99-139 Funding agreement with Bay Area Quality Management District, Project No. 99R21 FUNDING AGREEMENT
j BETWEEN
j THE BAY AREA AIR QUALITY MANAGEMENT DISTRICT
-A.ND
CITY OF CUPERTINO
PROJECT NUMBER
99821
I
This Agreement is made and entered into between the City of Cupertino, hereinafter referred to as"Project
Sponsor, and the Bay AreaAir Quality Management District, hereinafter referred to as the "Air District."
Attachment!A, Project Specific Information; Attachment B; Project Description; and Attachment C,
Monitoring of Project Performance are hereby incorporated into this Agreement by this reference.
I
j SECTION I
RECITALS:
1) Air Diistrict is authorized under California Health and Safety Code Section 44223 to levy a fee on
motor vehicles registered within its jurisdiction. Funds generated by the fee are to be used to
implement projects and programs to reduce air pollution from motor vehicles.
2) Air District administers these funds as the Transportation Fund for Clean Air(TFCA).
3) California Health and Safety Code Section 44241 limits expenditure to specified eligible transportation
control measures included in the clean air plan adopted pursuant to California Health and Safety Code
Sections 40233, 40717, and 40919 and limits the allocation of the funds to public agencies within the
Air District's jurisdiction.
4) Air District and Project Sponsor, pursuant to California Health and Safety Code Section 44241, hereby
enter;into this Funding Agreement(Agreement)to implement a transportation measure (Project)to
improve air quality in the San Francisco Bay Area Air Basin.
5) The Project, as used in this Agreement, is described on Attachment B.
i
SECTION II
PROJECT SPONSOR AGREES:
i
1) To implement the Project in accordance with the description and implementation schedule contained on
Attachment B.
2) To submit detailed invoices to the Air District for reimbursement of costs and expenses incurred to
complete the Project consistent with the budget and schedule contained on Attachment A. Invoices
shall specify the time period for the invoice, itemize staff charges to the Project, if any, indicating the
number of hours worked on the Project;,and itemize any payments to vendors, consultants, or
contractors with an explanation of the goods or services provided for the Project.
3) To keep necessary records of Project activities, expenses and charges to document and support invoices
submitted to the Air District.
4) To allow and facilitate Air District audit of Project performance and all expenditures relating to the
Project funded through this Agreement.
i •
TFCA Regional Fund Project 99R21 Page 1
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BAAQMD FY99 TFCA Fundi g Agreement
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5) To record on a time sheet those hourly labor costs incurred in the implementation of the Project which
are paid with TFCA funds received under this Agreement, or to establish an alternative method
approved by the Air District to document staff costs charged to the Project.
6) To use no more than five percent of the TFCA funds received under this Agreement for costs
incurred in the administration of the Project consistent with the line item Project budget specified in
Attachment A.
7) To ke Ip necessary records of Project performance as specified on Attachment C.
8) To submit to the Air District all reports specified on Attachment C.
9) To use the Air District's approved logo for the Transportation Fund for Clean Air on any vehicles
leasedlor purchased with TFCA funds, or on any other capital property purchased with TFCA funds
that islvisible to the public.
10) To use the Air District's approved logo for the'Transportation Fund for Clean Air, or to acknowledge
the Air District as a funding source, on any printed or electronic material for public distribution
associated with the Project. Included as printed material are Project related schedules, brochures,
handbooks, or promotional material. Included a.electronic material are Project related Web Sites,
electric signs, or e-mail broadcasts.
11) To acknowledge the Air District as a funding source for the Project in any related media events,
articles, news releases or other publicity materials.
I
12) To assure that all funds received under this Agreement are expended only in accordance with all
applicable provisions of law.
13) To expend those"Matching Funds," if any, as listed on Attachment A,toward completion of the
Project as described on Attachment B. In the event funding from other sources for the,total cost of the
Project as set forth in Attachment A is not received, in whole, by the Project Sponsor, the Air District
reserves the right to renegotiate the terms and conditions of this Agreement.
14) To return to the Air District any funds realized from the sale of any motor vehicle(s) purchased with
TFCAifunds if such sale occurs within the industry standards for the useful life from the date of
purchase of the motor vehicle(s). The amount of the funds returned to the Air District shall be
proportional to the percentage of TFCA funds originally used to purchase the motor vehicle(s).
i
15) To place in the public domain any software,written document, intellectual property, process,
technique, or product developed with TFCA funds as part of the Project.
16) To coil ply with those"Special Conditions," if any, listed on Attachment A.
SECTION 1.11
AIR DISTRICT AGREES:
1) To pay within 30 calendar days of receipt, invoices for reimbursement of legitimate Project expenses
submitted by the Project Sponsor, excepting that the Air District will retain fifteen percent(15%) of the
"TotaIl,TFCA Regional Funds Awarded" as listed on Attachment A until the Air District's acceptance
of the final report as specified on Attachment.C.
2) To provide TFCA funds not to exceed the"Total TFCA Regional Funds Awarded amount for this
Project as listed on Attachment A.
3) To provide timely notice prior to conducting an audit.
4) To provide a copy of any fiscal audits of the Project as specified in California Health and Safety Code
Section 44242.
i
TFCA Regional Fund Project 99R21 Page 2
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BAAQMD FY99 TFCA Funding Agreement
SECTION IV
IT IS MUTUALLY AGREED:
1) Term: This Agreement'will remain in effect for three(3)years after the completion of the Project
unless terminated as provided below.
