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05-064, Community Housing for the Disabled CAPITAL AGREEMENT BY AND BETWEEN THE CITY OF CUPERTINO, CALIFORNIA AND CUPERTINO COMMUNITY HOUSING FOR THE DISABLED _ This capital agreement ("AGREEMENT"), is made and entered into on this "30 day of Ju'ne... , 2005 ("Effective Date") by and between the CITY OF CUPERTINO, CALIFORNIA, a municipal corporation ("CITY"), and CUPERTINO COMMUNITY SERVICES, a non-profit housing developer ("CONTRACTOR). CITY and CONTRACTOR may herein be referred to individually as a "Party" or collectively as the "Parties". AGREEMENT PROVISIONS The Parties agree as follows: 1. FUNDING AND APPROPRIATION Pursuant to the provisions of Title I of the Housing and Community Development Act of 1974, as amended, CITY has received COMMUNITY DEVELOPMENT BLOCK GRANT ("CDBG") funds from the United States Department of Housing and Urban Development ("HUD") as an entitlement. CITY has appropriated CDBG funds in an amount not to exceed FORTY THOUSAND DOLLARS ($40,000), for the purpose of meeting the goals and objectives outlined in Exhibit A, titled "SCOPE OF REHABILITATION WORK" ("Project"), attached and incorporated by this reference, to benefit low and very-low income CITY residents. 2. DEFINITIONS Whenever used in this AGREEMENT and its attachments, the terms below, when initially capitalized, shall have the following meanings: A. Affordability Period: Shall mean the length of time this AGREEMENT is in effect and housing unit rents are controlled as set forth in Exhibit B, titled "BUDGET AND PROJECT RENTS", attached and incorporated by this reference. This period shall be for at least thirty (30) years after final payment by CITY under this AGREEMENT or issuance of a Certificate of Occupancy, whichever is later. B. Annual Income: Shall mean the income of all household members as defined in Federal regulations 24 CFR 570.3. C. Client: A person, of very low and low income, who resides in the CDBG unit subject to this agreement. D. Very Low Income Household: Shall mean a household whose Annual Income does not exceed 50% of the area median income, adjusted for household size, as determined and made available by HUD. CITY shall provide CONTRACTOR with a current schedule of Page 1 of 13 C:\Documents and Settings\verag\Local Settings\Temporary Internet Files\OLK31 \CCS Greenwood Agreement.doc income limits, adjusted for household size. E. Low Income Household: Shall mean a household whose Annual Income does not exceed 80% of the area median income, adjusted for household size, as determined and made available by HUD. CITY shall provide CONTRACTOR with a current schedule of income limits, adjusted for household size. F. CDBG Rents: Shall mean the maximum rents that may be charged to Clients as defined by the HUD for the CDBG Program. CITY will periodically revise these rents. G. CDBG: Shall mean the federal regulations (24 CFR Part 570), which govern the CDBG Program. This definition shall include all HUD memos and other correspondence explaining or otherwise commenting on the CDBG program. H. OMB: Shall mean the Federal Office of Management and Budget. I. Proiect Property: Shall mean all buildings and grounds located at 10311 Greenwood Court, Cupertino, California (APN 369-14-025). J. Utilization Period: Shall mean the period during which CONTRACTOR may become liable for costs that are eligible for reimbursement under conditions described in Exhibit B. For this AGREEMENT, the Utilization Period is May 1,2005 to April 30, 2006. 3. PROJECT COORDINATION A. CITY: Senior Planner (Housing Services) or his/her designee shall be the PROGRAM MANAGER for CITY and shall render overall supervision of the progress and performance of this AGREEMENT by CITY. All services agreed to be performed by CITY shall be under the overall direction of the PROGRAM MANAGER. B. CONTRACTOR: CONTRACTOR shall assign a single PROJECT DIRECTOR who shall have overall responsibility for the progress and execution of this AGREEMENT. Should circumstances or conditions subsequent to the execution of this AGREEMENT require a substitute PROJECT DIRECTOR, CONTRACTOR shall notify CITY immediately of such occurrence. PROJECT DIRECTOR and CONTRACTOR staff will cooperate with CITY'S PROGRAM MANAGER relating to the PROJECT, areas of concern, and the impact of PROJECT on residents of CITY. C. NOTICES: All notices or other correspondence required or contemplated by this AGREEMENT shall be sent to the Parties at the following addresses: CITY: Senior Planner (Housing Services) Community Development Department 10300 Torre Avenue Cupertino, CA 95014 Page 2 of 13 C:\Documents and Settings\verag\Local