Exhibit CC 03-31-2016 Item #2NIELSEN MERKSAMER PARRINELLO GROSS & LEONI LLP
VIA EMAIL
David Brandt
City Manager
City of Cupertino
March 31, 2016
Cupertino City Hall, 10300 Torre Avenue
Cupertino, CA 95014
Re: Cupertino Initiative -Ballot Question
Dear Mr. Brandt:
POLITICAL &
GOVERNMENT
We are writing on behalf of Cupertino Neighbors, Educators, and the
Cupertino Chamber of Commerce for the Sensible and Sustainable
Revitalization of Vall co regarding the proposed ballot question for the
initiative referred to by its proponents as the "Cupertino Citizens' Sensible
Growth Initiative" (the "Initiative"). The ballot question, as currently
formulated, fails to meet the legal requirements of the California Elections
Code, which requires it to be an accurate and impartial summary of the
measure.
Please note that this letter in no way or manner suggests that the
legal problem with the proposed ballot question was deliberate. To the
contrary, as discussed below, it appears that the legal flaw in the proposed
question is due to the fact that the serious legal and land use consequences
of the Initiative have only just recently come to light through the City's
completion and release of the "Elections Code 9212 Report on Proposed
Initiative" (the "9212 Report"). Nevertheless, this creates a serious
sit~ation that requires the City's prompt attention.
The California Elections Code requires a ballot question to be a fair
and impartial statement of the chief purpose and points of the measure.
(Elec. Code§§ 13119; 9051(c) [the question "shall give a true and impartial
statement of the purpose of the measure in such language that [it] shall
neither be a n a rgument, nor be likely to create prejudice, for or again s t the
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David Brandt
Cupertino City Manager
March 31, 2016
Page 2
proposed measure"]; 10403(a)(2) ["The question or proposition to appear
on the ballot shall conform to this code governing the wording of
propositions submitted to the voters at a statewide election"].)
It goes without saying that the accuracy of the ballot question-
which is what each Cupertino voter will read on his or her ballot-is
critical to protecting the integrity of our electoral process. California
courts therefore routinely enforce the legal requirements for accuracy and
impartiality because there is a duty to "prevent government action which
may tend to influence the outcome of an election." (Citizens for
Responsible Gov't. v. City of Albany (1997) 56 Cal.App.4th 1199, 1227.) For
this reason, the Elections Code expressly authorizes any elector to file a
lawsuit against the City to require revisions to the ballot question in order
to comply with the legal standard. (Elec. Code§ 13314.)
As currently proposed, the ballot question for the Initiative reads,
"Shall an initiative ordinance be adopted amending Cupertino's General
Plan to limit redevelopment of the Vallco Shopping District, limit building
heights and lot coverages throughout the City, establish new setbacks and
building planes on major thoroughfares, and require voter approval for
any changes to these provisions?"
The above underlined and italicized language violates the legal
standard for ballot questions because it is not accurate. The question
incorrectly states that the Initiative will "limit" building heights
"throughout the City," despite the fact that the City's recently released
9212 Report plainly concludes that the Initiative will:
Increase the ma ximum building height from 30 feet to
45 feet in the City's Neighborhoods (parts of the City that
are outside of the General Plan's "Special Areas") -a 50
percent(%) increase. Neighborhoods represent
approximately three quarters of the City's land area.
David Brandt
Cupertino City Manager
March 31, 2016
Page 3
(See 9212 Report at p. 1; see also p. 2 ["Increase maximum heights in the
City's residential neighborhoods from 30 to 45 feet"]; p. 6 ["Increases the
maximum building height in the City's Neighborhoods (parts of the City
that are "outside of the Special Areas") from 30 feet to 45 feet-a fifty
percent increase"].) In fact, the 9212 Report flatly states, "Perhaps the
most significant of the Initiative's amendments regarding standards is the
provision in the proposed new Policy LU-3.0 that increases maximum
building heights for the bulk of the City." (Id. at p. 24.)