2) Termination: Either party may terminate this Agreement at any time by giving written notice of
termination to the other party which shall specify the effective date thereof. Notice of termination
under this paragraph shall be given at least ninety(90)days before the effective date of such
termination. Upon receiving notice of termination, Project Sponsor shall immediately cease further
expenditure of TFCA funds received under this Agreement. The Air District will reimburse Project
Sponsor for qualifying expenditures on the Project made prior to the receipt of the notice of
termination.
3) Indemnity: Project Sponsor shall indemnify and hold harmless the Air District its officers, employees,
agents, representatives, and successors-in-interest against any and all claims, suits or actions resulting
from the performance by Project Sponsor of its duties under this Agreement. Air District shall
indemnify and hold harmless Project Sponsor its officers, employees, agents, and successors-in-interest
against any and all claims, suits or actions resulting from the performance by Air District of its duties
under this Agreement.
4) Notices: Any notice which may be required under this Agreement shall be in writing, shall be effective
when received, and shall be given by personal delivery service or first class mail,to the addressees set
forth on Attachment A, or to such addressees which may be specified in writing to the parties hereto.
5) Contacts: Project Sponsor and Air District persons to act as contacts and liaison with the Air District
and the Project Sponsor with regards to the day-to-day activities of the Project are specified on
Attachment A. All reports and correspondence are to be addressed to the"Contacts" listed on
Attachment A.
6) Project Number: All correspondence shall reference the"Project Number" listed on
Attachment A.
7) Additional Acts and Documents: Each party agrees to do all such things and take all such actions, and
to make, execute and deliver such other documents and instruments, as shall be reasonably requested to
carry out the provisions, intent and purpose of this Agreement.
8) Integration: This Agreement represents the entire Agreement of the parties with respect to the subject
matter described in this Agreement, and no representation, warranties, inducements or oral agreements
have been made by any of the parties except as expressly set forth herein, or in other contemporaneous
written agreements.
9) Amendment: This Agreement may not be changi,d, modified or rescinded except in writing and signed
by the parties hereto. Any attempt at oral modification of this Agreement shall be void and of no
effect. The Air District contact person and Project:Sponsor contact person identified pursuant to
paragraph IV.5 above may jointly authorize; in writing, any schedule revisions,budget line item
revisions, or changes to the Project scope of work that do not diminish the emission reductions
associated with the Project. Any other amendments to this Agreement must be executed in writing by
the signators to this Agreement. Any change in Project scope must be approved by the Air District
prior to implementation of the change by the Project Sponsor.
TFCA Regional Fund Project 99R21 Page 3
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BAAQMD FY99 TFCA Fund ng Agreement
10) Independent Contractor: Project Sponsor renders its service under this Agreement as an independent
contractor. None of the Project Sponsor's agents, subcontractors or employees shall be construed as
agents or employees of the Air District. This paragraph does not apply to elected officials serving
concurrently on the governing boards of both the Project Sponsor and Air District.
11) Assignment: This Agreement may not be assigned,transferred, hypothecated, subcontracted or
pledged by any party without the express written consent of the other party.
12) Severability: Should any part of this Agreement be declared unconstitutional, invalid, or beyond the
authority of either party to enter into or carry out, such decision shall not affect the validity of the
remainder of this Agreement which shall continue in full force and effect; provided that,the remainder
of this Agreement can, absent.the invalid portion.(s), reasonably be interpreted to give effect to the
intentions of the parties.
13) Effective Date: The effective date of this Agreement is the date of signature by the Air Pollution
Control Officer as listed on page 5.
14) Schedule for Eligible Costs: Only Project costs incurred after the"Air District Approval Date" listed
on Attachment A, and before completion of Project and fulfillment of monitoring requirements or
termination, whichever occurs first, are eligible to receive TFCA funds.
15) Cost Reduction: The Air District may reduce its contribution to the Project in the event that the "Total
Project Cost" is less than the amount listed on Attachment A. Any reduction in TFCA funding shall be
proportional to the percentage of TFCA funds provided toward the total project cost as noted on
Attachment A.
1.6) Penalty: The Air District may decrease the total TFCA Regional Funds awarded for the Project by up
to ten percent(10%) for failure of the Project Sponsor to comply with paragraphs.I1.9,1I.10, and 11.11
above.
17) Project Cost: Project cost overruns are the sole responsibility of the Project Sponsor. The Air
District's finding obligation is limited to the"Total TFCA Regional Funds Awarded" as listed on
Attachment A. Acceptance of this funding agreement obligates the Project Sponsor to deliver the
Project according to the terms and conditions of this Agreement.
18) Force Majeure: Neither the Air District nor Project Sponsor shall be liable or deemed to be in default
for any delay or failure in performance under this Funding Agreement or interruption of services,
directly or indirectly, from the acts of God, civil or military authority, acts of public enemy, war,
strikes, labor disputes, shortages of suitable parts, materials, labor or transportation, or any similar
cause beyond the reasonable.control of the Air District or Project Sponsor.
19) Governing Law: This Funding Agreement shall be construed and interpreted and the legal relations
created thereby shall be determined in accordance with the laws of the State of California.
