113-L: Planning Commission Staff Report dated November 9, 2010.pdfATTACHMENT L
CUPERTINO
OFFICE OF COMMUNITY DEVELOPMENT
CITY HALL
10300 TORRE AVEN'JE • CUPERTINO, CA 95014-3255
(408) 777-3308 • FAX (408) 777-3333 • planning2cupertino.or8
PLANNING COMMISSION STAFF REPORT
Agenda Item No. .5 Agenda Date: November 9, 2010
Application: CP-2010-01
Applicant: City of Cupertinc
Property Location: Citywide
Application Summary: Review of the Management Study of the Permit Process and
opportunities to enhance the quality of the City's development permit services and
organizational efficiency.
RECOMMENDATION
Staff recommends that the Planning Commission provide:
• Comments on the list of recommended changes, to the permit process and public
engagement policy (see Attachments 1.1A and 15); and
• Provide any additional modifications and/or recommendations related to permit
process enhancements.
BACKGROUND
In 2009, the Matrix Consulting Group was asked to conduct a comprehensive
organization and management analysis, of the development permit process and
operations. The objective of the analysis was to identify opportunities for enhancing the
quality of the City's permit services and improve organizational efficiency. Matrix
began their research in March 2009 and completed the study on November 5, 2009 (see
Attachment 2).
The study used a variety of sources for it:, analysis including: customer focus groups, a
survey of City staff, and a review of the development process, permit data and the
City's website. Matrix then compared Cupertino's permit processes and organizational
framework with other comparable cities and best management practices in the industry.
A list of recommendations was presentE d to improve the City's permit process and
organizational efficiency.
The recommendations fall in the following; categories:
0 About 35 percent of the recommendations have already been implemented.
CP-2010-01 Matrix Project Recommendations November 9, 2010
Page 2
• About 22 percent of the recommendati ins are being currently being implemented by
staff.
• About 35 percent of the recommendations need Planning Commission review/City
Council action in the form of Ordinance/Policy amendments or funding.
• About four percent of the recommendations should not be considered either due to
inconsistencies with City policies/ department functions and/or potential liability
concerns; and
• About four percent of the recommend.-Ltions were based on incorrect assumptions by
the Consultant.
Attachment 3 is a summary table of reccmmendations in the Matrix report with staff
comments.
The Planning Commission reviewed the item on April 13, April 27 and May 11, 2010
(see Attachments 4, 5, 6, 7, 8 & 9 for staff reports and minutes). The City Council
reviewed the item on May 18, 2010 (sea Attachments 10 & 11 for staff report and
minutes).
The Council reviewed the recommendations of the Planning Commission and directed
staff to:
1. Conduct additional workshops for the community to collect feedback regarding the
permit process;
2. Send notices to all applicants, property owners, and developers who got permits
from the City in the last five years. I -i addition, place appropriate notices in local
newspapers.
Approximately 5,300 notices were mailer to invite perm ittees and property owners to
participate in workshops on the development permit process. In addition, notices were
placed in the Cupertino Courier, Cupertino Scene and the City's website.
Two group workshops were held - one on July 28, 2010 and another on September 8,
2010. The first meeting was focused on collecting comments on the main themes of the
Matrix Report. At the second meeting, workshop attendees were given an opportunity
to provide their opinion about the levels of approval for different types of projects.
Group Workshop #1
Nineteen residents and property owners (including four Planning Commissioners)
attended the group workshop on July 23, 2010. At the first meeting, the group was
asked to comment on three main categories indentified from the Matrix Report,
streamlining, technology and communication. The attendees were provided with six
key recommendations made by Matrix in each category for discussion (see Attachment
12). Participants were also given an opportunity at the end of the meeting to have an
open discussion on all items that were not covered by the three main categories.
Comments from the group are summarized in Attachment 13.
CP-2010-01 Matrix Project (recommendations November 9, 2010
Page 3
Group Workshop #2
Twenty eight community members z.nd developers (including two Planning
Commissioners and one Councilmember) attended the September 8th group workshop.
The attendees were provided with haniouts that compared Cupertino's approval
authority with three neighboring cities: Mountain View, Sunnyvale and Santa Clara (see
Attachment 14). Each category was discus3ed and following the discussion participants
were asked to indicate on the handout what their opinion was. The results of this
exercise have been tallied and are summarized in Attachment 15 and the comments
from the group have been summarized in .attachment 16.
The main points brought up by the groups at the workshops were:
• The majority of the group agreed chat the development process needs to be
streamlined.
• A comprehensive online permitting system is key to streamlining both processing
and tracking projects.
• An overwhelming majority of the grcup members agreed that while streamlining
approval processes is desirable, they did not want a reduction in the level of public
engagement that the current processes allow.