Settings\Temporary Internet Files\OLK31 \CCS Greenwood Agreement.doc CONTRACTOR: Executive Director Cupertino Community Services 10104 Vista Drive Cupertino, CA 95014 4. OBLIGATION OF CONTRACTOR A. Organization of CONTRACTOR: CONTRACTOR shall: 1) Provide to CITY in writing, prior to the request for payment of the funds under this AGREEMENT or, thereafter during the Affordability Period, within thirty (30) days of a change in the status of any of the following: a) A copy of Articles of Incorporation under the laws of the State of California; b) A copy of the current Bylaws of the CONTRACTOR; c) Verification and documentation of Internal Revenue Service nonprofit status under Title 26, section 501(c) of the Internal Revenue Code of 1986; d) Verification and documentation of State of California Franchise Tax Board tax exempt status under Section 23701(d), of the California Revenue and Taxation Code; e) Names and addresses of current Board of Directors of CONTRACTOR; f) A copy of the adopted personnel policies and procedures including an Affirmative Action Plan if staff exceeds fifteen (15) employees; g) An organizational chart and staffing profile; and h) Any other documents required by HUD to verify compliance with the CDBG program. 2) Abide by the conflict of interest provisions in 24 CFR 85.36 and OMB Circular A- 110. In all cases not governed by these documents, 24 CFR 570.611 shall apply. These rules apply to any person currently being compensated by the CONTRACTOR for services rendered to it within the previous twelve (12) months, whether as a full or part time employee, officer, independent contractor or otherwise. Any such persons who have exercised or exercise any decision-making functions or responsibilities with respect to CITY'S administration of CDBG or gain inside information with regard to that process, are prohibited from obtaining any financial interest or benefit for themselves or those with whom they have family or business ties during their tenure with CONTRACTOR and for one year thereafter. Page 3 of 13 C:\Documents and Settings\verag\Local Settings\Temporary Internet Files\OLKJ I \CCS Greenwood Agreement.doc 3) Include on the Board of Directors representatives from a broad cross section of the community, including, those with expertise and interest in the CONTRACTOR'S services, including, as appropriate, representatives from community organizations interested in CONTRACTOR'S services, and users of CONTRACTOR'S services. 4) Open to the public all meetings of the Board of Directors, except meetings, or portions thereof, dealing with personnel or litigation matters or instruct negotiators. 5) Keep minutes, approved by the Board of Directors, of all regular and special meetings. 6) Encourage public participation in planning and implementing services provided under this AGREEMENT. 7) Utilize minority and/or female owned businesses, vendors, suppliers, and contractors to the maximum extent feasible for items funded under this AGREEMENT, in accordance with CITY policy as set forth in the Minority Female Business Enterprise Statement and Procedural Guide available through the CITY'S PROGRAM MANAGER. B. Proiect Performance of CONTRACTOR: During CONTRACTOR shall: the Affordability Period, 1) Submit to CITY all documentation required by CITY to assure compliance with CDBG Affordability Period requirements of the Project as described in Exhibits A andB; 2) Submit to CITY by July 31 of each year an annual report, that summarizes the number of Clients Served, including their monthly rent, annual income, household size, race/ethnic heritage, and whether they are a senior, disabled, or female head of household family for the previous Fiscal Year (defined herein as the annual period July 1 through the next June 30). 3) Maintain all required insurance coverage as specified in Exhibit B, titled "INSURANCE REQUIREMENTS", attached and incorporated by this reference; 4) Maintain the appearance of Project Property consistent with surrounding properties; 5) Include an acknowledgment of CITY funding and support on all appropriate Project publicity and publications using words to the effect that the Project is funded by the City of Cupertino; and, 6) Upon reasonable notice, implement any changes required by CITY, HUD, or CDBG to maintain compliance with CDBG requirements and any other applicable statutes or regulations. CITY and CONTRACTOR will seek remedies to address any changes Page 4 of 13 C:\Documents and Settings\verag\Local Settings\Temporary Internet Files\OLK31 \CCS Greenwood Agreement.doc that impact the financial viability of the project. C. Fiscal Responsibilities of CONTRACTOR: CONTRACTOR shall: 1) Appoint and submit the name of a Fiscal Officer who shall be responsible for the financial and accounting activities of the CONTRACTOR, including the receipt and disbursement of CONTRACTOR funds; 2) Establish and maintain a system of accounts that shall be in conformance with generally accepted principles of accounting for budgeted funds; 3) Document all costs by maintaining complete and accurate records of all financial transactions, including, but not limited to, contracts, invoices, time cards, cash receipts, vouchers, canceled checks, bank statements, and/or other official documentation evidencing in proper detail the nature and proprietary of all charges. 