TFCA Regional Fund Project 99R21 Page 4
1
BAAQMD FY99 TFCA FundinAgreement
SIGNATURES:
l
by: by: _ Date:
Bert iskovich Ellen Garvey
Director of Pub 'c Works Air Pollution Con o Officer
City of Cupertino Bay Area Air Quality Management District
Approved as to legal form aad- /
by: by: --
Legal Counsel Robert N. Kwong
City of Cupertino District Counsel
Bay Area Air Quality Management District
TFCA,Regional Fund Project 99R21 Page 5
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BAAQMD FY99 TFCA Funding greement o
ATTACHMENT A
PROJECT SPECIFIC INFORMATION
[Note: The section numbers shown in parenthesis below refer to Sections in the Funding Agreement.]
1. Project Sponsor: City of Cupertino
2. Project Number: 99821
3. Total TFCA Regional Funds Awarded (Section IIL2): $100,000
Air District will fund 44% of the total project cost„to a maximum of$100,000 in TFCA funds.
4. Total Project Cost(Section IV.15): $225,000
5. Matching Funds (Section IL13): $125,000 (FY 99/00 TDA Article 3 funds)
6. Total Line Item Project Budget:
Line Item Amount
Preliminary engineering $44,000
Mobilization $ 5,000
Traffic control $15,000
Traffic signs $10,000
Striping $46,000
Pavement markings $20,000
Loop detectors '330,000
Landscaping $20,000
Project administration $ 5,000
Contingencies $30,000
Total $225,000
7. Invoice and Payment Schedule (Section II.2):
The Project Sponsor will submit invoices for reimbursement as project costs are incurred, but not more
than once per calendar quarter. (In lieu of periodic invoices, the project sponsor may submit a single
invoice upon completion of the project.) Invoices shall specify the time period for the invoice, itemize
staff charges to the Project, if any, indicating the number of hours worked on the project; and provide
documentation of any payments to vendors, consultants, or contractors with an explanation of the goods or
services provided for the Project. The final invoice is to be submitted with the final report as listed on
Attachment C.
8. Notices (Section IVA): Any written notice required is to be addressed to:
Proiect Sponsor: Air District:
Bert Viskovich Ellen Garvey
Director of Public Works Air Pollution Control Officer
City of Cupertino Bay Area Air Quality Management District
10300 Torre Ave 939 Ellis Street
Cupertino, CA 95014 San Francisco, CA 94109
J
TFCA Regional Fund Project 991321 Page 6
BAAQMD FY99 TFCA Funding Agreement e
9. Contacts (Section IV.S): Contact persons for day-to-day activities of the,Project are:
Proiect Contact: Air District:
Raymond Chong David Burch
Traffic Engineer Sr.Environmental Planner
City of Cupertino Bay Area Air Quality Management District
10300 Torre Ave. 939 Ellis Street
Cupertino, CA 95014 San Francisco, CA 94109
(408) 777-3240 (415) 749-4641
10. Air District Approval Date(Section IV.14): October 6,.1999
11. Special Conditions(Section II.16): The bicycle lanes shall have a minimum width of 5 feet throughout
the length of the corridor. Project sponsor shall submit project plans and specifications for approval by the
Air District prior to entering into a construction contract.
TFCA Regional Fund Project 99821 Page 7
BAAQMD FY99 TFCA Funding Agreement
ATTACHMENT B
PROJECT DESCRIPTION
The TFCA funding application dated June 28, 1999 is incorporated herein by this reference.
Project Title: Class 2 Bicycle Lanes—Wolfe Road
Project Description: The City of Cupertino will install bicycle lanes with a minimum width of 5 ft. on a 1.1
mile stretch of Wolfe Road from Stevens Creek Blvd. north to the Sunnyvale boundary at Homestead Road.
The project will provide striped bicycle lanes, pavement markings and bicycle loop detectors. The Wolfe Road
bicycle lanes will connect with bicycle lanes that are planned for Miller Avenue in the southern end of the
corridor.
Project Schedule:
Project Start Date: October 6, 1999
Execute construction contract: by December 2000
Project Completion Date: July 1, ?001
Project Goal: The goal of the project is to reduce motor vehicle travel and vehicle emissions by
Providing improved bicycle facilities, and to implement the City of Cupertino Bicycle Plan.
TFCA Regional Fund Project 99R21 Page 8
BAAQMD FY99 TFCA Funding Agreement e
ATTACHMENT C
MONITORING OF PROJECT PERFORMANCE
Quarterly Reports:
Due Dates: April 15,2000; July 15,2000; October 15,2000; January 15,2001; April 15,2001 and
thereafter until completion of the project
Quarterly reports shall summarize progress in project implementation, describe any special problems
encountered, and note any potential need for changes in the project schedule.
Project Monitoring Requirements and Final Report:
Due Date: November 1,2001
The Final Report shall provide the following:
1. A description of the project specifications(e.g. lengi:h and width of the bike lanes, type of material used for
bike lane striping, etc.)and documentation to demonstrate that the project'conforms to standards in Chapter
1000 of the California Highway.Design Manual.
2. Photographs of the completed bike lanes, including photos at key intersections; and photos of signs and
pavement legends installed as part of the project
3. A pre-project count of bicyclists on all project segments on a weekday-in the May through September
period, prior to construction of the bicycle lanes. The count is to be performed for the AM peak period (7-9
a.m.)and the PM peak period (4-6 p.m.). The project sponsor may perform the count all day in lieu of the
peak periods.
