green Mandatory (fo r new portions � o � y � BIG Elements checklist or LEED checklist I SF $100K-$200K permit valuation; or 500- ; Multiple-Family (minor r�novation): 1,000 sf add'n: Cal Green Mandatory (as applicable to BIG Elements 25-49 pts, or LEED Certified scope) SFR $200K+ pernut valuation; or 1,000 sf add'n; or FAR increase of 50°k: Multi-Family (major ren�roation) - over 50%a tofial existing floor area, f nd at least 25,000 sf GPR Rated (min. 50 pts.) or LEED Certified of addition/renovation, and replacement or Small MFR (TBD): alteration of 3 of the 4 following systems: HVAC, building enveloF e, hot water system GPR checklist or applicable LEED checklist or lighting system: Large MFR (TBD): LEED Certified GPR 50 pts. or applicable LEED Certified � � Formal Certification or O ption 2 ( Commercial - New Construction < 10,000 sf: Smali, <5,000 sf: Cal Green Mandatory LEED checklist Mid-size, 5,000 - 25,000 sf: > 10,000 - 50,000 sf: LEED Certified I LEED Certified Large, >25,000 sf: � Formal Certification or O ption 2 LEED Silver >50,000 sf: ' LEED Silver Formal Certification or O tion 2 � L—Z7 _ i MCA-2010-04 Green Bui lding Ordinance October 12, 2010 Pa�e 5 Commercial - Renovation/Addition Minor Renovation: Small projects: Cal Green Mandatory � LEED Checklist i Large w/o HVAC: 2 of 4 systems are Major Renovation - Over 50°,6 total existing touched +> 10,000 sf +> permit valuation ; floor area, and at 1� �ast 25,000 sf of of $1 million pemut valuation ' ' addition/renovation, ar.d replacement or alteration of 3 of the 4 following systems: LEED Certified w/ o prerequisites i HVAC, building envelo� e, hot water system Large w/HVAC: 2 of 4 systems are touched, , or lighting system: one being HVAC +> 10,000 sf +>$1 million i i permit valuation: LEED Certified I Formal Certification or O ption 2 LEED Certified MixedUse For projects with both residential and non- NotAddressed � residential components, each use shall : comply with the mini num requirements i stated above. � � I New Construction � Residential - The reason for variations fr��m the Phase II recommendations for residential I � is based upon comparisons with other local cities that have adopted green building ordinances and have successfully ixr.plemented higher standards for residential ' developments (e.g. Palo Alto, Morgan Iiill, and Sunnyvale require 70 GPR points for their residential developments)(See Att�ichment 7, Comparison Table of Other Cities' Requirements). Additionally, staff modif:.ed fhe threshold level to delineate between less than five homes and greater than or equal to five homes to differentiate single family and I minor lot subdivisions (parcel maps) frc►m larger subdivision projects requiring a tract I ma P' � � Non-Residential - The requirements are fairly consistent with the Phase II � recomrnendations, except for adjustmenis to make the threshold and certificatioz levels I less stringent based upon feedback staif received from major stakeholders and focus ; g�roup participants. The requirements a]so aim to be in line with the new state "green" building code (CALGreen). Essentially, C ALGreen has set the floor of building codes at a higher level by requiring development ��rojects to incorporate green building practices. CALGreen takes effect on January 1, 2011 and will require all new construction , (residential projects of three floors or less and all non-residential projects) to comply with ' � the code. Cupertino's draft ordinance also takes the requirements a step higher by requiring significant single-family rf�sidential additions/renovations and minor �additions/renovations for multiple-family and comme'rcial projects to comply with CALGreen. Staff believes that this requir��ment is preferable for smaller projects since the requirements are less stringent, easier tc follow and require adherence to the new code , only for a fixture or the portion of the building that is being modified. However, it . should be noted that CALGreen does n�fi require energy efficiency beyond the current ' Title 24 energy requirements. I i , � � �:-28 . ' i � MCA-2010-04 Green Bui (ding Ordinance October 12, 2010 � Pa�e 6 � I Renovations and Additions ; i The draft ordinance requires single-family renovations and additions that add or affect ' 50% or more of the existing building flo�r area to comply with the CALGreen building ! codes for the new/renovated portions on.y. � For Multiple-Family Residential and Non-Residential (commercial and industrial) � renovations and additions, the threshol��s differentiate between minor renovation and i major renovation. A major renovation is defined as a renovation or addition that affects � � greater than 50% of the total existing flc�or area if that area is equal to or greater than 25,000 square feet, and includes replacement or alteration of at least three of the following four systems: HVAC system, buildir�g envelope (including walls and windows), domestic hot water system (e.g. water h�ater/boilers), and lighting. Major renovations will require LEED certification, whi:h is fairly consistent with the Phase II � recommendations and what some of thE other Iocal cities are requiring (e.g. Palo Alto, : Sunnyvale, Morgan Hill)(See Attachmeitt 8, Comparison Table), except that the draft ' ordinance does not require LEED Silve� for the highest threshold of Non-Residential renovations and additions, as some of f7te other local cities do. Staff is recommending � that LEED Certified level for� major re=lovations based upon discussions with major � stakeholders in the community. , All minor renovations and additions that do not meet the threshold for major renovations � � � are required to comply with the CALGreE�n building code. Mixed use projects will be required to cc mply with the minimum requirements for each ; � component type of the development. � i � Exemplary/Incentives � An Exemplary Standards section has been added to provide incentives and encourage developments to seek higher levels of cer ification than the nunimum requirements of the � ordinance. Possible incentives that th�� City may consider granting for meeting or exceeding Exemplary Standards have been identified, contingent upon 'availability of i funding and City approval. These possible incentives include: • Matching grants to off-set the cost of certification application (based on funding � availability). • Fee reductions for the building permit (options include 2-5%) ' • Zoning code adjustments of floor arE a ratio, or off-street parking, not to vary more than 10% (options include 5-10%) of tr�e standards in place at the tirne of application "Veri cation" Staff has proposed two options for verifi�:ation to ensure that the development is carried out to the prescribed standard. 