4) Perform an independent fiscal audit at least every year, in conformance with the generally accepted standard accounting principles. Such audits must identify the total funds received and disbursed and funds granted and expended relating to this AGREEMENT. The costs for such audits shall be at CONTRACTOR'S expense, unless otherwise provided for in this AGREEMENT. Copies of the completed audits must be provided to the CITY; and, 5) Assure that all accounts and documentation of fiscal activities shall be consistent with the requirements of Exhibit B. D. Records. Reports and Audits of CONTRACTOR 1) CONTRACTOR shall comply with all applicable federal Uniform Administrative Requirements as delineated in 24 CFR 570.489. 2) Establishment and Maintenance of Records: CONTRACTOR shall maintain records, including but not limited to books, financial records, supporting documents, statistical records, personnel, property and all other pertinent Records sufficient to reflect properly (a) all direct and indirect costs of whatever nature claimed to have been incurred and anticipated to be incurred to perform this AGREEMENT, and (b) all other matters covered by this AGREEMENT. 3) Preservation of Records: CONTRACTOR shall preserve and make available its records: 4) Examination of Records and Facilities: At any time during normal business hours and as often as may be deemed necessary, with at least five working days notice by CITY, CONTRACTOR agrees that CITY, and/or any duly authorized representatives shall, until expiration of (a) five years after the conclusion of the Affordability Period, or (b) such longer period as may be prescribed, have access to and the right to Page 5 of 13 C:\Documents and Settings\verag\Local Settings\Temporary Internet Files\OLK31 \CCS Greenwood Agreement.doc examine its offices and facilities engaged in performance of this AGREEMENT and all its records with respect to all matters covered by this AGREEMENT, excepting those falling within the attorney-client privilege, provided that in the event of a dispute regarding the applicability of the attorney work-product privilege to specific records, the Parties agree to submit the dispute to an impartial arbitrator agreeable to both Parties. Agreement regarding the arbitrator shall not be withheld unreasonably. Parties shall equally divide costs of such arbitration. CONTRACTOR also agrees that the CITY, or any duly authorized representatives, have the right to audit, examine and make excerpts or transcripts of and from, such records, and to make audits of all contracts and subcontracts, invoices, payrolls, records of personnel, conditions of employment, materials and all other data relating to matters covered by this AGREEMENT. 5) City Audits: The CITY may require an independent audit. Such audits may cover Project compliance as well as fiscal matters. CONTRACTOR will be notified in advance that an audit will be conducted. CONTRACTOR will be afforded an opportunity to respond to any audit findings, and have the responses included in the final audit findings, and have the responses included in the final audit report. Cost of such audits will be borne by the CITY. E. Faith Based Activities: In addition to, and not in substitution for, other provisions of this AGREEMENT regarding the provision of services with funds, pursuant to Title I of the Housing and Community Development Act of 1974, as amended, the CONTRACTOR: 1) Represents that it may not use the CDBG funds to engage in inherently religious activities, such as worship, religious instruction, or proselytization; and 2) If the organization engages in inherently religious activities, the activities must be offered separately, in time and location, from the CDBG funded activities; and 3) Agrees that, in connection with such services: a) It will not discriminate against any employee or applicant for employment on the basis of religion and will not limit employment on the basis of religion and will not limit employment or give preference in employment