4. A post-project count of bicyclists using the lanes on.a weekday in the same month as when the pre-project
counts were conducted. The post- project counts are to be performed for the same time period(s) and in the
same locations as the pre-project counts.
5. Copies of any promotional materials, press releases,:newsletter articles, or other media coverage regarding
the project.
TFCA Regional Fund Project 99R21 Page 9
0
FUNDING AGREEMENT
BETWEEN
THE BAY AREA AIR QUALITY MANAGEMENT DISTRICT
AND
CITY OF CUPERTINO
PROJECT NUMBER
99R22
This Agreement is made and entered into between the City of Cupertino, hereinafter referred to as"Project
Sponsor," and the Bay Area Air Quality Management District, hereinafter referred to as the "Air District."
Attachment A,Project Specific Information; Attachment B, Project Description; and Attachment C,
Monitoring of Project Performance are hereby incorporated into this Agreement by this reference.
SECTION I
RECITALS:
1) Air District is authorized under California Health and Safety Code Section 44223 to levy a fee on
motor vehicles registered within its jurisdiction. 'Funds generated by the fee are to be used to
implement projects and programs to reduce air pollution from motor vehicles.
2) Air District administers these funds as the Transportation Fund for Clean Air(TFCA).
3) California Health and Safety Code Section 44241 limits expenditure to specified eligible transportation
control measures included in the clean air plan adopted pursuant to California Health and Safety Code
Sections 40233, 40717, and 40919 and limits the allocation of the funds to public agencies within the
Air District's jurisdiction.
4) Air District and Project Sponsor, pursuant to California Health and Safety Code Section 44241, hereby
enter into this Funding Agreement(Agreement)to implement a transportation measure (Project)to
improve air quality in the San Francisco Bay Area Air Basin.
5) The Project, as used in this Agreement, is described on Attachment B.
SECTION II
PROJECT SPONSOR AGREES:
1) To implement the Project in accordance with the description and implementation schedule contained on
Attachment B.
2) To submit'detailed invoices to the Air District for reimbursement of costs and expenses incurred to
complete the Project consistent with the budget and schedule contained on Attachment A. Invoices
shall specify the time period for the invoice, ite►rtize staff charges to the Project, if any, indicating the
number of hours worked on the Project; and itemize any payments to vendors, consultants, or
contractors with an explanation of the goods or services provided for the Project.
3) To'keep necessary records of Project activities, expenses and charges to document and support invoices
submitted to the Air District.
4) To allow and facilitate Air District audit of Project performance and all expenditures relating to the
Project funded through this Agreement.
TFCA Regional Fund Project 99R22 Page 1
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BAAQMD FY99 TFCA Funding Agreement e
5) To record on a time sheet-those hourly labor costs incurred in the implementation of the Project which
are paid with TFCA finds received under this Agreement, or to establish an alternative method
approved by the Air District to document staff costs charged to the Project.
6) To use no more than five percent of the TFCA funds received under this Agreement for costs
incurred in the administration of the Project consistent with the line item Project budget specified in
Attachment A.
7) To keep necessary records of Project performance as specified on Attachment C.-
8) To submit to the Air District all reports specified on Attachment C.
9) To use the Air District's approved logo for the Transportation Fund for Clean Air on any vehicles
leased or purchased with TFCA funds, or on any other capital property purchased with TFCA finds
that is visible to the public.
10) To use the Air District's approved logo for the Transportation Fund for Clean Air, or to acknowledge
the Air District as a funding source, on any printed.or electronic material for public distribution
associated with the'Project. Included as printed material are Project related schedules, brochures,
handbooks, or promotional material. Included as electronic material are Project related Web Sites,
electric signs, or e-mail broadcasts.
11) To acknowledge the Air District as a funding source;for the Project in any related media events,
articles, news releases or other publicity materials.
12) To assure that all funds received under this Agreement are expended only in accordance with all
applicable provisions of law.
13) To expend those"Matching Funds," if any, as listed on Attachment A, toward completion of the
Project as described on Attachment B. In the event funding from other sources for the total cost of the
Project as set forth in Attachment A is not received, in whole, by the Project Sponsor,the Air District
reserves the right to renegotiate the terms and conditions of this Agreement.
14) To return to the Air District any funds realized from the sale of any motor vehicle(s) purchased with
TFCA funds if such sale occurs within the industry standards for the useful life from the date of
purchase of the motor vehicle(s). The amount of the funds returned to the Air District shall be
proportional to the percentage of TFCA funds originally used to purchase the motor vehicle(s).
15) To place in the public domain any software, written document, intellectual property, process,
technique, or product developed with TFCA funds as part of the Project.
16) To comply with those"Special Conditions," if any, listed on Attachment A.
SECTION III
AIR DISTRICT AGREES:
1) To pay within 30 calendar days of receipt, invoices for reimbursement of legitimate Project expenses
submitted by the Project Sponsor, excepting that the Air District will retain fifteen percent(15%)of the
"Total TFCA Regional Funds Awarded" as listed on Attachment A until the Air District's acceptance
of the final report as specified on Attachment C.
2) To provide TFCA funds not to exceed the "Total TFCA Regional Funds Awarded" amount for this
Project as listed on Attachment A.