2-29 i I MCA-2010-04 Green Bui.ding Ordinance October 12, 2010 Page 7 • Option 1(Formal Certification) is the verification route for projects requiring formal ' certification, and would be required c�f any new residential construction project, any � new non-residential (commercial) co�lstruction project over 10,000 square feet, and ; major renovations for multi-fami.y residential projects and non-residential � (commercial) projects. The formal ce� tification would also be required for exemplary � ' standard projects. This option will pr��vide the greatest degree of confidence that the � ; building has been built and is operatir.g to the required standards. ' •� Option 2(City Determination) is an alternate option to Option 1. Essentially, Option 2 � is a verification route that would o:�ly require that projects demonstrate that the i � construction drawings are designed t�� meet the required certification level. A formal certification process to require projects to actually achieve the required certification level is not required. Therefore, this verification route could be handled through a Cify determination process. No further verification is required past the building permit stage to demonstrate that the ��equirement is met. As is the case in most cities, the City will use a qualified consultant to ensure that building permit documents adhere to the required standards. • CALGreen - For projects that require adherence to CALGreen requirements, the City will make the determination as they will with other building permits that require adherence to CALGreen. � � The draft ordinance highlights the certification process in detail. � � � The following is a list of pros and con� that the Planning Commission may consider : regarding verification requirements: � - 4 - _ � _ � _ i �� ,t �"` . - - = d�"�. a � i�.�' � 3 . :. � i s . t � z : � _ __�� : r � t ��' s . � � � � s,-�'�� �i51C�' � 7� k . , � � ,�- �'��,.�- � � � ; � ' �fI a ���� - � :;�.:�. �r�t s� . � . _ �.._. � � x , _. �,. � ;�-�. . :.�. �-�--, x: - � ,. s T � _ _. .. Option 1(Formal Cert ification) O tion 2 Ci Verification) Pros • Certification requirement ensures that Reduced cost and process building is built as and functions as a since it does not require "green building." � certification or a Green Building deposit. ? • Certification allows building owners to ; market/lease their buildi�igs as "green � � buildings." � • Allows City to track and � nonitor its CAP (Climate Action Pro,;ram) accurately. ; i , � � � �'-30 ` i . � MCA-2010-04 Green Bui Iding Ordinance October 12, 2010 Page 8 . �, ,. «�:, ,� ; � _� _ , � =y ,.� _ - - � ,� ��d � � a �� � x � , ' �l .,t+�... � �?, z5_ _.r+�: ".,A.:�.,�'<x . _. [�..ea , �,.�....F.. __ _ :�n� ' — — �i O tion 1(Formal Certification) u O tion 2(Ci Verification Cons � Additional cost for certifi�:ation. • Additional deposit to cover • Additional cost for deposit cost of the City's consultant I requirement to verify documents at the ' building permit stage. • Does not ensure that building is built as, or � functions as, a "green building." • Cannot be marketed/leased to prospective owners or . tenants as a "green building." , • City cannot ensure that a i building meets the I requirements. . • Does not allow the City to ' track and monitor its CAP � , (Climate Action Program) ; j effectivel . � I ; , "Fees F� Deposits" Option 1 A refundable Green Building Deposit :.s required for projects under Option 1 of the Verification requirement. The intent of tlle deposit serves as an incentive to comply with the ord.inance requirement for certificati �n, and would be paid by the applicant prior to I ' issuance of a building permit for the projrct. Note: The suggested deposit is $2/sq. ft. with a minimum of $3,500 and maximum of $5,000 for each single family residential building, min'mum of $40,000 and maximum of $55,000 for each � multiple fa.mily residential building, and mi�cimum of $70,000 and maximum of $150,000 for each non-residential building. f These minimum deposit amounts are based ��n typical costs to cerhfy these iypes of projects. The ! maximum deposit amounts are based on th�� maximum costs typical for a project type. Keeping deposit amounts in line �vith typical certtfi�:ation costs will encourage people to follow through � with their certification and not make forfeiting.the deposit amount a more attractive alternafive. . , � I � ;�_g � • MCA-2010-04 Green Bu:lding Ordinance October 12, 2010 Page 9 'FT ical Green B�uldin Certification Costs Green Point Rated LEED for Homes LEED BD&C 1 Sin le Famil $3,800 $5,000 Multi-Famil $40,380 $54,700 I Office 20,000 s . ft. $71,650 Office 50,000 s . ft. $97,650 *Based on data from Build i t Green, US Green Building Council, � Davis Energy Group, � topWaste.org, and Giobal Green. i i ! Option 2 i � � For Option 2, a deposit is required to be ��aid at the time of building permit application to cover the cost of reviewing verification rE quirements. � The City will hire a consultant to review the plans to verify that the building permit documents meet the required certificatio�i level for a project. It is estimated that a typical review for most projects will require 6-10 hours of consultant time with an associated cost of approximately $900 - $1,500. � "Exceptions" The draft ordinance allows for property c>wners to request exceptions from the ordinance requirements for historic sites and projects that may include atypical energy-related � design requirements. The exceptions ma�� vary from the ordinance requirements itself, or a particular prerequisite only for a speciiic rating system that has been determined to be infeasible for the project. In cases where the exception is requested only for a particular prerequisite, all ofher prerequisites ar d minimum point requirements will still be j � required to be met. � Exceptions may be approved if the deci:�ion-making authority for the project makes the following findings: ' The proposed development is otherwise consistent with the City's ordinances and meets one or more of the criteria described belo �v: a. It is a hardship or is infeasible for the applicant to fully meet the requirements of this , Ordinance due to a conflict with the compatibility of the green building rating system with other City goals, such as those requiring historic preservation. . b. The exception is requested is the mir.imum required and alI required green building ; � measures are otherwise incorporated into the development project. � ; LEED EBOM (LEED for Existing Buildings � Operations and Maintenance) LEED EBOM is a certification project ty pe that is based upon the actual total building � � operating performance, instead of des� gn expectations, to maximize the operational � efficiency and minimize the environmeni al impacts for the sustainable ongoing operation of a building. LEED EBOM is based xpon 100% of the floor area of the building. i I �-32 MCA-2010-04 Green Bui(ding Ordinance October 12, 2010 Page 10 Essentially, a building must be in operati��n for at least one year for a performance period before certification application and certi4ication is based upon 100% of the floor area of the building. Subsequent additions/renovations may occur in a LEED EBOM certified building (in other words, the building may rei ain its LEED EBOM certification) if the ` addition/renovation complies with improvements perrnitted by the LEED EBOM � requirements. Staff recognizes that, in such cases, the applicant may apply for an ! alternative standard since such improvements would still retain the building's certification. ' Environmental Consideration The draft Green Building Ordinance is considered categorically exempt per Section 15308 � Class 8(Actions by Regulatory Agenci es for Protection of the Environment) of the � California Environmental Quality Act (CEQA). Therefore, no further environmental review is necessary to adopt this ordinanc�e. Prepared by Aki Honda Snelling, AICP, Senior Planner � I Reviewed�by: Approved by: � � i i % ' i hao ivastava ' City Planner Community Development Director ATTACHMENTS Attachment 1 Model Ordina::�ce � Attachment 2 January 19, 20:10 City Council minutes Attachment 3 January 19, 20'LO report � Attachment 4 Phase II recommendations ' Attachment 5 June 7, 2010 G reen Building Ordinance Focus Group meeting comrr�ents ,. Attachment 6 july 29, 2010 (�reen Building Ordinance Focus Group meeting comtr�ents � Attachment 7 Comparison T�ble of other cities for New Construction � Attachment 8 Comparison T�ble of other cities for Renovations/Additions I Attachment 9 Cal Green Des �ription � Attachment 10 Comparison o:= CALGreen, LEED and GPR G: `Pla�ming,PDREPORT`pcMCA reports� 2010�MCA-2010-09 .doc _ . . � . 