to persons on the basis of religion; b) It will not discriminate against any person applying for housing on the basis of religion and will not limit such services or give preference to persons on the basis of religion; c) CDBG funds may not be used for the acquisition, construction or rehabilitation of structures to the extent that those structures are used for inherently religious activities, such as worship, religious instruction, or prayer; Page 6 of 13 C:\Documents and Settings\verag\Local Settings\Temporary Internet Files\OLK31 \CCS Greenwood Agreement.doc 5. CONTRACT COMPLIANCE A. Monitoring and Evaluation ofProiect: Evaluation of the Project performance shall be the mutual responsibility of both Parties. CONTRACTOR shall furnish all Client and service data, statements, records, information and reports necessary for PROGRAM MANAGER to monitor, review and evaluate the performance of CONTRACTOR with respect to the Project and its components. CITY shall have the right to request the services of an outside agent to assist in any such evaluation. Such services shall be paid for by the CITY. B. Contract Noncompliance: With receipt by CITY of any information that evidences a failure or deficiency by CONTRACTOR to comply with any provision of this AGREEMENT, the CITY shall have the right to require corrective action to enforce compliance with such provision. Corrective action shall be taken if any of the following, as examples only, occur: 1) If CONTRACTOR (with or without knowledge) has made any material misrepresentation of any nature with respect to any information or date furnished to CITY in connection with the Project; 2) If there is pending litigation with respect to the performance by CONTRACTOR or any of its duties or obligations under this AGREEMENT which may materially jeopardize or adversely affect the undertaking of or the carrying out of the Project; 3) If the CONTRACTOR shall have taken any action to pertaining to the Project which requires CITY approval without having obtained such approval; 4) If CONTRACTOR is in material default under the provisions of this AGREEMENT; 5) If CONTRACTOR makes improper use of CDBG funds and Project income; 6) If CONTRACTOR fails to comply with any of the terms and conditions of this AGREEMENT in such a manner as to constitute material breach thereof; or, 7) If CONTRACTOR submits to CITY any reports which are incorrect or incomplete in any material respect. C. Corrective Action: After all administrative remedies have been exhausted, CITY shall have the right to require the presence of any of CONTRACTOR'S officers at any hearing or meeting called for the purpose of considering corrective action not less than seven (7) and not more than thirty (30) calendar days of issuing such notice. CONTRACTOR will be informed of and have an opportunity to participate fully in corrective action deliberations. CITY shall forward to CONTRACTOR a set of specific corrective action recommendations relative to Project noncompliance and a timetable for implementing the Page 7 of 13 C:\Documents and Settings\verag\Local Settings\Temporary Internet Files\OLK3 I \CCS Greenwood Agreement.doc specified corrective action recommendations; such timetable shall allow CONTRACTOR not less than seven (7) working days to comply with the specified corrective action recommendations. Following implementation of the corrective actions, CONTRACTOR shall forward to CITY, within the time specified by CITY, any documentary evidence required by CITY to verify that the corrective actions have been taken. In the event CONTRACTOR does not implement the corrective action timetable, CITY may: disallow all or part of the cost of the activity or action in noncompliance; provide notice of intent to terminate this AGREEMENT as specified in Section 15; and/or take other remedies that may be legally available. 6. OBLIGATIONS OF CITY A. Contract Compliance: City Staff shall provide assistance to CONTRACTOR m connection with: 1) Obtaining conformity of the Project with the CITY'S policies and procedures and all CITY codes, ordinances, directives and laws; and 2) Obtaining conformity of Project with CDBG requirements; and 3) Review of AGREEMENT for compliance purposes and evaluating Project based on annual reports received from CONTRACTOR and on-site monitoring of Client and Project Property data. B. Method of Pavrnent: CITY shall pay a portion of the actual cost for construction of improvements on Project Property, a total sum not to exceed, FORTY THOUSAND DOLLARS ($40,000). C. Utilization of Funds: Funds shall be paid by CITY under this AGREEMENT shall only be eligible expenses incurred during the Utilization Period. The Utilization Period of this AGREEMENT shall begin on May 1, 2005 and terminate on April 30, 2006. D. Final Payment Request: CITY must receive all payment requests under this AGREEMENT prior to May 31, 2006. CITY shall have no repayment liability under this AGREEMENT after that date, and CITY may reprogram any unspent amount of the capital grant without prior notice CONTRACTOR. 