3) To provide timely notice prior to conducting an audit.
4) To provide a copy of any fiscal audits of the Project as specified in California Health and Safety Code
Section 44242.
TFCA Regional Fund Project 99R22 Page 2
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BAAQMD FY99 TFCA Funding Agreement o `�
SECTIaN IV
IT IS MUTUALLY AGREED:
1) Term: This Agreement will remain in effect for three(3)years after the completion of the Project
unless terminated as provided below.
2) Termination: Either party may terminate this Agreement at any time by giving written notice of
termination to the other party which shall specify the effective date thereof. Notice of termination
under this paragraph shall be given at least ninety(90)days before the effective date of such
termination. Upon receiving notice of termination, Project Sponsor shall immediately cease further
expenditure of TFCA funds received under this Agreement. The Air District will reimburse Project
Sponsor for qualifying expenditures on the Project made prior to the receipt of the notice of
termination.
3) Indemnity: Project Sponsor shall indemnify and hold harmless the Air District its officers, employees,
agents, representatives, and successors-in-interest against any and all claims, suits or actions resulting
from the performance by Project Sponsor of its duties under this Agreement. Air District shall
indemnify and hold harmless Project Sponsor its officers, employees, agents, and successors-in-interest
against any and all claims, suits or actions resulting from the performance by Air District of its duties
under this Agreement.
4) Notices: Any notice which may be required under this Agreement shall be in writing, shall be effective
when received, and shall be given by personal delivery service or first class mail, to the addressees set
forth on Attachment A, or to such addressees which may be specified in writing to the parties hereto.
5) Contacts: Project Sponsor and Air District persons to act as contacts and liaison with the Air District
and the Project Sponsor with regards to the day-to-day activities of the Project are specified on
Attachment A. All reports and correspondence are to be addressed to the"Contacts" listed on
Attachment A.
6) Project Number: All correspondence shall reference;the "Project Number" listed on
Attachment A.
7) Additional Acts and Documents: Each party agrees to do all such things and take all such actions, and
to make, execute and deliver such other documents and instruments, as shall be reasonably requested to
carry out the provisions, intent and purpose of this Agreement.
8) Integration: This Agreement represents the entire Agreement of the parties with respect to the subject
matter described in this Agreement, and no representation, warranties, inducements or oral agreements
have been made by any of the parties except as expressly set forth herein, or in other contemporaneous
written agreements.
9) Amendment: This Agreement may not be changed, modified or rescinded except in writing and signed
by the parties hereto. Any attempt at oral modification of this Agreement shall be void and of no
effect. The Air District contact person and Project Sponsor contact person identified pursuant to
paragraph IV.5 above may jointly authorize, in writing, any schedule revisions, budget line item
revisions, or changes to the Project scope of work that do not diminish the emission reductions
associated with the Project. Any other amendments to this Agreement must be executed in writing by
the signators to this Agreement. Any change in Project.scope must be approved by the Air District
prior to implementation of the change by the Project Sponsor.
TFCA Regional Fund Project 99R22 Page 3
BAAQMD FY99 TFCA Fundi g Agreement e
10) Independent Contractor: Project Sponsor renders.its service under this Agreement as an independent
contractor. None of the Project Sponsor's agents, subcontractors or employees shall be construed as
agents or employees of the Air District. This paragraph does not apply to elected officials serving
concurrently on the governing boards of both the Project Sponsor and Air District.
1 l) Assignment: This Agreement may not be assigned,transferred, hypothecated, subcontracted or
pledged by any party without the express written consent of the other party.
12) Severability: Should any part of this Agreement be declared unconstitutional, invalid, or beyond the
authority of either party to enter into or carry out, such decision shall not affect the validity of the
remainder of this Agreement which shall continue in full force and effect; provided that,the remainder
of this Agreement can, absent the invalid portion(s), reasonably be interpreted to give effect to the
intentions of the parties.
13) Effective Date: The effective date of this Agreement is the date of signature by the Air Pollution
Control Officer as listed on page 5.
14) Schedule for Eligible Costs: Only Project costs incurred after the "Air District Approval Date" listed
on Attachment A, and before completion of Project and fulfillment of monitoring requirements or
termination, whichever occurs first, are eligible to receive TFCA funds.
15) Cost Reduction: The Air District may reduce its contribution to the Project in the event that the"Total
Project.Cost" is less than the amount listed on Attachment A. Any reduction in TFCA funding shall be
proportional to the percentage of TFCA funds provided toward the total project cost as noted on
Attachment A.
16) Penalty: The Air District may decrease the total TFCA Regional Funds awarded for the Project by up
to ten percent(10%) for failure of the Project Sponsor to comply with paragraphs IL9, 11.10, and 11.11
above.
17) Project Cost: Project cost overruns are the sole responsibility of the Project Sponsor. The Air
District's funding obligation is limited to the"Total TFCA Regional Funds Awarded"as listed on
Attachment A. Acceptance of this funding agreernent obligates the Project Sponsor to deliver the
Project according to the terms and conditions of this Agreement.
18) Force Majeure: Neither the Air District nor Project Sponsor shall be liable or deemed to be in default
for any delay or failure in performance under this Trending Agreement or interruption of services,
directly or indirectly, from the acts of God, civil or military authority, acts of public enemy, war,
strikes, labor disputes, shortages of suitable parts,:materials, labor or transportation, or any similar
cause beyond the reasonable control of the Air District or Project Sponsor.