The proposed ballot question, however, incorrectly states that the
Initiative will operate "limit" building heights "throughout the City." In
light of the City's 9212 Report alone, this is plain error. We believe that a
court would find that the ballot question, as currently worded, is not an
impartial and accurate summary of the measure, as required by law, and
order appropriate relief against the City. (See, e.g., Amador Valley joint
Union High Sch. Dist. v. State Ed. Equalization (1978) 22 Cal.3d 208, 243
["The main purpose of [the] requirements is to avoid misleading the public
with inaccurate information"].)
Fortunately, the Elections Code contemplates situations just like this
one, where additional information and analysis becomes available
between the preparation of the measure's "title and summary" (which
appears on the petition) and preparation of the ballot question/ballot label
(which appears on the ballot). The Elections Code expressly provides that
"[t]he ballot title and summary may differ from the legislative. circulating.
or other title and summary of the measure ... " (See Elec. Code§ 9051.) It is
therefore not uncommon for changes to be made between these
statements, and changes are legally required in cases such as this one.
We therefore request the following corrections be made to the
proposed ballot question in order to bring it into conformance with the
legal standard (new language is in underline and deletions are in
strikethrough):
David Brandt
Cupertino City Manager
March 31, 2016
Page 4
Shall an initiative ordinance be adopted amending
Cupertino's General Plan to limit redevelopment of the
Vallco Shopping District, limit building heights and lot
coverages in certain commercial and mixed use areas in
throughout the City, increase building heights in the majority
of the residential neighborhoods throughout the City,
establish new setbacks and building planes on major
thoroughfares, and require voter approval for any changes
to these provisions?
These edits keep the ballot question under 75 words. Most
importantly, these simple changes will correct the question so that it is an
accurate and impartial statement of the chief purpose and points of the
measure, as reflected in the 9212 Report.
Thank you for your prompt attention to this important matter.
SPW /pas
(2 142.04]
Sean P. Welch
cc: Randolph S. Hom, City Attorney
Mayor Barry Chang and City Councilmembers
Perl Perlmutter, Shute Mihaly & Weinberger
(via email only)
Mayor and City Council
Cupertino City Hall
10300 Torre Avenue
Cupertino, CA 95014-3202
Law Offices of
Stuart M. Flashman
5626 Ocean View Drive
Oakl and , CA 94618-1533
(510) 652-5373 (voice & FAX)
e-mail: stu@stuflash.com
March 30, 2016
cc 3/31/16
Item No. 2
Re: Elections Code §9212 Report for Cupertino Citizens' Sensible
Growth Initiative
Dear Mayor and Council Members:
I am writing to you on behalf of my clients, the Cupertino Residents for Sensible
Zoning Action Cornmittee and the proponents of the Cupertino Citizens' Sensible
Growth Initiative, to comment on your consideration of that measure and the report on it
prepared for the Citx pursuant to Elections Code §9212, both agendized for the
Council's March 31 1 meeting. My clients believe that the §9212 report contains several
factual and interpretive errors that might affect the Council's consideration of the
measure. This letter explains and corrects those errors and discusses how the accurate
information changes the report's conclusions.
Several of the reports errors relate to understanding the function of a general
plan, and in particular what it mandates and prohibits. Under California law, the
Cupertino general plan acts as a constitution directing future development within the
City. The Cupertino Citizens' Sensible Growth Initiative would amend portions of the
general plan, deleting some provisions and modifying or adding others.
While the general plan is intended to guide the City's future development, it does
not dictate the details of exactly how future development will occur. Like a constitution,
the general plan sets forth broad principles. Other city documents, including zoning,
specific plans , and various entitlements, must be enacted to convert the general plan's
policies into more specific actions, and the City, including the City Council, has
considerable latitude and discretion in both interpreting and implementing the general
plan's goals, objectives, and policies.
Under state law, no subsidiary City approvals, including zoning, specific plans,
subdivision maps, development agreements, and even use permits or public works
projects, may be approved unless they are consistent with the general plan's goals and
policies. However, the case law has clarified that consistency only requires only that
subsequent approvals must generally further the plan's objectives and policies and not
obstruct their attainment. That does not require rigid conformity, only that they be
compatible with the objectives, policies, general land uses, and programs specified in
the general plan. With this guidance, I want to highlight the places where the report
misinterprets or misapplies the initiative.