7. PROJECT INCOME A. All rents or other payments collected from Project Clients during the Affordability Period shall be retained by the CONTRACTOR. These rents shall be used to further program activities at Project. B. All rents or other payments that are collected from Project Clients during the Affordability Period and that remain unspent at the conclusion of the Affordability Period Page 8 of 13 C:\Documents and Settings\verag\Local Settings\Temporary Internet Files\OLK31 \CCS Greenwood Agreement.doc shall be used by CONTRACTOR solely to further program activities at Project Property. C. Rents received subsequent to the Affordability Period shall not be subject to this AGREEMENT. 8. DISCLOSURE OF CONFIDENTIAL TENANT INFORMATION To the extent allowed by law, CITY agrees to maintain the confidentiality of any information regarding Clients or applicants for residency under this Project, or their immediate families, pursuant to this AGREEMENT, which may be obtained through application forms, interviews, tests, reports, from public agencies. 9. ASSIGNABILITY AND INDEPENDENT CONTRACTOR REQUIREMENTS A. The relationship of CONTRACTOR to CITY is that of an independent contractor. CONTRACTOR has full rights to manage its employees, Tenants, and Clients, subject to the requirements of the law. All persons employed by CONTRACTOR in connection with this AGREEMENT shall be employees of CONTRACTOR and not employees of CITY in any respect. CONTRACTOR shall be responsible for all employee benefits, including, but not limited to, statutory worker's compensation benefits. B. None of the work or services to be performed hereunder shall be delegated or subcontracted to third parties without prior written CITY approval. C. No subcontractor of CONTRACTOR will be recognized by CITY as having any employment relationship with the CITY. D. It is the understanding of the CITY that Bay Area Repipes of San Jose, California, has been hired by CONTRACTOR to provide construction of the PROJECT. CITY has received a copy of the Consulting Agreement between CONTRACTOR and Bay Area Repipes and consents to Bay Area Repipes role in the PROJECT. 10. COMPLIANCE WITH LAW A. Compliance: CONTRACTOR shall become familiar and comply with and cause all its subcontractors and employees, if any, to become familiar and comply with all applicable federal, state and local laws, ordinances, codes, regulations and decrees, including, but not limited to, those federal rules and regulations outlined in Exhibit D, titled "ASSURANCES", attached and incorporated by this reference. B. Assurances: Failure of CONTRACTOR, in any manner, to observe and adhere to law as described herein or as amended shall in no way relieve CONTRACTOR of its responsibility to adhere to same and CONTRACTOR herein acknowledges this responsibility. CONTRACTOR shall hold CITY, its City Council, officers, employees and boards and commissions harmless from CONTRACTOR'S failure(s) to comply with any requirement imposed on CONTRACTOR by virtue of the utilization of CITY funds. Page 9 of 13 C:\Documents and Settings\verag\Local Settings\Temporary Internet Files\OLK3I\CCS Greenwood Agreement.doc CONTRACTOR shall reimburse CITY for any disallowed costs and/ or penalties imposed on CITY because of CONTRACTOR'S failure to comply with all applicable federal, state and local laws, ordinances, codes, regulations and decrees. 11. TERMS AND AMENDMENTS Amendments to the terms and conditions of this AGREEMENT shall be requested in writing by the Party desiring such revision, and any such adjustment to this AGREEMENT shall be determined and effective only upon the mutual agreement in writing of the Parties hereto unless the amendments are made by HUD, in which case they will be adopted as ordered. 