19) Governing Law: This Funding Agreement shall be construed and interpreted and the legal relations
created"thereby shall be determined in accordance with the laws of the State of California.
TFCA Regional Fund Project 99R22 Page 4
BAAQMD FY99 TFCA Funding Agreement
SIGNATURES:
by- by: Date:
Be U•iskovich Elden Garvey
Di ec or of Publ c Works Air Pollution Cont Officer
Ci f Cupertin Bay Area Air Quality Management District
Approved as to legal form apd- �
by: IT �//�� by:
Legal Counsel Robert *Kwon g
City of Cupertino District Counsel
Bay Area Air Quality Management District
TFCA Regional Fund Project 99R22 Page 5
BAAQMD FY99 TFCA Fundin g Agreement e
ATTACHMENT A
PROJECT SPECIFIC INFORMATION
[Note: The section numbers shown in parenthesis below:refer to Sections in the Funding Agreement.]
1. Project Sponsor: City of Cupertino
2. Project Number: 99R22
3. Total TFCA Regional Funds Awarded (Section I111-.2): $140,000
Air District will fund 80% of the total project cost, to a maximum of$14.0,000 in TFCA funds.
4. Total Project Cost(Section IV.15): $175,000
5. Matching Funds (Section II.13): $35,000 (City General Funds)
6. Total Line Item Project Budget:
Line Item Amount
Preliminary engineering $33,000
Mobilization $ 3,000
Traffic control $ 6,000
Traffic signs $ 3,000
Striping $ 8,000
Pavement markings :S 3,000
Bike loop detectors `.S:12,000
Bridge widening `.580,000
Project administration `.i 7,000
Contingencies S>20;000
Total S1.75,000
7. Invoice and Payment Schedule(Section II.2):
The Project Sponsor will submit invoices for reimbursement as project.costs are incurred, but not more
than once per calendar quarter. (In lieu of periodic invoices, the project sponsor may submit a single
invoice upon completion of the project.) Invoices shall specify the time period for the invoice, itemize
staff charges to the Project, if any, indicating the number of hours worked on the project; and provide
documentation of any payments to vendors, consultants, or contractors with an explanation of the goods or
services provided for the Project. The final invoice is to be submitted with the final report as listed on
Attachment C'.
8. Notices(Section IVA): Any written notice required is to be addressed to:
Project Sponsor: Air District:
Bert Viskovich Ellen Garvey
Director of Public Works Air Pollution Control Officer
City of Cupertino Bay Area Air Quality Management District
10300 Torre Ave 939 Ellis Street
Cupertino, CA 95014 San Francisco, CA 94109
TFCA Regional Fund Project 99R22 Page 6
BAAQMD FY99 TFCA Funding Agreement
9. Contacts (Section IV.5): Contact persons for day-to-day activities of the Project are:
Project Contact: Air District:
Raymond Chong David Burch
Traffic Engineer Sr. Environmental Planner
City of Cupertino Bay Area Air Quality Management District
10300 Torre Ave. 939 Ellis Street
Cupertino, CA 95014 San Francisco, CA 94109
(408) 777 73240 (415) 749-4641
10. Air District Approval Date (Section IV.14): October 6, 1999
11. Special Conditions (Section.11.16): Project design shall conform to all applicable standards in
Chapter 1000 of the California Highway Design Manual. Project sponsor shall submit project plans and
specifications for approval by the Air District prior to entering into a construction contract.
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BAAQMD FY99 TFCA Funding Agreement
ATTACHMENT B
PROJECT DESCRIPTION
The TFCA funding application dated June 28, 1999 is incorporated herein by this reference.
Project.Title: Class 2 Bicycle Lanes—Bollinger Road
Project Description: This project will install new bicyclle lanes on a 1.1 mile stretch of Bollinger Road from
De Anza Blvd. east to Miller Avenue. It will also provide, improvements, including better signage and
pavement markings, for existing bicycle lanes on Bollinger from Miller east to Lawrence Expressway. The
Bollinger bicycle lanes will continue eastward on Moorpark Avenue in San Jose, and will also link to existing
bike lanes on De Anza Blvd to the west. The major capital expense in the project is the widening of the bridge
over Calabazas Creek to provide sufficient width to accommodate the bicycle lanes.
Project Schedule:
Project Start Date: October 6, 1999
Execute construction contract: by December 2000
Project Completion Date: July 1, 2001
Project Goal: The.goal of the project is to reduce motor vehicle travel and vehicle emissions by
providing improved bicycle facilities, and to implement the City of Cupertino Bicycle Plan.
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BAAQMD FY99 TFCA Funding Agreement
ATTACHMENT C
MONITORING OF PROJECT PERFORMANCE
Quarterly Reports:
Due Dates:'April 15,2000; July 15,2000;October 15,2000; January 15,2001; April 15,2001 and
thereafter until completion of the project
Quarterly reports shall summarize progress in project implementation, describe any special problems
encountered, and note any potential need for changes in fl'ie project schedule.
Project Monitoring Requirements and Final Report:
Due Date: November 1,2001
The Final Report shall provide the following:
1. A description of the project specifications(e.g. length.and width of the bike lanes, type of material used for
bike lane striping, etc.) and documentation to demonstrate that the project conforms to standards in Chapter
1000 of the California Highway Design Manual.