Also, staff has reviewed the input to see if there are discrepancies or legal requirements
that would require changes to the recommendations provided in the group workshops.
In cases where changes have been proposed, staff has noted the change.
A chart is attached that shows projects approved between 2006 and 2009 (see
Attachment 17). It compares how the project would have been reviewed per the
workshop attendees' recommendation, staff's recommendations, and the current
ordinance requirements.
Following the two group workshops, staff has compiled the input received at the group
workshops into the following categories:
1. Ordinance/ Policy Amendments
2. Infrastructure/Technology ImprovemEnts
DISCUSSION
The following is a compilation of input received at the group workshops. In cases
where staff has made a different recommendation or where staff has provided
additional recommendations, they are specifically noted in each section.
1. ORDINANCF/POLICY AMENDMENTS
Based on the results of the group workshops, staff has attached its recommendations in
Attachment 1.
A. Streamlining Approval Authgnih .
The comments from the first group workshop and the results of the tally of the
responses from the second group workshop indicates support for reducing the
CP-2010-01 Matrix Project Recommendations November 9, 2010
Page 4
thresholds of the approval level for prc jects that are smaller and do not have far
reaching impacts. The majority of the group discussion included the following
concepts:
• The City Council should review all prcjects that are "outside the box' of regulations
- i.e. those that require a change to the General Plan or Zoning. Staff notes that these
projects, Ordinance amendments, and Te;itative Maps are required to be reviewed by the
City Council per State law. Staff would like to add a recommendation that any project that
requires an Environmental Impact Report (EIR) should also be reviewed by Council.
• Projects that fit "within the "box" of the existing General Plan, zoning and other City
regulations should be approved at the Planning Commission level.
• Projects that are small and do not cause impacts should be reviewed by staff. Staff
notes that such projects could include those that are exempt under California Environmental
Quality Act (CEQA) and would not have an environmental impact. Projects that typically
are exempt under CEQA include new con::truction with six units or less and 10,000 square
feet or less of new non-residential development or additions, facade improvements, site
improvements including landscaping, replacement or reconstruction of non-residential
buildings, etc. Staff would additionally like to recommend that any project that uses the
California Environmental Quality Act (CEQA) infill exemption (Section 15332 of
Categorical Exemptions of CEQA) require Planning Commission approval.,
• A number of residents expressed concern about reducing thresholds of project
approval and recommended enhancing public noticing in case the thresholds are
reduced.
• A few residents commented if thresholds of approval were reduced, appeal fees
should also be lowered or eliminated to remove deterrents to their right to appeal a
lower level decision. The current appeal fee is set at $162 and is refunded if the
appeal is upheld.
Single Family (R1) Ordinance - While the Planning Commission had indicated at their
meeting on April 27, 2010, that they d:.d not want to review amendments to the R1
Ordinance, it is important to note thz.t some workshop attendees brought up the
issue that R1 requirements were onero as. The two story permit application involves
the following three steps:
o Design Review
o Story Poles - expensive and not always effective if not properly installed
o Noticing -financially burdensome and could cause potential security issues since
entire plan sets with floor plans have to be mailed
While staff does not have specific recommendations, the Planning Commission may
have comments or recommendations they wish the Council to consider.
1 The In -fill Development Exemption under CEQA, is used typically for larger developments that are on
urbanized sites of up to 5 acres in size. Since , uch projects may be larger than what other CEQA
exemptions allow, staff recommends that they be reviewed by the Planning Commission.
CP-2010-01 Matrix Project Recommendations November 9, 2010
Page 5
B. Communication:
The group workshop attendees discussed -:he issue of noticing at length. Some members
of the community who have previously obtained permits from the City felt that the
requirements were onerous. Other community members liked the improvements made
by the City over the years to increase noticing and wanted to retain them. The
participants additionally commented that any process streamlining should not result in
reduction of public noticing and input.
In response to the comments received in :he group workshops, staff is recommending
an enhanced public engagement process based on the following key principles:
• A participation process must ensure that a participant's time is well spent.
• A participation process must be focused and participants' needs should be fully
aired and considered.
• Project and participation expectations must be clear from the start.
Staff has reviewed past projects where r otification was enhanced and would like to
recommend a consistent policy for projects where expectations for the applicant as well
as neighbors/residents would be clear from the start. A draft concept of this new
public engagement process policy - Advise, Collaborate, Team up (ACT) is shown in
Attachment 1, with further details of current policy and proposed changes in
Attachment 1A. The recommended ACT Public Engagement Process has the following
levels of engagement:
• Advise - Staff is recommending enhar cing noticing for all projects by requiring on -
site signage, and providing link; on the City's website. The specific
recommendations are provided in Attachment 1A. Additionally, to make project
signs on the site providing notice of development proposals easily recognizable,
staff is proposing a draft sign and standards based on a review of signs and
standards in San Jose and Mountain View (see Attachment 18).