2-33 . • o viE�w e . th en i re c o er a reoran a ac men s � ea se see e . , . . annin .ommission en a �ac e or c o er � e rn Attachment 3 In an effort to provide more information on LEED for Existing Buildings: Operations and Maintenance (EBOM), the following is a description of the ratin; system, in what scenarios it is applicable, and how stringent it is as compared to LEED for Commerci 31 Interiors (CI) in terms of two Tenant Improvement scenarios. LEED EBOM was designed to implement ongoing �;ustainable practices throughout the buildings operational life-cycle. The most notable difference in LEED EBOM as compared to the other rating systems is the processes of recertification. Recert ification can happen as often as every year, but must be completed every five years. This process ensu �es that the building continually address building operations, processes, systems upgrades, minor s�ace- use changes, and minor facility alterations or additions LEED EBOM is applicable to buildings new to LEEC certification as well as buildings previously certified under LEED for New Construction, LEED for Schools, or LEED for Core & Shell. The following building types are applicable under the rating system: office, retail and services establishments, institutional building, and residential buildings of four or more habitable stories. It is a whole-building rating system where individual tenant spaces are not eligible. In comparing LEED EBOM to LEED CI, the fundamf�ntal difference is that LEED EBOM requires an inventory of the whole building regardless of the �roject scope in order to assess and improve the performance while LEED CI is contingent on the p•oject scope of work. The following two scenarios outline this fundamental difference and how it afi�ects the level of stringency of LEED EBOM as compared to LEED CI. Scenario one is a TI project with a scope of work that does not address any of the energy systems and does not have any indoor plumbing fixtures or fitiings within the tenant space. LEED CI would not require any improvements to the existing energy �r water use since the systems are not within the project scope and therefore not applicable to the requirement. The mechanical system requirements under CI are applicable and must meet the minimum ventilation requirements. LEED EBOM, however, will require an inventory and adjustment to all th�� systems since they are within the building. Under this scenario LEED EBOM is more stringent becau�;e all the systems within the building are being evaluated, modified and improved to the highest relevant standard required. Scenario two is a TI project where the scope of work does include the energy and water systems. In this scenario, LEED CI is more stringent because energy and mechanical s��stem needs to be consistent with or better than new construction standards, while water usage needs to be 20�o better than a baseline case. Similar to scenario one, LEED EBOM requires that buildings Function to the best of their existing capacity. Overall, LEED EBOM is more comprehensive in its approach to sustainability and in some scenarios can be more stringent in terms of ineeting LEED requirements. It can be considered equally sufficient to other Rating Systems and a viable approach to su �tainably within the Green Building Ordinance in that operations and maintenance is often more costly and harmful to the environment than new construction. ., �.- 4 Attachment 4 COMPARISON TABLE OF CITIES W/SQUARE FOOTAGE THRESHOLDS FOR RESIDENTIAL (MORGAN F[ILL, PALO ALTO, SUNNYVALE) City Single-Family Multip le-Family - Single-Family — Multi-Family - Residential, New New Construction Renovations Renovations Construction Morgan Hill 5 2,000 sf per unit 5 2,000 sf per unit Addition >_ 250 sf Addition >_ 250 sf or renovation or renovation 70 GPR pts. 70 GPI. pts. permit valuation ? permit valuation >_ or LEED certified or LEE D certified $100K: $100K: > 2,000 sf per unit > 2,000 sf per unit BIG Existing BIG Existing 70 GPR + 1 pt per 70 GP�. + 1 pt per homes checklist homes checklist each additiona170 each aclditiona170 m�• 25 pts. min. 25 pts. sf (150 pt. sf (150 pt. Addition >_ 700 sf Addition >_ 700 sf maximum) or maxim um) or or renovation or renovation LEED Silver LEED ��ilver permit valuation >_ permit valuation z $250K: $250K: BIG Existing BIG Existing homes checklist homes checklist min. 50 pts min. 50 pts Permit valuation >_ Permit valuation >_ $100,000 $100,000 25 pts. of BIG 25 pts. of BIG checklist checklist Permit valuation >_ Permit valuation z $250,000 $250,000 50 pts. BIG 50 pts. BIG checklist checklist Palo Alto SFR >_ 1,250 sf: MFR >_ ;� units: SFR addition or MFR renovations or rebuild >_ 1,250 sf: alterations z 50% of 70 pts. GPR + 1 pt. GPR ''0 pts. & existing unit sf and for each 70 sf. over exceed title 24, Part Choose GPR Rated include replacement 2,550 sf & exceed 6 by 15°� (min. 50 pts.) or CA or alteration f at least Title 24, Part 6 by Energy Code T-24, 2 of the 4 systems 15% MFR >_ : 0 units: Part 6 and HERS II (HVAC, building Existing home envelope, hot water GPR :'0 pts. & renovations, rebuilds system, lighting Comple:e LEED-ND and/or additions system): (Neightorhood totaling z 250 sf and Develo� ment) <1,250 sf and >_ GPR 50 pts. min. & checklis t& exceed $100K: exceed Title 24, Part Title 29, Part 6 by 6 by 15% 15% GPR Checklist and MFR renovations, HERS II additions and/or rebuilds to individual units >_ 250 sf and valuation z $100K in a single unit: GPR Checklist, HERS II �-35 Sunnyvale SFR S 1,500 sf: MFR < 3 dwelling >$100K construction >$250K construction units: value valuation: GPR checklist (no N/A min. pts. required) �R >_ 3 dwelling GPR Checklist (no GPR Checklist (no SFR > 1,500 sf: ��; minimum pts. minimum pts. GPR 70 pts. required) required) GPR 70 pts. ** Palo Alto's threshold of 2,550 square feet is based upon the allowable FAR for a 6,000 square foot lot (standard size lot) in Palo Alto. The a<lditional point for every 70 SF above this threshold was to proportionally raise the bar as homes g�t larger to achieve certain points for a certain size home (e.g. 90 points for a 4,000 SF home or 100 points for a 4,600 SF home) �'-36 Attachment 5 N I C,� � Date: 10/14/2010 New Construction more than 25,000 Permit Status Owner Name Location Address Permit Square Issue Close Number Type Footage Date Date 10070054 O APPLE INC 20330 STEVENS CREEK BLVD 1A2 33,084 09/16/2010 33084 08020156 C TANTAU