2. Photographs of the completed bike lanes, including photos at key intersections; and photos of signs and
pavement legends installed as part of the project
3. A pre-project count of bicyclists on all project segments on a weekday in the May through September
period, prior to construction of the bicycle lanes. The count is to be performed for the AM peak period (7-9
a.m.)and the PM peak period (4-6 p.m.). The project sponsor may perform the count all day in lieu of the
peak periods.
4. A post-project count of bicyclists using the lanes on a weekday in the same month as.when the pre-project
counts were conducted. The post- project counts are to be performed for the same time period(s)and in the
same locations as the pre-project counts.
5. Copies of any promotional materials, press releases, newsletter articles, or other media coverage regarding
the project.
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FUNDING AGREEMENT
BETWEEN
THE BAY AREA AIR QUALITY.MANAGEMENT DISTRICT
AND
CITY OF CU:PERTINO
PROJECT NUMBER
991123
This Agreement is made and entered into between the City of Cupertino, hereinafter referred to as"Project
Sponsor,"and the Bay Area Air Quality Management District, hereinafter referred to as the "Air District."
Attachment A, Project Specific Information; Attachment B,Project Description; and Attachment C,
Monitoring of Project Performance are hereby incorporated into this Agreement by this reference.
SECTION I
RECITALS:
1) Air District is authorized under California Health and Safety Code Section 44223 to levy a fee on
motor vehicles registered within its jurisdiction. Funds generated by the fee are to be used to
implement projects and programs to reduce air pollution from motor vehicles.
2) Air District administers these funds as the Transportation Fund for Clean Air(TFCA).
3) California.Health and Safety Code Section 44241 limits expenditure to specified eligible transportation
control measures included in the clean air plan adopted pursuant to California Health and Safety Code
Sections 40233, 40717, and 40919 and limits the allocation of the funds to public agencies within the
Air District's jurisdiction.
4) Air District and Project Sponsor, pursuant to California Health and Safety Code Section 44241, hereby
enter into this Funding Agreement(Agreement)to implement a transportation measure (Project)to
improve air quality in the San Francisco Bay Area Air Basin.
5) The Project, as used in this Agreement, is described on Attachment B.
SECTION II
PROJECT SPONSOR AGREES:
1) To implement the Project in accordance with the description and implementation schedule contained on
Attachment B.
2) To submit detailed invoices to the Air District for ri,imbursement of costs and expenses incurred to
complete the Project consistent with the budget and schedule contained on Attachment A. Invoices
shall specify the time period for the invoice, itemize staff charges to the Project, if airy, indicating the
number of hours worked on the Project; and itemize any payments to vendors, consultants, or
contractors with an explanation of the goods or services provided for the Project.
3) To keep necessary records of Project activities, expenses.and charges to document and support invoices
submitted to the Air District.
4) To allow and facilitate Air District audit of Project 7 erformance and all expenditures relating to the
Project funded through this Agreement.
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BAAQMD FY99 TFCA Funding Agreement e � '
5) To record on a time sheet those hourly labor costs incurred in the implementation of the Project which
are paid with TFCA funds received under this Agreement, or to establish an,alternative method
approved by the Air District to document staff costs charged to the Project.
6) To use no more than five percent of the TFCA funds received under this Agreement for costs
incurred in the administration of the Project consistent with the line item Project budget specified in
Attachment A.
7) To keep necessary records of Project performance as specified on Attachment C.
8) To submit to the Air District all reports specified on Attachment C.
9) To use the Air District's approved logo for the Transportation Fund for Clean Air on any vehicles
leased or purchased with TFCA funds, or on any other capital property purchased with TFCA funds
that is visible to the public.
10) To use the Air District's approved logo for the Transportation.Fund for Clean Air, or to acknowledge
the Air District as a funding source, on any printed or electronic material for public distribution
associated with the,Project. Included as printed material are Project related schedules, brochures,
handbooks, or promotional material. Included as electronic material are Project related Web Sites,
electric signs, or e-mail broadcasts.
11) To acknowledge the Air District as a funding source for the Project in any related media events,
articles, news releases or other publicity materials.
12) To assure that all funds received under this Agreement are expended only in accordance with all
applicable provisions of law.
13). To expend those"Matching Funds," if any, as listed on Attachment A,,toward completion of the
Project as described on Attachment B. In the event funding from other sources for the total cost of the
Project as set forth in Attachment A is not received, in whole, by the Project Sponsor, the Air District
reserves the right to renegotiate the terms and conditions of this Agreement.
14) To return to the Air District any funds realized fronn the sale of any motor vehicle(s)purchased with
TFCA funds if such sale occurs within the industry standards for the useful life from the date of
purchase of the motor vehicle(s). The amount of the funds returned to the Air District shall be,
proportional to the percentage of TFCA funds originally used to purchase the motor vehicle(s).
15) To place in the public domain any software, written document, intellectual property, process,
technique, or product developed with TFCA funds as part of the Project.
16) To comply with those"Special Conditions," if any, Fisted on Attachment A.
SECTION III
AIR DISTRICT AGREES:
1) To pay within 30 calendar days of receipt, invoices for reimbursement of legitimate Project expenses
submitted by the Project Sponsor, excepting that the Air District will retain fifteen percent(15%)of the
"Total TFCA Regional Funds Awarded" as listed on Attachment A until the Air District's acceptance
of the final report as specified on Attachment C.