• Collaborate - This level incorporates enhanced notification for projects that have the
potential to create neighborhood impacts. Staff is suggesting a threshold of 25
residential units, 25,000 square feet of retail/commercial use and 50,000 square feet
of office/industrial use since project; at this level have the potential to create
neighborhood level impacts. ProjectE at this level would be required to expand
noticing to 500 feet and have a neighborhood meeting. The public engagement
process at this level allows for dialogue between all parties and helps to discuss
solutions that could be brought to decision -makers for their consideration.
• Team Up - This is the highest level of public engagement for projects with city-wide
implications. Staff recommends this level for large projects such as major General
Plan amendments and zoning and Planned Development/Use permits that require
an EIR. Projects at this level .would require expanded or city-wide noticing and
focus groups/workshops. Examples o: where the City has used this process include
the South Vallco Master Plan and the North Vallco Master Plan.
CP-2010-01 Matrix Project Recommendations November 9, 2010
Page 6
Staff would also like to note that we are working on improving inter -departmental
communication. Internal processes that can be improved upon by simple policy changes
are also being evaluated and instituted. F irthermore, efforts are being made to prepare
additional manuals and how-to guides to help homeowners, contractors and developers
get the best information possible on preparation of application submittal materials and
requirements/ processes.
C. Improving Readability and Consiste. c
In order to improve consistency between various City documents and improve
readability of documents, staff recommends the following:
• Review existing conceptual plans Md area plans to make older documents
consistent with the General Plan and to update them with new graphics. No
amendments to the plans are proposed as part of this review. An administrative
update with new graphics is expected -o cost about $5,000-7,500 per document.
• Review the Zoning Ordinance for consistency and the use of tables to reduce
repetition and optimize readability. The Sign Ordinance is an example of where
this was done.
Staff notes that we are currently working on a number of Council work program items
and that the above -mentioned tasks will be done on a long-term basis as time permits.
2. INFRASTRUCTURWrECHNOLOGY IMPROVEMENTS:
Many workshop attendees indicated s =rong support for a comprehensive online
permitting system (see Attachment 13). Seven of the 15 attendees at the first workshop
indicated support for the acquisition and implementation of an online permit system
where they could submit applications, track the progress online and obtain permits
online without having to submit paper plans. Based on the preliminary discussion,
while many of the attendees supported the idea of instituting a technology fee of
roughly 4% in order to cover some of they costs of acquiring a new permitting system,
some attendees wanted to keep access to paper plans.
NEXT STEPS:
The Planning Commission comments and recommendations will be forwarded to City
Council for consideration. Once the Council provides direction on issues to focus on,
staff will bring related ordinance amendments to the Planning Commission for
consideration.
Prepared by: Piu Ghosh, Associate Planner
Reviewed by:
10-a- Gary C ao
City Planner
Approved by:
Aarti S vastava
V Community Development Director
CP-2010-01 Matrix Project Recommendations November 9, 2010
Page 7
ATTACHMENTS
Attachment 1 Recommended Approval Authority and Public Engagement
Process (ACT)
Attachment 1A Current and proposed noticing requirements
Attachment 2 Matrix Consul-ing Group's report titled, "Management Study
of the Permit Process," dated November 17, 2009
Attachment 3 Summary table of recommendations in the Matrix report
with staff comments
Attachment 4
Planning Conunission Staff Report dated April 13, 2010
Attachment 5
Planning Con-unission minutes from April 13,2010 meeting
Attachment 6
Planning Corrunission Staff Report dated April 27,2010
Attachment 7
Planning Conunission minutes from April 27, 2010 meeting
Attachment 8
Planning Commission Staff Report dated May 11, 2010
Attachment 9
Planning Commission minutes from May 11, 2010 meeting
Attachment 10
City Council St aff Report dated May 18, 2010
Attachment 11
City Council rrinutes from May 18, 2010 meeting
Attachment 12
Handouts to July 28, 2010 group workshop attendees
Attachment 13
Summarized rotes and analysis from July 28, 2010 group
workshop
Attachment 14
Handouts to September 8, 2010 group workshop attendees
Attachment 15
Tally of Approval Authority from September 8, 2010 group
workshop anc: comparison of current level of approval
authority and group recommendation to the cities of
Mountain View, Sunnyvale and Santa Clara
Attachment 16
Transcribed notes from September 8, 2010 group workshop
Attachment 17
Comparison of approval authority on projects approved
between 2006 and 2009 and group recommendations.
Attachment 18
Draft standards and example for on -site signage related to
development proposals.
G:Planning\PDREPORT\pcCPreports\2010CPreport\( P-2010-01 PC11-09-10.doc