INVESTMENTS LLC 10900 N TANTAU AVE 1 BOFF 100,000 05/16/2008 01/29/2009 100000 08090060 C APPLE INC 20400 MARIANI AVE 1GENCOM 71,169 10/31/2008 08/28/2009 09100078 E CITY OF CUPERTINO 10486 STERLING BLVD 26,010 11/16/2009 05/19/2010 97179 09050013 O CUPERTINO PROPERTY DVLPti 10900 N WOLFE RD 1SHELLBLDG 279,567 08/05/2009 279567 06120042 E PINN BROTHERS CONSTRUCTI 20128 STEVENS CREEK BLVD #10 COMML-NEW 25,998 11/03/2008 05020059 C SILVERSTONE S DE ANZA R2 120,037 05/10/2005 05060075 C LANDMARK PROPERTY MANAG 10123 N WOLFE RD 120,000 08/17/2005 03/13/2007 05080165 C PINN BROTHERS CONSTRUCTI 20128 STEVENS CREEK BLVD 25,998 01l20/2006 04/30/2008 05100195 C LANDMARK PROPERTIES MGM' 10123 N WOLFE RD # 2030 93,332 03/15/2006 03/13/2007 05120104 C LANDMARK PROPERTIES MGM' 10123 N WOLFE RD # 2030 60,750 05/04/2006 06020008 E WHOLE FOODS INC 20955 STEVENS CREEK BLVD 75,494 07/06/2006 06020109 E LANDMARK PROPERTIES MGM' 10123 N WOLFE RD # NPS3 229,839 08/09/2006 06030076 E LANDMARK-VALLCO 10123 N WOLFE RD # EPS4 241,443 10/06/2006 04/09/2008 , Page 1 Date: 10l14/2010 New Construction more than 25,000 Permit Status Owner Name Location Address Permit Square Issue Close Number Type Footage Date Date ,.. . w � V 1 V/ UV i/ � li �nllYlt' 1 VIV f1V 1 CL/l'[CJ 1 f1UR/11V 1� 1 VVJV J UC /11VL11 DLV U 01040110 C CUPERTINO CITY CENTER ASS 10050 S DE ANZA BLVD 07020163 C PINN BROTHERS CONSTRUCTI 20128 STEVENS CREEK BLVD 0 28 I C IEVERSHINE VI & ANNIE CHAN I19620 STEVENS CR EK BLVD LU0�0:1V �U�1/ IV/LVV! 204,224 04/10/2007 25,998 04/30/2007 58,390 05/� 34,046 01/03/2008 3605736 ..�.�{�- _ � , 2,70�f,roloa Page 2 Date: 10/14/2010 New Construction less than 25,000 Permit Status Owner Name Location Address Permit Square Issue Close Number Type Footage Date Date 08050172 C FIRST BAPTIST CHURCH 10505 MILLER AVE 1GENCOM... 20,100 09/12/2008 11/19/2008 A 1 I w co 080301651 O IMARCI PROPERTIES LLC �10056 ORANGE AVE BLDG A ���7~.' 1,991 �09/05/2008 2399 � 05020091 I C ITHE FORUM RANCHO SAN ANTI23500 CRISTO REY DR I COMML-NEW I 2,663 I04/18/2005 I11/07/2005 04090102 C CUPERTINO HOUSING PARTINE 19501 STEVENS CREEK BLVD # B 3,868 04/20/2005 05/06/2008 04090105 E CUPERTINO HOUSING PARTINE 19505 STEVENS CREEK BLVD # A 2,576 04/20/2005 05070074 C SILVERSTONE S DE ANZA R2 19,375 08/29/2005 02/15/2007 05080164 E PINN BROTHERS CONSTRUCTI 20128 STEVENS CREEK BLVD 2,388 01/20/2006 05030230 C GREGG C BUNKER 1375 S DE ANZA BLVD 9,672 02/23/2006 05/09/2008 06020071 E BUNKER GREGG C 1375 S DE ANZA BLVD 1,825 02/23/Z006 04050173 E MENLO EQUITIES 19505 STEVENS CREEK BLVD # A 2,506 02/14/2005 06010127 E THOMAS E HARRIGNTON 22350 HOMESTEAD RD 1,774 03/17/2006 05110004 C RANDY YIN 10038 ORANGE AVE 1,705 05/04/2006 05110003 C SAM AND DIANA HU 10026 ORANGE AVE 1,932 05/04/2006 06050044 E CALIFORNIA PIZZA KITCHEN 15621 STEVENS CREEK BLVD 06100104 C HEWLETT-PACKARD 19111 PRUNERIDGE AVE 06120167 C SILVERSTONE S DE ANZA R2 6,074 10/26/2006 1,859 12/06/2006 19,375 12/22/2006 Page 2 ' Date: 10/14/2010 � New Construction less than 25,000 Permit Status Owner Name Location Address Permit Square Issue Close Number Type Footage Date Date 07120258 C SCS ADVISORS, SEMI SALMI 10050 S DE ANZA BLVD 1A3 150 05/06/2008 05/08/2009 08070076 O UNION CHURCH OF CUPERTIN� 20900 STEVENS CREEK BLVD 5,000 07/01/2009 5150 09060052 O 10212 N DE ANZA LLC 10212 N DE ANZA BLVD 166NK 1,999 11/02/2009 1999 � 09080096 O ATAM SANDHU 1699 S DE ANZA BLVD 1 BOFF 947 04/22/2010 .., 08100189 C DR ROBERT CHEN 20510 TOWN CENTER LN 2,130 12/23/2008 05/04/2009 . _ _--- ----_ _ _ --._ _ - - � 3077 � 0 09010098 C APPLE INC 2 INFINITE L:OOP . 1GENCOM 10 01/22/2009 03/02/2009 09010131 C AVERY ET AL 10100 MARY AVE 1,600 01/30/2009 07/23/2009 09020017 C APPLE INC 10300 N TANTAU AVE 363 02/03/2009 03/23/2009 09030076 C APPLE INC 20525 MARIANI AVE 12 03/19/2009 04/23/2009 09010080 C ABUNDANT LIFE CHURCH 10100 N STELLING RD 4,044 03/26/2009 04/23/2009 09030063 C VALLCO MALL 10123 N WOLFE RD #1095 258 04/09/2009 07/08/2010 08060234 E COATES & SOWARDS 20085 STEVENS CREEK BLVD 13,500 06/26/2008 06/21/2009 08060018 C KCR DEVELOPMENT 19750 STEVENS CREEK BLVD 863 07/07/2008 11/13/2008 08070133 O MATTIESON REALIY SERVICE:20863 STEVENS CREEK BLVD 6,000 07/18/2008 10030019 C TANTAU INVESTMENT, LLC 10900 N TANTAU AVE 67 05/05/2010 07/12/2010 10070005 O APPLE INC 10300 BUBB RD 23 08/26/2010 10070048 O KCR DEVELOPMENT 19648 STEVENS CREEK BLVD 400 10/05/2010 08040194 C SHELL OIL CO U S 20999 STEVENS CREEK BLVD 16 09/10/2008 10/17/2008 Page 1 Date: 10/14/2010 New Construction less than 25,000 r., � � � Permit Status Owner Name Location Address Permit Square Issue Close Number Type Footage Date Date 06120166 C SILVERSTONE S DE ANZA R2 �OMML-NEVN.. 19,375 01/19/2007 07010104 C BUNKER GREGG C 1375 S DE ANZA BLVD 1,825 02/07/2007 07010191 C TANTAU INVESTMENTS LLC 10900 N TANTAU AVE 490 04/09/2007 09/12/2007 07040148 C NEW LIFE CHURCH OF NAZARE20900 MC CLELLAN RD 3,148 07/11/2007 12/17/2007 07040240 C UNION PACIFIC RAILROAD 10110 CALIFORNIA OAK WAY 240 08/22/2007 12/13/2007 07090069 C CITY OF CUPERTINO 22221 MCCLELLAN RD 1,600 09/11/2007 06/18/2008 05040023 E THE FORUM AT RANCHO SAN f 23500 CRISTO REY DR. 21,30d 11/05/2007 07020114 O MICHAEL SHAKERI 21767 GRANADA AVE (BLDG 2D) 557 03/11/2008 07020115 O MICHAEL SHAKERI 21757 GRANADA AVE (BLDG 2E) 525 03/11/2008 14���� 1 � (�� 2 5 Page 3 Attachment 6 Date: 10l14/2010 .� � N � TIs over 25,000 Permit Status Owner Name Location Address Permit Square Issue Close Number Type Foo#age Date Date 00271 C ISYMANTEC 08100111 08110058 09050015 09020016 08060127 07120018 07120020 10060004 �8090077 10050098 D9090058 D9060070 D9060071 D9060024 D9060101 10010120 09120135 09120094 10050168 E E C C E C C C � C O C O O C C C O C 0 C 1 A TI 1 B TI 27,000 �01/0712008 �01/15I2008 27000 71,169 12/18/2008 10/29/2009 30,000 03/24/2009 11/06/2009 38,811 06/11/2009 08/26/2009 100,084 03/18/2009 05/13/2009 30,060 08/20/2008 10/14/2009 58,900 01/22/2008 07/17/2008 44,524 01/22/2008 07/17/2008 34,046 05/29/2008 101, 080 07/22/2010 55,280 10/30/2008 11 / 13/2008 52,451 0$/03/2010 105,227 01/27/2010 06/02/2010 103,690 09/28/2009 136,23010/29/2009 , 50,273 06/19/2009 01/19/2010 34, 330 10/29/2009 12/08/2009 46,565 03/02/2010 07/13/2010 33,625 02/17/2010 56,266 OZ/02/2010 05/11/2010 97,272 07/08/2010 60, 938 10/02/2008 12/09/2008 10201 TORRE AVE APPLE INC 20400 MARIANI AVE APPLE INC 10201 N DE ANZA BLVD APPLE INC 10431 N DE ANZA BLVD APPLE INC 18880 HOMESTEAD RD APPLE INC 20400 MARIANI AVE BLDG 3A APPLE WC 10300 N TANTAU AVE APPLE INC 10400 N TANTAU AVE #TA02 EVERSHINE VI 8� ANNIE CHAN 19620 STEVENS CREEK BLVD APPLE INC 20330 STEVENS CREEK BLVD APPLE INC. 20705 VALLEY GREEN DR 4 CORNER PROPERTIES 10101 N DE ANZA BLVD APPLE INC 10201 N DE ANZA BLVD FLR 1-3 APPLE INC 19333 VALLCO PKWY BLDG A APPLE INC 19333 VALLCO PKWY BLDG C APPLE INC 10500 N DE ANZA BLVD FLR 2 APPLE INC 19333 VALLCO PKWY BLDG A� TANTAU INVESTMENTS LLC 10900 N TANTAU AVE 5TE 200 ECI TWO RESULTS LLC 6 RESULTS WAY _ MISSION WEST 20705 VALLEY GREEN DR FLR 1& 2 APPLE INC 20525 MARIANI AVE FLR 1-3 � SAND HILL PROPERTY CO 10495 N DE ANZA BLVD FLR 1-3 Page 1 r., I � w Date: 10/14/2010 Tis over 25,000 Permit Status Owner Name Location Address Number � 07030006 C I STAR REAL ESTATE 18880 HOMESTEAD RD 07020085 C HUNTER PROPERTIES TORRE AVFJTOWN CTR 07090064 