12. INTEGRATED DOCUMENT This AGREEMENT embodies the agreement between CITY and CONTRACTOR and its terms and conditions. No verbal agreements or conversations with any officer, agent or employee of CITY prior to execution of this AGREEMENT shall affect or modify any of the terms or obligations contained in any documents comprising this AGREEMENT. Any such verbal agreement shall be considered as unofficial information and in no way binding upon CITY. 13. HOLD HARMLESS CONTRACTOR hereby releases and agrees to protect, defend, hold harmless and indemnify CITY, its City Council, its officers, employees and elected officials, boards and commissions, from and against all claims, injury, liability, loss, cost and expense, or damage, however same may be caused, including all cost and reasonable attorney's fees in providing the defense to any claim arising therefrom, for any loss of or damage to property (real and/or personal) or for personal injury to or death of any person or persons arising out of, occurring by reason of, or in any way connected with CONTRACTOR'S Project activities, or in consequence thereof, expect to the extent such claims arise from the grossly negligent or willful misconduct of the CITY, its City Council, officers, employees and elected officials, boards and commissions. 14. WHEN RIGHTS AND REMEDIES WAIVED In no even shall any payment by CITY or any acceptance or payment by the CONTRACTOR hereunder constitute or be construed to be a waiver by CITY or CONTRACTOR of any breach of covenants or conditions of this AGREEMENT or any default which may exist on the part of CITY or CONTRACTOR, and the making of any such payment while any such breach or default shall exist shall in no way impair or prejudice any right or remedy available to CITY or CONTRACTOR with respect to such breach or default. 15. TERMINATION A. Termination for Cause: Subject to the terms of Paragraph 5C, CITY may terminate this AGREEMENT for cause if the CONTRACTOR fails to perform or comply with the Page 10 of 13 C:\Documents and Settings\verag\Local Settings\Temporary Internet Files\OLIGI \CCS Greenwood Agreement.doc conditions listed below and such failure having continued incurred for thirty (30) days after receipt of written notice thereof from CITY to the CONTRACTOR: 1) CONT ACTOR fails to comply with material existing conditions of the AGREEMENT; or 2) CONTRACTOR refuses to accept any additional conditions that may be imposed by the Federal government; or 3) CONTRACTOR fails to implement required corrective actions III a timely and sufficient fashion. B. Termination for Convenience: CITY or CONTRACTOR may terminate or suspend this AGREEMENT in whole or in part when both Parties agree that the continuation of the Project would not produce beneficial results commensurate with the further expenditure of funds. Both Parties shall agree upon the termination conditions, including the Effective Date and, in the case of partial terminations, the portion to be terminated. C. Upon termination, CONTRACTOR shall not incur new obligations and shall cancel as many outstanding obligations as possible; D. Termination does not impair the CITY'S right to subsequently require repayment by CONTRACOTR for disallowed costs or other adjustments determined by audit findings. 16. MISCELLANEOUS PROVISIONS A. The Captions: The captions of the various sections, paragraphs, and subparagraphs of the AGREEMENT are for convenience only and shall not be considered nor referred to for resolving questions of interpretation. B. No Third Party Beneficiary: This AGREEMENT shall not be construed or deemed to be an agreement for the benefit of any third party or parties, and no third party or parties shall have any claim or right of action hereunder for any cause whatsoever. C. Severability Clause: In case anyone or more of the provisions contained herein shall, for any reason, be held invalid, illegal, or unenforceable in any respect, it shall not affect the validity of the other provisions which shall remain in full force and effect. D. No Pledging of CITY'S Credit: Under no circumstances shall CONTRACTOR have the authority or power to pledge the credit of CITY or incur any obligation in the name of CITY. CONTRACTOR shall save and hold harmless CITY, its City Council, its officers, employees, and boards and commissions for expenses arising out of this AGREEMENT. E. Venue: In the event that suit shall be brought by any Party to this AGREEMENT, the Parties agree that venue shall be exclusively vested in the state courts of the County of Santa Clara, or where otherwise appropriate, exclusively in the United States District Page II of 13 C:\Docurnents and Settings\verag\Local Settings\Ternporary Internet Files\OLK31 \CCS Greenwood Agreernent.doc Court, Northern District of California, San Jose, California. F. Corporation Financial Disclosure Requirements: CONTRACTOR services to be rendered under the provisions of this AGREEMENT are excluded from the requirement of filing a Financial Disclosure Statement by Title 2, California Code of Regulations, 918,700(2)(A) and (B). REMAINDER OF P AGE INTENTIONALLY BLANK Page 12 of 13 C:\Documents and Settings\verag\Local Settings\Temporary Internet Files\OLK31 \CCS Greenwood Agreement.doc The Parties to this AGREEMENT hereby indicate their acknowledgment and acceptance of the terms and conditions stated herein as evidenced by the following signatures of their duly authorized representatives. It is the intent of the Parties that this AGREEMENT shall become operative on the Effective Date as set forth on page 1. CITY OF CUPERTINO, CALIFORNIA a California Municipal Corporation By: ~.){jwL..