Perhaps the most important misinterpretation is the statement in the report that
the initiative will increase the allowable building height in areas outside of the general
plan's "special areas" -i.e., in the City's residential neighborhoods -from 30 to 45 feet.
This is inaccurate. The initiative does state that in areas outside of the special areas,
no building may exceed 45 feet in height. However, that only sets an absolute
maximum height. Currently, the general plan is silent on a maximum height outside of
the special areas in the Community Form Diagram, LU-1. Those height limits are
defined by zoning. While zoning may not be inconsistent with general plan policies, any
zoning whose maximum building height was less that 45 feet would be consistent with
the initiative. To use an analogy, when the general plan designates an area as
"commercial", the zoning enacted for the area can and usually does further restrict the
Cupertino Mayor and City Council
Cupertino Citizens ' Sensible Growth Initiative
March 30 , 2015
type or intensity of development allowed; for example prohibiting placing auto body
shops next to residential areas. There is generally no inconsistency in making zoning
more restrictive than the general plan Further, even if an area's current zoning deferred
to the general plan's height limits, there is nothing in the initiative to prevent modifying
that zoning to make it more restrictive. The only limitation the initiative places on these
areas is that zoning may not provide for building heights in excess of 45 feet.
A second important misinterpretation of the initiative comes from the initiative's
eliminating certain mandates in the current general plan for the Vallco Shopping District.
For example, the current general plan calls for development strategies requiring a
master developer and complete redevelopment of the district. The initiative would
eliminate these requirements. It does not, however, prohibit the City from having a
master developer, nor from deciding to completely redevelop the district , so long as that
redevelopment was consistent wih the requirement that it include no residential or office
development and include at least 1.2 million sq. ft. of commercial development. It does
require that if a developer wished to make any significant changes in use in the district,
the City first approve a specific plan to guide those uses. Hopefully, the City Council
would consider that to be good public policy in any case .
Many of the other provisions of the initiatives applying to the special areas merely
re-enact and therefore prov ide more permanence to policies that are already in effect,
such as the setbacks along major thoroughfares. Even in the Housing Element , the
initiative only changes the City's strategy from Scenario A in the current general plan to
the alternative Scenario B which is also included in the general plan and identified as
the strategy to be pursued if the general plan 's current highly ambitious development
strategy for redeveloping the Vallco Shopping District proved unsuccessful. That
strategy itself, as approved by the City, resulted in reducing the number of residences
by 146 units -still providing a generous allowance beyond meeting state mandated
housing requirements.
The report notes that under state law, some of the housing provided for in
Scenario Bis "by right ," meaning no discretionary approvals would be involved , making
them exempt from CEQA review. These same provisions were included in Scenario B
under the current general plan . Thus if Scenario B were triggered under the current
general plan , the same issues would arise. Further, g iven than most of the housing
being proposed is "infill," it would generally fall under CEQA's increasingly generous
infill housing exemption, so CEQA would not apply whether under scenario A or
Scenario B.
As the report notes , unless a provision of the initiative directly prohibited
compliance with a legal mandate , the City (and City Council) would still have the
discretion to correct any deficiency identified by a court. Thus, if there were a
challenge, for example , to the absence of some timelines in the housing element, the
court could simply order the City to correct the deficiency . Alternatives , since it would
not be prohibited by the initiative , the City could proactively , and w ithout the need for a
court order, add any required timeline or other provision needed to comply with state
law.
Finally, it is important to note that the initiative explicitly allows the City to change
any requirement it sets forth. All it requires is that any such change be ratified by a vote
of the people. Thus , if the Council decides it wants to change any requirement enacted
by the initiative , it could place that proposal before the voters for enactment.
I hope these comments will help the Council to better understand the intent of the
initiative's drafters and supporters.
Most sincerely
~ .-b. 7-AZ ~ ~ -~ rr:·A~
Stuart M . Flashman