C APPLE INC 19191 VALLCO PARKWAY CAC-04 04080255 E HUNTER PROPERTIES TORRE AVE/TOWN CTR U411UU4ti l: HF'F'Lt INI: "IU431 N Ut HNLH IiLVU 05010056 E APPLE INC 10355 N DE ANZA BLVD # 6) 05010092 C KAISER PERMANENTE 19000 HOMESTEAD RD 0�01011U C CUPERTINO CITY CENTER AS:20300 STEVENS CRK 05030110 C APPLE INC 10725 N DE ANZA BLVD 05030165 C AMES AVENUE ASSOCIATES 19050 PRUNERIDGE AVE 05080124 C TARGET CORP 20745 STEVENS CREEK BLVD 05110089 C LANDMARK PROP. 10123 N WOLFE RD # 3000 05110117 C APPLE INC 20400 MARIANI AVE 06030175 C LANDMARK PROPERTY MANA(10123 N WOLFE RD # 3000 06060091 C SAND HILL PROPERTIES 10100 N TANTAU AVE 06060218 C APPLE INC 10351 BUBB RD 06070123 C LANDMARK PROP. 10123 N WOLFE RD # 2030 06070129 C TARGET CORP 20745 STEVENS CREEK BLVD 106080090 E VALLCO/LANDMARK 10123 N WOLFE RD #30 (STRIKE) Page 2 Permit Square Issue Close Type Footage Date Date 1340821 25127 COMML-TI 60,000 05/03/2007 02/21/2008 120,000 02/27/2007 36,685 12/03/2007 01/16/2008 120,000 03/14/2005 45,/tStS UL/15/LUUb 62,130 01 /27/2005 48,556 04/13/2005 12/08/2005 27,737 03/08/2005 06/16/2005 40,000 04/05/2005 01/10/2006 25,222 04/25/2005 05/24/2005 119,926 02/03/2006 02/12/2007 93,332 09/05/2006 07/20/2010 29,376 03/20/2006 07/27/2006 93,332 09/06/2006 07/15/2010 65,300 11/01/2006 08/15/2007 27,000 09/28/2006 93,332 08/08/2006 119,926 09/05/2006 38,300 01/30/2007 Date: 10/14/2010 TIs over 25,000 Permit Status Owner Name Number 06080230 E APPLE INC 06080248 C TARGET CORP 06100028 C LANDMARK PROPERTY 06120017 C VALLCO/LANDMARK 07040092 C MISSION WEST PROP 07010075 C HUNTER PROPERTIES Location Address 10351 BUBB RD 20745 STEVENS CREEK BLVD 10123 N WOLFE RD 10123 N WOLFE RD 10460 BUBB RD TORRE A�/E/TOWN CTR Permit Square Issue Type Footage Date COMML-Ti... 27,D00 08/28/2006 119,926 09/25/2006 93,332 02/13/2007 • 38,300 12/06/2006 30,668 06/06/2007 120,000 01/26/2007 1695168 Close Date '/30/2007 �, � �� ?L� ,.. •� _ � �� � .� f U�rrl��,� I � -P 3,cn62989 Page 3 �� I � � Date: 10/14/2010 TIs less than 25,000 Permit � Status I Owner Name Number 32 08040121 09010081 09030065 nRn7nna� 10070081 09100142 09070142 10020045 10010041 09010083 09080108 09100049 10030172 10070156 10070172 Location Address E YU-MEE JANG,JAEIN JANG,SUL 20916 HOMESTEAD RD C ST JOSEPH PARISH CUPERTIN� 10110 N DE ANZA BLVD C COURTYARD BY MARRIOTT 10605 N WOLFE RD E VALLCO SHOPPING CENTER 10343 N WOLFE RD C SYMANTEC CORPORATION 10200 S DE ANZA BLVD C VERIGY 10100 N TANTAU AVE FLR 1 C HEWLETT PACKARD (TRAININC 10955 N TANTAU AVE BLDG 45 C ABUNDANT LIFE CHURCH 10100 N STELLING RD BLDG 1 C APPLE INC 4 INFINITE LOOP FLR1L4 (: APPI F IPIr 1f1��,�, N f1F AN7A RI \/fl O CUPERTINO CITY CENTER 20400 STEVENS CREEK BLVD S C APPLE INC 4 INFINITE LOOP O APPLE INC 19333 VALLCO PKWY BLDG B C APPLE INC 3 INFINITE LOOP C APPLE INC 10495 BANDLEY DR C ABUNDANT LIFE CHURCH 10100 N STELLING RD BLDG 2A C' DAVE OMARA 10630 S DE ANZA BLVD C JASON KUNG 20570 TOWN CENTER LN C CEC ENTERTAINMENT INC 19805 STEVENS CREEK BLVD O BYER PROPERTIES - 10650 S DE ANZA BLVD O UNITED POLARIS LLC/OLIVIA J� 19062 STEVENS CREEK BLVD Permit Type 1 A TI Square Issue Ciose Footage Date Date 840 08/29/2008 03/01/2009 282 10/01/2009 06/1712010 3,730 11/20/2009 05/05/2010 9,194 07/09/2009 01/13/2010 1,620 07/20/2009 09/01/2009 1,800 04/22/2008 02/09/2009 180 04/16/2008 07/24/2008 6, 059 07/01 /2009 01 /27/2010 2,644 05/27/2009 06/14/2010 � nRi�ai�nnR nqmRi�nn� 100 08/24/2010 1,676 10/22/2009 08/03/2010 23,000 11 /09/2009 640 03/17/2010 �3/26/2010 5,000 01/11/2010 2,577 07/01/2009 01/27/2010 5,721 10/21/2009 1, 097 10/06/2009 01 /11 /2010 14,652 04/09/2010 05/11/2010 3,610 09/29/2010 4,210 09/2812010 Page 1 i �, � rn Date: 10/14/2010 TIs less than 25,000 Permit Status Owner Name Location Address Permit Square Issue Close Number Type Footage Date Date 08090007 10030027 08010037 10030165 10070080 10070119 10040073 07100194 10050161 no��nn�n 10020135 10040029 10030127 10010075 10010077 10010078 09090175 09070129 09110101 10020100 10010073 09060005 09060D54 09040123 08100172 C C C C O O O E C � O C C C O C O C C C C C O C C LOUIS CHIARAMONTE JR 10123 N WOLFE RD #FC9 STARBUCKS COFFEE COMPAN 11111 N WOLFE RD STE C APPLE INC 10435 N TANTAU AVE SHOOT 1,2, BYER PROPERTIES 10580 S DE ANZA BLVD CUPERTINO CITY CENTER 20450 STEVENS CREEK BLVD STI THOMAS E HARRINGTON TRU� 22352 HOMESTEAD RD DENNIS S CHEN, DDS 10430 S DE ANZA BLVD STE 185 ESSEX PROPERTY TRUST 19920 OLIVEWOOD ST BAY 18 LLC C/O OLIVIA JANG 20956 HOMESTEAD RD STE H 1'1D I Iwl � 4l�AQl� C 1'1C AA17A �1 \/r1 CTC 7A/1 v� v ✓ r� � �� �u � u� � v v � � �v � CUPERTINO CITY CENTER BLD 20400 STEVENS CREEK STE 370, APPLE INC. 10400 RIDGEVIEW CT MI-HYE CHOI 19110 STEVENS CREEK BLVD STI LAB 126 20450 STEVENS CREEK BLVD FLi LAB 126 20450 STEVENS CREEK BLVD STI LAB 126 20450 STEVENS CREEK BLVD STI LAB 126 20450 STEVENS CREEK BLVD STI JOYCE SHEU 19068 STEVENS CREEK BLVD APPLE INC 10300 N TANTAU AVE FLR 1 APPLE INC 10435 N TANTAU AVE FLR 2 APPLE INC . 2 INFINITE LOOP FLR 2 DERRICK KOO 20568 STEVENS CREEK BLVD 10212 N DE ANZA LLC 10212 N DE ANZA BLVD MARK OSBORN 21710 STEVENS CREEK BLVD #1� APPLE INC 10300 N TANTAU AVE 1 B TI 593 12/04/2008 03/20/2009 162 05/24/2010 06/16l201 U 12,730 02/29/2008 10/20/2008 960 04/09/2010 06/25/2010 6,400 07/27/2010 990 10/12/2010 1,452 05/14/2010 155 02/04/2008 108 06/04/2010 06/29/2010 ��� �uv�iLVV� v�ivv���viv 1,000 03/23/2010 1,275 04/21/2010 06/02/2010 1,103 04/05/2010 06/29/2010 - 960 01/19/2010 02/22/2010 1,961 02/05/2010 2,790 02/05/2010 08/05/2010 12,000 12/22/2009 1,600 08/10/2009 01/13/2010 520 11/18/2009 05/26/2010 50 03/24/2010 07/08/2010 3,852 02/09/2010 06/29/2010 1,957 06/25/2009 09/24/2009 2,864 11/02/2009 800 04/22/2009 06/26/2009 609 12/10/2008 12/23/2008 Page 2 Date: 10/14/2010 TIs less thaa 25,000 Permit Status Owner Name Location Address Permit Square Issue Close Number � Type Footage Date Date �, I � � 10030050 C APPLE INC 10725 N DE ANZA BLVD FLR 1 1 B TI... 898 03/09/2010 03/25/2010 08080142 C APPLE INC 10431 N DE ANZA BLVD 350 08/19/2008 10/16/2008 09040098 C APPLE INC 18880 HOMESTEAD RD 470 06/15/2009 07/20/2009 10040116 O APPLE INC 3 INFINITE LOOP 2,097 07/20/2010 1004011� O APPLE INC 6 INFINITE LOOP 4,046 07/20/2010 09080171 C APPLE INC 20400 MARIANI AVE 473 09/25/2009 10/14/2009 09080146 C APPLE INC 5 INFINITE LOOP FLR 1 12,540 09/30/2009 01/22/2040 09050161 E MANDAR DANGE 20640 STEVENS CREEK BLVD 2,756 06/23/2009 02/11/2010 08090166 C MANDAR DANGE 20830 STEVENS CREEK BLVD 20,632 12/23/2008 04/27/2009 �nn�nnu� n ri ip�RTinin riTV rFNTFR 7(1df1f1 CT�/FNIC (:RFFK RI \/Il STF �.rifl (1R/1Q/�(11(1 09010104 C CHARLES SCHWAB & CO, INC 19620 STEVENS CREEK BLVD STE 6,628 03/20/2009 07/27/2009 08080059 C APPLE INC 10435 N TANTAU AVE 120 08/07/2008 09/05/2008 08080064 E APPLE INC 10500 N DE ANZA BLVD FLR 2& 4 22,914 09/23l2008 03/24/2009 07120060 C APPLE INC 10627 BANDLEY DR 2,500 12/10/2007 01/04/2008 08120027 C APPLE INC 10435 N TANTAU AVE 1,560 01/09/2009 03/02/2009 08120107 C APPLE INC 19310 PRUNERIDGE AVE 1,050 12/16/2008 12/23/2008 10070023 O APPLE INC 20605 LAZANEO DR 17,188 09/10/2010 10070029 C APPLE INC 20330 STEVENS CREEK BLVD 242 08/19/2010 10/07/2010 10080064 O APPLE INC 10500 N DE ANZA BLVD 1,528 10/14/2010 10080065 O APPLE INC 10500 N DE ANZA BLVD 1,870 09/21/2010 10080067 O APPLE tNC 20650 VALLEY GREEN DR 5,180 09/10/2010 10040001 C APPLE INC 10355 N DE ANZA BLVD 1,044 04/01/2010 09/20/2010 10050131 C APPLE INC 6 INFINITE LOOP FLR 2 380 06/03/2010 08/03/2010 10070033 C APPLE INC 2 INFINITE LOOP FLR 1 2,212 09/09/2010 09/17/2010 10070015 O APPLE INC 20705 VALLEY GREEN DR FLR 1 533 08/03/2010 . Page 3 Date: 10/14/2010 TIs less than 25,000 Permit Status Owner Name Location Address Permit Square Issue Close Number Type Footage Date Date 10070016 O APPLE INC 10500 N DE ANZA BLVD FLR 1 1 B TI... 234 08/02/2010 10070079 C APPLE INC 5 INFINITE LOOP FLR 2 375 07/28/2010 09/14/2010 09120011 C APPLE INC 6 INFINITE L�OP 1ST FLR . 