~ DAVID W. KNAPP City Manager -1-. c. uS CHARLES KILIAN City Attorney ATTEST: Address: 10300 Torre Avenue Cupertino, CA 95014 Telephone: (408) 777-3200 Facsimile: (408) 777-3333 "CITY" -----~ CUPERTINO COMMUNJTY'SERVlCES\ a non-profit,eatjfetfiJa Corporation " /~ B // L' / /~, ---::::?--------.--., y: {~ ;-;'., -~~-----~-- --" -'--::::;. Name: Lkiyn Fal5fe--'-'---"-- ",--- Title: Executive Director Address: 10104 Vista Drive Cupertino, CA 95014 Telephone: (408) 255-8033 Facsimile: (408) 366-6090 "CONTRACTOR" Page 13 of 13 C:\Documents and Settings\verag\Local Settings\Temporary Internet Files\OLK3 I \CCS Greenwood Agreement.doc Exhibit A SCOPE OF WORK This project encompasses the rehabilitation of an existing apartment complex providing transitional housing for the low and very-low income. Greenwood Court Transitional Housing is a 4-plex located at 10311 and 10321 Greenwood Court, Cupertino, CA. Below is a list of the work to be accomplished in the rehabilitation. 1. Abandon galvanized hot and cold water system. 2. Replace galvanized pipes with type L copper pipes. 3. Provide shut-off valves, SS flex risers and hose bibs on exterior wall of complex. 4. Open walls where needed for repipe, tape, texture and make ready for paint. 5. Secure building permits with the City of Cupertino 6. Replace shower valves with Delta single handle control chrome. 7. Install 1 1;4" Type L copper pipe from meter to both units and tie into existing irrigation. 8. Install new 1 Yi" shut off valve. Exhibit B BUDGET AND PROJECT RENTS PROJECT CONSTRUCTION: Repipe of existing 4-plex $40,000 Rents: Calculation of rent: 30% of each resident's income (2) 2-bedroom units Unit #1: $960.03 Unit #2: $906.40 (2) 3-bedroom units Unit #1: $424.80 Unit #2: $345.60 EXHIBIT D ASSURANCES CORPORATION hereby assures and certifies that it will comply with all regulations, policies, guidelines and requirements applicable to the acceptance and use of Federal funds for this Federally- assisted program and will be responsible for implementing and complying with all relevant future changes to Federal Regulations or OMB Circulars. Specifically CORPORATION gives assurances and certifies with respect to the PROGRAM that it is in compliance with the following Regulations as defined by 24 CFR, Part 570, Subpart J; 24 CFR, Part 570, Subpart K; and will be conducted and administered in conformity with "Public Law 88.352 and Public Law 90-284. 1. 570.601. Public Law 88-352 and Public Law 90-284; affirmatively furthering fair housing; Executive Order 11063, as amended by Executive Order 12259 addresses discrimination. HUD regulations implementing Executive Order 11063 are contained in 24 CFR, Part 107. 2. 570.602. Section 109 of the Act addresses discrimination. 3. 570.603. Labor Standards. 4. 570.604. Environmental Standards. 5. 570.605. National Flood Insurance Program. 6. 570.606. Relocation, Displacement and Acquisition. 7. 570.607. Employment and Contracting Opportunities. 8. 570.608. Lead-Based Paint. 9. 570.609. Use of Debarred, Suspended, or Ineligible Contractors or Subrecipients. 10. 570.610. Uniform Administrative Requirement and Cost Principles. The CITY, its Subrecipients, agencies or instrumentalities, shall comply with the policies, guidelines, and requirements of24 CFR Part 85 (Common Rule), and OMB Circulars A-IlO (Grants and Agreements with Non-Profit Organizations), A-122 (Cost Principles for Non-Profits), A-128 (Audits of State and Local Governments-implemented at 24 CFR, Part 24), and A-133 (Audits of Institutions of Higher Education and Other Non-Profit Institutions), as applicable, as they relate to the acceptance and use of Federal funds under this part. The applicable sections of24 CFR, Part 85 and OMB Circular A-I 00 are set forth at 570.502. 11. 570.611. Conflict of Interest. 12. 570.612. Executive Order 12372 allows States to establish its own process for review and comment on proposed Federal financial assistance programs, specifically the use ofCDBG funds for the construction or planning of water or sewer facilities. EXHIBIT D - ASSURANCES 1 REVISED lJ/15/00 PROJECT COORDINATION PROJECT DIRECTOR Kim Ferm (408) 255-8033 xl02 FISCAL RESPONSIBILITIES FISCAL OFFICER Mary Bushman (408) 255-8033 x302