10 12/01/2009 04/30/2010 10010124 C APPLE INC 10435 N TANTAU AVE 11,857 03/16/2010 07/08/2010 09110145 O APPLE INC 2 INFINITE LOOP 226 04/19/2010 09110146 O APPLE INC 10355 N DE ANZA BLVD 8,900 01/25/2010 09110061 C APPLE INC 20705 VALLEY GREEN DR FLR 2 3,500 12/14/2009 01/13/2010 09120137 O APPLE INC 2 INFINITE LOOP 1,990 01/28/2010 10060040 C APPLE INC ' 10495 N DE ANZA BLVD FLR 3 500 06/08/2010 07/09/2010 n� 1f1f17(117d (1 APPI F I1�I('. 1 IhIFINIITF I f1f1P 1�7RR nfi/f1Al7f11l1 � 10080212 O APPLE INC 20650 VALLEY GREEN DR 4,807 10/11/2010 � °O 08120108 C APPLE INC 5 INFINITE LOOP 18,864 01/08/2009 OS/05/2009 10060171 O APPLE INC 10495 N DE ANZA BLVD FLR 3 180 07/20/2010 10080175 O APPLE INC 10500 N DE ANZA FLR 2 2,878 09/20/2010 10040140 O APPLE INC 1 INFINITE LOOP FLR 2 N 4,176 04/22/2010 08030133 C APPLE INC 10435 N TANTAU AVE 1,830 05/01/2008 07/31/2008 08030056 E APPLE INC 10400 N TANTAU AVE 1,390 04/02/2008 09090062 C APPLE INC 10351 BUBB RD 263 10/12/2009 01/04/2010 08050175 C APPLE INC 20625 LAZANEO DR 759 06/09/2008 07/30/2008 08020129 C APPLE INC 10450 RIDGEVIEW CT RC08 BSIDE 1;100 02/21/2008 04/17/2008 07120007 C APPLE INC 10435 N TANTAU AVE 14,400 01/07/2008 02/11/2008 07120063 E APPLE INC 10495 N DE ANZA BLVD 2 01/03/2008 08060120 C APPLE INC 10435 N TANTAU AVE 5,171 07/03/2008 10/08/2008 08060122 C APPLE INC 10431 N DE ANZA BLVD 18,993 07/10/2008 09/24/2008 09060040 C APPLE INC 10500 N DE ANZA BLVD FLR 1 17,681 07/02/2009 01/19/2010 Page 4 Date: 10/14/2010 TIs less than 25,000 Permit Status Owner Name Location Address Permit Square Issue Close Number Type Footage Date Date 09010054 09010059 09060115 09050033 09050074 09060083 09050151 09060025 .._ nnnannQQ � 09090005 � C° 09100034 09070013 09040121 08070155 08090036 08090112 08090177 10080089 08090196 08100066 09040122 09050020 09100186 C C C C C C C C C � C C C E C C C C C O E C C C C 4PPLE INC qPPLE INC APPLE INC APPLE INC APPLE INC APPLE INC APPLE INC APPLE INC APPLE INC ADDI C IAI/'` APPLE INC APPLE INC APPLE INC RAJ MEKA ROBERT CAMARDA AMIR KHOJASTEH VARDY SHTEIN DE ANZA MEDICAL LLC VERDE TEA ASSOCIATES APPLE INC APPLE INC APPLE INC APPLE INC APPLE INC APPLE INC 10450 RIDGEVIEW CT FLR 2 10400 RIDGEVIEW CT 3 INFINITE LOOP 10500 N DE ANZA BLVD FLR 1 2 INFINITE LOOP 10500 N DE ANZA BLVD FLR 1-FLF 10495 N DE ANZA BLVD 10201 N DE ANZA BLVD FLR 1 10500 N DE ANZA BLVD FLR 1 a in��innTG � nna 10300 N TANTAU AVE FLR 1 2 INFINITE LOOP 19333 VALLCO PKWY BLDG B 10123 N WOLFE RD #FC8 20450 STEVENS CREEK BLVD STE 10123 N WOLFE RD #F C1 10215 S DE ANZA BLVD 10430 S DE ANZA BLVD STE 210 '19620 STEVENS CREEK BLVD #18 2 INFINITE LOOP 10441 BANDLEY DR 4 INFINITE LOOP 10500 N DE ANZA BLVD FLR 1 1 INFINITE LOOP FLR 1 5 INFINITE LOOP FLR 3 1 B TI... 1,015 03/03/2009 03/05/2009 894 01/20/2009 02/02/2009 894 03/12/2009 04/21/2009 22,568 08/�7/2009 08/04/2010 526 06/24/2009 06/26/2009 6,772 06/22/2009 07/20/2010 695 08/26/2009 01/07/2010 3,466 05/26/2009 06/17/2009 7,228 06/22/2009 01/19/2010 � a�n (17/1R/7l1f1Q (1�/1R/7�1�11 3,760 09/23/2009 05/26/2010 1, 035 10/06/2009 10/29/2009 11,373 08/19/2009 10/11/2010 810 01/12/2010 07/12J2010 4,920 07/22/200810/16/2008 703 12/19/2008 07/22/2009 1,803 12/19/2008 05/19/2009 455 10/07/2008 11 /25/2008 1,555 02/17/2009 09/23/2009 100 09/28/2010 9,686 10/21/2008 06/10/2009 1, 300 12/19/2008 12/23/2008 1,384 05/14/2009 06/29/2009 717 05/05/2009 07/08/2009 200 12/14/2009 01/13/2010 Page 5 Date: 10/14/2010 TIs less than 25,000 n� I � 0 Permit Status Owner Name Number 10080097 08070017 09040044 10080103 10080046 09120022 09120060 10030129 f1G(ld(1f1dR 08060010 110018I 110023 07110167 08100150 10050067 09080057 09040077 08090226 09090086 09100213 09070037 08010039 Location Address Permit Type 1 B TI... Square Issue Close Foo#age Date Date O CUPERTINO CITY CENTER 20400 STEVENS CREEK BLVD STE C CIVIC PARK CUPERTINO, LLC 20560 TOWN CENTER LN C CUPERTINO CITY CENTER 20400 STEVENS CREEK BLVD STE C HEWLETT PACKARD CO 19111 PRUNERIDGE AVE O APPLE INC 10460 BANDLEY DR C APPLE INC 20300 STEVENS CREEK BLVD O APPLE INC 5 INFINITE LOOP FLR 1-4 E APPLE INC 20525 MARIANI AVE C APPLE INC 2 INfINiTE LOOP FLR 1 F APPI F INC: 1RRRf1 Hf1MFSTFAII RIl C EVERTRUST BANK 20510 STEVENS CREEK BLVD ', C CHINA TRUST BANK 19620 STEVENS CREEK BLVD STE' C APPLE INC 10480 RIDGEVIEW CT C APPLE INC 18880 HOMESTEAD RD C SOBRATO DEVELOPMENT COfV 10600 N DE ANZA BLVD 1 ST FLR C VICKIE PENG 10036 ORANGE AVE C SOBRATO DEVELOPMENT CON 10600 N DE ANZA BLVD STE 250 O WOODMONT REAL ESTATE SEI 10201 TORRE AVE FLR 3 LOBBY C KCR DEVELOPMENT 19620 STEVENS CREEK BLVD STE C CHRIS MARCHESE 10101 BUBB RD C DURECT CORPORATION 10260 BUBB RD C ARC SIGHT 4 RESULTS WAY #3 C FUJIO WATANABE 10789 S BLANEY AVE C PROMETHEUS 20400 STEVENS CREEK BLVD STE C PINN BROTHERS CONSTRUCT 20130 STEVENS CREEK BLVD Page 6 47 08/26/2010 1,166 08/19/2008 09/22/2008 2,800 04/30/2009 06/10/2009 720 05/22/2008 03/13/2009 2,826 09/09/2010 1,323 08/05/2fl10 08/31/2010 2,029 12/03/2009 1,318 12l10/2009 06/30/2010 76 04/07/2010 05/05/2010 � (1R1 (l.r,/��/�f1f1G 11/��/�Mq 389 07/11/2008 6,596 05/19/2009 09/17/2009 974 02/01 /2010 07/08/2010 2,230 11/04/2009 01/08/2010 7,000 10/14/2008 150 12J03/2007 01 /10/2008 2,500 10/23/2008 12111 /2008 740 06/17/2010 1,476 10/02/2009 01 /05/2010 1,430 04/15/2009 05/15/2009 192 09l30/200812/03/2008 534 09/14/200910/20/2009 100 01/12/2010 03/25/2010 2,492 07/21/2009 08/19/2009 1,216 01/28/2008 02/20/2008 � TIs less than 25,000 Date: 10/14/2010 Permit Status Owner Name Location Address Permit Square Issue Close Number Type Footage Date Date 190 �� i � � 09060039 10050151 08070165 08070143 09080242 09080243 09100076 f1Q17f111 Q 10080108I 10080109 1100861 08100130 08110014 08120101 09010108 10030008 08110061 08070067 E C O O C O O O C f` C O C C C C C E C C C O C C PINN BROTHERS CONSTRUCTI 19949 STEVENS CREEK BLVD WAYNE GONG 19968 HOMESTEAD RD METROPOLITAN LIFE INS. CO. 20573 STEVENS CREEK BLVD EMBARCADERO CAPITAL PART 6 RESULTS WAY MITCH KANE 20725 VALLEY GREEN DR MENLO EQUITIES 19505 STEVENS CREEK BLVD STI MENLO EQUITIES 10080 N WOLFE RD FLOOR 1-3 MENLO EQUITIES 10050 N WOLFE RD FLOOR1-3 STAR ONE CREDIT UNION 10991 N DE ANZA BLVD TANTAI I IN\/FSTIIAFI�ITC I I(` 1flQflfl N TAPIT01_I 0\/F 'TANTAU INVESTMENTS LLC 10900 N TANTAU AVE � CHAN 19620 STEVENS CREEK BLVD STI FRED CHAN 19620 STEVENS CREEK BLVD STI JP MORGAN CHASE 10250 S DE ANZA BLVD APPLE INC. 20705 VALLEY GREEN DR PETER CHANG 10123 N WOLFE RD #FC12 CATHAY BANK 10480 S DE ANZA BLVD PROMETHEUS 20400 STEVENS CREEK BLVD STI PHIL LAO 10123 N WOLFE RD STE FC7 MP TORRE PLAZA JV LLC 10201 TORRE AVE SHOEFAIR PROPERTIES AND T 10139 S DE ANZA BLVD ZHONG XIAM TAO 20530 TOWN CENTER LN EAST WEST BANK 10001 N DE ANZA BLVD STE 100 TAKAKI BAKERY 19750 STEVENS CREEK BLVD KIMCO REALTY CORP 10773 N WOLFE RD 1 B TI 760 09/29/2008 05/16/2009 63 04/07/2009 06/23/2009 5,020 OS/27/2009 20 05/19/2010 900 07/23/2008 1,273 08/20/2008 2,491 10/06/2009 3,527 10/06/2Q09 40 10/26/2009 01 /06/2010 7 �.R� (17/7R/7(11(1 f17/1�/7f1�f1 1,819 09/03/2008 09/03/2008 2,232 09/09/2010 1,657 09/09/2010 5,031 10/21/2009 07/28/2010 679 01 /06/2009 02/27/2009 625 10/13/2008 01/16/2009 2,524 06/18/2008 06/02/2009 3,644 09/12/2008 01/06/2009 916 11 /14/2008 05/23/2009 375 02/03/2009 489 " 01 /28/2009 01 /07/2010 1,146 04/16/2009 O6/17/2009 800 03/18/2010 426 02/09/2009 03/02/2009 290 07/10/2008 07/30/2008 Page 7 � � TIs less than 25,000 N � C3l N Date: 10/14/2010 Permit Status Owner Name Location Address Permit Square Issue Close Number . Type Footage Date Date 09030086 C ANNE PANOWICZ 10919 N WOLFE RD 16 TI... 1,162 04/24/2009 06/01/2009 08090108 C VALLCO MALL 10123 N WOLFE RD 1,500 10/10/2008 11/20/2008 07120083 E SHAWN TAHER 8� HENRY LAI 21267 STEVENS CREEK BLVD #31 400 02/25/2008 08040087 C JIMMY CHEN 10123 N WOLFE RD #2021 729 06/11/2008 07/30/2008 08040150 C PANATTONI DEVELOPMENT ER 18922 FORGE DR STE B 196 05/07/2008 09/11/2008 09020106 C MP TORRE PLAZA JV LLC 10201 TORRE AVE 2ND FLR 600 03/25/2009 02/26/2010 08050167 G HOMELAND MANAGEMENT GRt 21265 STEVENS CREEK BLVD #20 1,070 08/05/2008 04/14/2009 467121 IUy I IU 1�8 l.. J 1. JVJGt'f1 Vr' l�Ut'CK 1 IIVIJ Jl IU ILU IV UC NIVLII DLVU I I C 11 1 L OOU VL/ 1�lLV IU VO/J 1/LV IU 1 )70007 C LITTLE TREE MONTESSORI INC 20100 STEVENS CREEK BLVD � )10082 C ABUNDANT LIFE CHURCH 10100 N STELLING RD BLDG 2B 10126 I G IAPPLE INC 10475 BANDLEY DR #5 08040184 C WHOLE FOODS INC 20955 STEVENS CREEK BLVD 10070059 O CVS PHARMACY- M DECARVAL 10455 S DE ANZA BLVD 08040179 C EVERSHINE 19750 STEVENS CREEK BLVD 10050140 O MARINA FOODS 10122 BANDLEY DR STE C' 07050029 6 ARIEF PASHA 19062 STEVENS CREEK BLVD 1 H TI 1 M TI i 5,719 08/20/2009 10/08/2009 4,893 07/01 /2009 01 /27/2010 13492 900 04/07/2009 08/26/2009 900 5,000 05/13/2008 889 10/04/2010 11,875 07/07/2008 12/16/2008 662 07/27/2010 983 06/18/2007 03/24/2010 19409 Page 8 Date: 10/14/2010 TIs less than 25,000 Permit Status Owner Name Location Address Permit Square Issue Close Number Type Footage Date Date 07070108 07070174 07080266 07040226 07060066 05120145 05090217 06100085 06020099 �� f151�f1(l.ri1 � I05020126 cr C+� nan�nnna �5030166 �7050015 D7100005 D5040062 D5110136 D7050014 D6120114 D6020171 D6070186 07100042 110032 C C C C C E C C E r C E C E C C C E C C C C E C SOUTH BAY INVESTMENT GRO 19748 STEVENS CREEK BLVD CURRY HOUSE 10350 S DE ANZA BLVD MENLO EQUITIES 19505 STEVENS CREEK BLVD ECI TWO RESULTS, LLC8�CB Rli 2 RESULTS WAY 2ND FLOOR VU 8� BAOTRAM TRUONG 19501 STEVENS CREEK BLVD #1 J C PENNEY PROPERTIES INC 10150 N WOLFE RD GROSVENOR 2 RESULTS WAY TIANLHUI TEMPLE 7811 ORION LN PROMETHEUS 20450 STEVENS CRK # 250 PRnMFTHFI IS �(L45(1 STFVFNS C:RK #�f)fl TREND MICRO 10101 N DE ANZA BLVD WAYNE GONG 19944 HOMESTEAD RD GROSVENOR 2 RESULTS WAY NUTRITION RESTAURANT 10300 N TANTAU AVE jNUTRITION RESTAURANT 10300 N TANTAU AVE �HEWLETT PACKARD CO 19410 HOMESTEAD RD # 43 �' HEWLETT PACKARD CO 19091 PRUNERIDGE AVE HEWLETf PACKARD CO 19050 PRUNERIDGE AVE HEWLETT PACKARD CO 19111 PRUNERIDGE AVE #44 HEWLETT PACKARD CO 19091 PRUNERIDGE AVE HEWLETT PACKARD CO 19091 PRUNERIDGE AVE ROCKWOOD CAPITAL, LLC 10200 N TANTAU AVE CHEVRON PRODUCTS COMPAI 10023 S DE ANZA BLVD CHEVRON PRODUCTS COMPAI 11010 N DE ANZA BLVD GROSWENOR 2 RESULTS WAY FL 2ND Page 9 COMML-TI 900 08/30/20U7 11/27/2007 2,933 10/05/2007 03/17/2008 2, 547 10/ 12/2007 12/13/2007 15,561 06/01/2007 08/29/2007 1,289 06/08/2007 3,400 04/05/2006 2,500 11 /04/2005 12/21 /2005 445 10/12/2006 12,501 03/06/2006 1 f1 f11 /(1�/�(1f1R (1�/�9/�f1f1R 10,893 02J1712005 08/08/2005 64 03/03/2006 2,000 03/16/2005 263 05/21/2007 50 10/10/2007 1,200 04/12/2005 300 12/21/2005 09/29/2006 676 06/20/200710/13/2007 400 01 /12/2007 306 03/28/2006 09/29/2006 300 08/30/2006 639 12/18/2007 01 /22/2009 2,097 08/06/2007 01 /31 /2008 1,306 06/29/2007 07/31/2008 422 11 /16/2005 Date: 10/14/2010 TIs less than 25,000 Permit Status Owner Name Location Address . Permit Square Issue Close Number Type Footage Date Date N � � .� 07090073 C GARY LESSING 10061 BUBB RD COMML-TI... 247 11/14/2007 06/18/2008 05010040 E GROSVENOR 2 RESULTS WAY 21,184 02/17/2005 04080220 C PEETS COFFEE & TEA 20807 STEVENS CRK # 200 1,834 01/04/2005 04/18/2005 05010057 C BANDLEY CENTER INC 10268 BANDLEY DR 10,000 08/01/2005 03/28/2006 05050041 E DE ANZA PROPERTIES 10150 TORRE AVE 10,115 06/16/2005 05010067 C CALI FINANCIAU HAIR SALON 10475 S DE ANZA BLVD 1,237 01/11/2005 04/04/2005 04100065 C TACO DEL MAR 21267 STEVENS CRK# 320 1,378 01/04/2005 04/14/2005 04120016 E PANERA BREAD INC 20807 STEVENS CRK# 100 5,160 05/09/2005 04120009 E SUNNYVIEW LUTHERSAN HOM 22445 CUPERTINO RD 280 04/14/2005 (1d17f1f1�,� (: PR(1�AFTI-IFI IC RFA1 FCTATG 7fldflfl CTF�/F�IC (`IC RI \/1'1 1f1l1 ��RI1A n�lll�l7nn� nzl�n/7nn� 04120088 C LUCKY RESTAURANT 10271 TORRE AVE 2,020 03/14/2005 01/18/2006 05010010 C POTSTICKER RESTAURANT 19634 STEVENS CREEK BLVD 2,535 08/18/2005 03/23/2006 05010066 C PROMETHEUS (2ND FL. #245) 20400 STEVENS CREEK BLVD 3,650 01/11/2005 08/24/2005 05020179 C HEWLETT-PACKARD COMPANl 11000 WOLFE RD 9,611 04/15/2005 05030026 C GROSVENOR 2 RESULTS WAY 600 03/02/2005 05020170 C DOLLINGER DE ANZA ASSOC. 1601 S DE ANZA BLV # 150 5,570 04/20/2005 11/02/2005 05030013 C PET FOOD (FIVE PAW BAKERYJ 10251 S DE ANZA BLVD 2,800 03J01/2005 03/31/2005 05030016 E MARCUS & MILLCHAP 10133 S DE ANZA BLVD 1,874 04/06/2005 05030022 C RITE AID CORP. 20580 HOMESTEAD RD 3,417 06/06/2005 01/26/2006 05030102 C AARON BROTHERS 20600 STEVENS CREEK BLVD 5,862 04/04/2005 05/23/2005 05030115 C CUPERTINO FINANCIAL CENTE 10080 N WOLFE RD 7,865 04/14/2005 05/12/2005 05030130 E DOWNEY SAVINGS & LOAN AS:10381 DE ANZA BLVD 820 12/16/2008 05010120 C UNITED NATIONAL BANK 10001 N DE ANZA BLVD # 101 420 01/20/2005 03/23/2005 05090209 C HEWLETT-PACKARD � 10955 TANTAU AVE BLD 45 1,635 09/30/2005 12/13/2005 06040100 C EVERSHINE GROUP 19754 STEVENS CREEK BLVD 1,087 12/22/2006 07/26/2007 Page 10 Date: 10/14/2010 TIs less than 25,000 Permit Status Owner Name Location Address Permit Square Issue Close Number Type Footage Date Date N � cn cn 07070259 06010056 05070091 05040014 05110050 05110041 05120022 05110065 05110069 06020105 05070067 `� 10127 10152 10157 0 C C C C C C C C C C C C E C C C C C C C C C C C C TIANLHUI TEMPLE 7811 ORION LN MATTESON COMPANIES 20813 STEVENS CREEK BLVD HEWLETT PACKARD 19091 PRUNERIDGE AVE # 46 AARON BROTHERS 20600 STEVENS CREEK BLVD BYER MARIAN AND ALLAN G 20670 STEVENS CREEK BLVD NEW LIFE CHURCH OF NAZARE 20900 MC CLELLAN RD MATTRSON CO. 19925 STEVENS CREEK BLVD DOLLINGER DE ANZA ASSOCIA 1601 DE ANZA BLVD # 118 CUPERTINO FINANCE (#270) 19638 STEVENS CRK # 270 t�nl I INC,FR f)F AN7A ASS(�C:IA 1R(11 S f1F AN7A RI Vfl # �4R KUMUD GROCERIES 10255 S DE ANZA BLVD JAYNE HAM 23000 HOMESTEAD RD VERITAS PROPERTY MGMT 10596 N TANTAU AVE PACIFIC RESOURCES 10501 N TANTAU AVE PROMETHEUS (#100) 20400 STEVENS CREEK BLVD MARK THOMAS 8� CO. INC. 20833 STEVENS CREEK BLVD PROMETHEUS (#150) 20400 STEVENS CREEK BLVD DURECT CORPORATIVN 10260 BUBB RD NUIMAGE FURNITURE 20149 STEVENS CREEK BLVD ARCADIA DEVELOPMENT 19450 STEVENS CREEK BLVD LORIS DINER RESTAURANT 19930 STEVENS CREEK BLVD FARMERS INSURANCE 20735 STEVENS CREEK BLVD # D DONNA COTNER, DDS 10011 N FOOTHILL BLV # 112 ',PROMETHEUS (6TH FL.) 20400 STEVENS CREEK BLVD DR_ ALAVI 10251 TORRE AVE # 160 COMML-TI... 445 05/10/2005 10/10/2006 1,817 09/06/2007 02/15/2008 4,787 05/10/2005 09/19/2005 4,854 04/22/2005 05/23/2005 1,874 01%17/2006 03/20/2006 390 07/15/2005 08/04/2005 4,100 05/04/2005 05/23/2005 1,451 11 /09/2005 11 /18/2005 625 11 /08/2005 01 /24/2006 ri d11 1?/71/�f1f1S 2,525 01/12/2006 05/30/2006 4,782 01/03/2006 04/25/2006 14,250 04/03/2006 890 09/01/2005 03/16/2006 1,000 09/06/2005 480 09/15/2005 02/09/2006 3,000 09/06/200511/07/2005 1,000 09/21/2007 03/03/2008 9,500 03/08/2005 04/28/2005 2,705 01/26/2005 04/26/2005 6,052 03/16/2005 06/28/2005 42 06/03/2005 08/09/2005 1,402 02/02/2005 05/27/2005 3,800 03/15/2005 65 02/03/2005 03/21/2005 Page 11 � Date: 10/14/2010 TIs less than 25,000 Permit Status Owner Name Location Address Permit Square Issue Close Number Type Footage Date Date N I G1 rn 05020080 C DR. WARREN L LEE 10251 TORRE AVE # 108 COMML-TI.._ 1,400 03/14/2005 07040087 C THE FORUM RANCHO SAN ANT 23500 CRISTO REY DR #OFFICE 496 06/21/2007 10/08/2007 05040043 C BERG 8� BERG 10460 BUBB RD 1,780 04/07/2005 05/10/2005 05060014 C DR. HENRY LIN 19028 STEVENS CREEK BLVD # D 953 08/10/2005 09/22/2005 05040055 C BERG & BERG 10460 BUBB RD 100 04/19/2005 04/29/2005 05040080 C AMES AVENUE ASSOCIATES 19050 PRUNERIDGE AVE # 100 13,664 04/14/2005 06/21/2005 05040081 C BETTER HOME AND LOAN 10495 S DE ANZA BLVD 2,924 04/14/2005 05040100 C PROMETHEUS (6TH FL.) 20400 STEVENS CREEK BLVD 3,800 05/10/2005 06/10/2005 05050056 C AARON BROS 20600 STEVENS CREEK BLVD 275 05/12/2005 05/23/2005 05060076 E JC PENNEY COMPANY 1015(1 N W(�I FF Rn � F�n nst��Qnnn� 05080048 E SYMANTEC (GROUND FL.) 20330 STEVENS CREEK BLVD 3,500 08/26/2005 05080070 C IMAGINATION UNLIMITED 19110 STEVENS CREEK BLVD # C 1,000 09/06/2005 10/25/2005 05090144 C WAHOO'S FISH TACO 19626 STEVENS CREEK BLVD 2,735 12/05/2005 04/06/2006 05080066 C PROMETHEUS (#850 8TH FL.) 20400 STEVENS CREEK BLVD 145 08/09/2005 08/31/2005 05110008 C KCR DEVELOPMENT 19638 STEVENS CRK# 220 1,434 11/01/2005 06120168 E KCR DEVELOPMENT 19628 STEVENS CREEK BLVD 1,500 03/06/2007 05/31/2007 06060109 C JIM BOWLBY & SHU MEI CH. 19705 STEVENS CREEK BLVD 300 06/13/2006 08/02/2006 05090126 C DOLLINGER PROPERTIES 1601 S DE ANZA BLVD # 111 4,905 10/17l2005 12/06/2005 05090054 E DOLLINGER PROPERTIES 1601 S DE ANZA BLVD 1,838 10/19/2005 05090071 C AMES AVE ASSOCIATION 19050 PRUNERIDGE AVE # 200 1,298 09/16/2005 11/17/2005 05090108 C DOLINGER PROPERTIES 1601 DE ANZA BLVD # 230 1,475 09/15/2005 09/28/2005 06020090 C STARBUCKS COFFEE 22390 HOMESTEAD RD 1,700 06/20/2006 08/02/2006 07070171 C SYMANTEC CORPORATION 10200 S DE ANZA BLVD 1,161 07/31/2007 09/12/2007 07010181 C HEWLETT-PACKARD COMPANti 19091 PRUNERIDGE AVE #46L 18,270 03/09/2007 07/25/2007 05080112 C SYMANTEC (1ST FL.) 20300 STEVENS CREEK BLVD 1,169 08/22/2005 12/13/2005 Page 12 67 05 69 Date: 10/14/2010 TIs less than 25,000 Permit Status Owner Name Location Address Permit Square Issue Close Number Type - Footage Date Date N , I � � 05080214 05100210 05110115 05030266 05030299 05120084 05120111 06060170 60141 20116 20141 ;�y� C E C E E E C C C C E E C E C C E C C STATE SIDE PROPERTY (#100) 19400 STEVENS CREEK BLVD STATESIDE PROPERTIES 19400 STEVENS CREEK BLVD CALI FINANCIAL 10495 S DE ANZA BLVD PETSMART 20558 STEVENS CREEK BLVD TREND MICRO (2ND FL.) 10101 N DE ANZA BLVD SYMANTEC (GROUND FL.,) 20330 STEVENS CREEK BLVD VARDY MIKE LLC 10215 S DE ANZA BLVD DOLLINGER DE ANZA ASSOICA 1601 S DE ANZA BLVD # 250 MATTESON CO. 19925 STEVENS CREEK BLVD ARC SIGHT 5 RESULTS WAY VALLCO INTERNATIONAL 10123 N WOLFE RD OLIVIA JANG 19062 STEVENS CREEK BLVD PROMETHEUS REAL ESTATE 20400 STEVENS CREEK BLVD 3 SAEED GHAZVINI STARBUCKS CEC ENTERTAINMENT CHRIS CIARDELLA PROMETHEUS REG. CHRIS MARCHESE 10075 PASADENA AVE 20520 STEVENS CREEK BLVD 19805 STEVENS CREEK BLVD 21721 GRANADA AVE 20400 STEVENS CRK # 850 10101 BUBB RD 090163 C SOBRATO DEVELOPMENT CON 10600 N DE ANZA BLVD 1ST FLR 100080 C SOBRATO DEVELOPMENT CON 10600 N DE ANZA BLVD 090110 C APPLE INC 10450 RIDGEVIEW CT 1ST FLR 020072 C APPLE INC 10400 RiDGE VIEW CT COMML-TI... 3,789 06/16/2005 3,712 03/16/2005 2,850 03/23/2005 06/22/2005 20,596 07/20/2005 204 08/17/2005 10,000 09/30/2005 1,600 02/07l2006 5, $25 12/06/2005 12/20/2005 530 03/29/2005 04/11/2005 �n� n:�i:�ni�nn� n���Ri�n�� 1,140 04/03/2006 6,078 03/10/2006 02/20/2010 1,500 06/28/200610/15/2007 224 01 /05/2007 1,107 08/17/2006 09/01/2006 14,652 05/31/2006 11/02/2006 1,100 05/09/2006 9,048 07/24J2006 15,620 08/04/2006 01/08/2007 7,000 01/03/2008 01/18/2008 7, 000 10/09/2007 11 /09/2007 620 09/18/2007 04/29/2008 904 03/08/2007 05/10/2007 Page 13 Date: 10/142010 TIs less than 25,000 Permit Status Owner Name Location Address Permit Square Issue Close Number Type Footage Date Date 07030108 06030126 06050126 AGS98A9� 05050146 06080195 05120050 N nFn�nn�� � I06010024 � ���o���� C C C E C C C C F E MANDAR DANGE ORBIT RESOURCES INC ORBIT RESOURCES APPLE INC HEWLETT-PACKARD COMP H.K. ENVISTMENTS CEC ENTERTAINMENT MARCHANT FAM I LY FVFR�HINF I PV HEWLETf PACKARD (TRAINI 10564 DE ANZA BLVD 10123 N WOLFE RD 10123 N WOLFE RD 20730 VALLEY GREEN DR 19111 PRUNERIDGE AVE 20735 STEVENS CREEK BLVD 19805 STEVENS CREEK BLVD 10300 S DE ANZA BLVD 1QR�R STFVFNS f:RK#�Rfl 10955 TANTAU AVE # 45N-L COMML-TI._. 1,135 03/29/2005 1,042 02/08/2008 550 04/20/2007 21,680 05/23/2006 2,711 06/23/2006 991 14,652 3,778 Rd 5,117 3/2008 7/2007 '/11 /2005108/09/2005 1 /20/2006 I07/03/2007 1 /f1�,/�f1f1F 3/16/2006 I 06020024 C PROMETHEUS (#300) 20450 STEVENS CREEK BLVD 1,500 02/23/2006 03/29/2006 05020064 E APPLE INC ONE INFINITE LOOP 1,090 03/22/2005 07090062 C APPLE INC 10450 RIDGEVIEW CT 2ND FLR • 3,343 09/18/2007 04/29/2008 07090063 C APPLE INC 10450 RIDGEVIVIEW CT 1ST FLR 2,993 10/16/2007 01/08/2008 07050195 C APPLE INC 10400 RIDGE VIEW CT 905 06/18/2007 12/03/2007 05010087 C APPLE INC 20525 MARIANI DR 1,067 01/13/2005 03/22/2005 05050057 C APPLE INC 10460 BANDLEY DR 1,228 05f11/2005 08/23/2005 05060221 C APPLE INC 10381 BANDLEY DR (BLDG A) 16,438 08/11/2005 09/21/2005 05040116 E APPLE INC 20705 VALLEY GREN DR 1,500 04/19/2005 05030231 E APPLE INC 20400 MARIANI AVE 8,000 04/08/2005 05030236 C APPLE INC 20605 LAZANEO DR 14,920 04/27/2005 06/16/2005 05030203 C APPLE INC . 10431 N DE ANZA BLVD 1,148 03/22/2005 02/22/2006 05020141 C APPLE INC 20605 LAZ/�NEO DR 4,566 04/05/2005 07/18/2005 Page 14 �, I � � Date: 10/14/2010 TIs less than 25,000 Permit Status Owner Name Location Address Permit Square Issue Close Number Type Footage Date Date 05030171 C APPLE INC 20650 VALLEY GREEN DR COMML-TI... 322 03/16/2005 07/19/2005 05120085 C APPLE INC 10101 BUBB RD 1,420 12/15/2005 03/02/2006 05100012 C APPLE INC 20525 MARIANI AVE 1,869 10/04/2005 05100040 C APPLE INC 10431 N DE ANZA BLVD 3,897 10/21/2005 05090214 G APPLE INC 10131 BUBB RD 13,540 12/08/2005 03/30/2006 05090056 C APPLE INC 10400 RIDGE VIEW CT 16,416 09/29/2005 04/13/2006 05080255 G APPLE INC 20400 MARIANI AVE 14,060 09/08/2005 03/17/2006 07030160 G APPLE INC 10381 BANDLEY DR 16,520 04/19/2007 09/12/2007 652492 �� 3�I1 llva�nc� ; 2-� �� 3�5� Page 15