2) To provide TFCA funds not to exceed the"Total TIFCA Regional Funds Awarded"amount for this
Project as listed on Attachment A.
3) To provide timely notice prior to conducting an audit.
4) To provide a copy of any'fiscal audits of the Project as specified in California Health and Safety Code
Section 44242.
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BAAQMD FY99 TFCA Funding Agreement e
SECTION IV
IT IS MUTUALLY AGREED:
I) Term: This Agreement will remain in effect for three(3)years after the completion of the Project
unless terminated as provided below.
2) Termination: Either party may terminate this Agreement at anytime by giving written notice of
termination to the other party which shall specify the effective date thereof. Notice of termination
under this paragraph shall be given at least ninety(90) days before the effective date of such
termination: Upon receiving notice of termination„_Project Sponsor shall immediately cease further
expenditure of TFCA funds received under this Agreement. The Air District will reimburse Project
Sponsor for qualifying expenditures on the Project made prior to the receipt of the notice of
termination.
3) Indemnity: Project Sponsor shall indemnify and hold harmless the Air District its officers, employees,
agents, representatives, and successors-in-interest against any and all claims, suits or actions resulting
from the performance by Project Sponsor of its duties under this Agreement. Air District shall
indemnify and hold harmless Project Sponsor its officers., employees, agents, and successors-in-interest
against any and all claims, suits or actions resulting from the performance by Air District of its duties
under this Agreement.
4) Notices: Any notice which may be required under this Agreement,shall be in writing, shall be effective
when received, and shall be given by personal delivery service or first class mail,to the addressees set
forth on Attachment A, or to such addressees which may be specified in writing to the parties hereto.
5) Contacts: Project Sponsor and Air District persons to act as contacts and liaison with the Air District
and the Project Sponsor with regards to the day-to-day activities of the Project are specified on
Attachment A. All reports and correspondence are to be addressed to the"Contacts" listed on
Attachment.A.
6) Project Number: All correspondence shall reference the "Project Number" listed on
Attachment A.
7) Additional Acts and Documents: Each party agrees to do all such things and take all such actions, and
to make, execute and deliver such other documents and instruments, as shall be reasonably requested to
carry out the provisions, intent and purpose of this Agreement.
8) Integration: This Agreement represents the entire Agreement of the parties with respect to the subject
matter described in this Agreement, and no representation, warranties, inducements or oral agreements
have been made by any of the parties except as expressly set forth herein, or in other contemporaneous
written agreements.
9) Amendment: This Agreement.may not be changed, modified or rescinded except in writing and signed
by the parties hereto. Any attempt at oral modification of this Agreement shall be void and of no
effect. The Air District contact person and Project Sponsor contact person identified pursuant to
paragraph IV.5 above may jointly authorize, in writing, any schedule revisions, budget line item
revisions, or changes to the Project scope of work that do not diminish the emission reductions
associated with the Project. Any other amendments to this Agreement must be executed in writing by
the signators to this Agreement. Any change in Project scope must be approved by the Air District
prior to implementation of the change by the Project Sponsor.
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BAAQMD FY99 TFCA Funding Agreement
10) Independent Contractor: Project Sponsor renders As service under this Agreement as an independent
contractor. None of the Project Sponsor's agents, subcontractors or employees shall be construed as
agents or employees of the Air District. This paragraph does not apply to elected officials serving
concurrently on the governing boards ofboth the]Project Sponsor and Air District.
11) Assignment: This Agreement may not be assigned], transferred, hypothecated, subcontracted or
pledged by any party without the express written consent of the other party.
12) Severability: Should any part of this Agreement be declared unconstitutional, invalid, or beyond the
authority of either party to enter into or carry out, such decision shall not affect the validity of the
remainder of this Agreement which shall continue in full force and effect; provided that; the remainder
of this Agreement can, absent the invalid portion(s), reasonably be interpreted to give effect to the
intentions of the parties. ,
13) Effective Date: The effective date of this Agreement is the date of signature by the Air Pollution
Control Officer as listed on page 5.
14) Schedule for Eligible Costs: Only Project costs incurred after the"Air District Approval Date" listed
on Attachment A, and before completion of Projecl:and fulfillment of monitoring requirements or
termination, whichever occurs first,are eligible to receive TFCA funds.
1,5) Cost Reduction: The Air District may reduce its contribution to the Project in the event that the "Total
Project Cost" is less than the amount listed on Attachment A. Any reduction in TFCA funding shall be
proportional to the percentage of TFCA funds provided toward the total project cost as noted on
Attachment A.
16) Penalty: The Air District may decrease the total T.FCA Regional Funds awarded for the Project by up
to ten percent(10%)for failure of the Project Sponsor to comply with paragraphs I1.9, I1.1.0, and IL 11
above.
17) Project Cost: Project cost overruns are the sole responsibility of the Project Sponsor. The Air
District's funding obligation is limited to the "Total.TFCA Regional Funds Awarded"as listed on
Attachment A. Acceptance of this funding agreement obligates the Project Sponsor to deliver the
Project according to the terms and conditions of this Agreement.
18) Force Majeure: Neither the Air District nor Project Sponsor shall be liable or deemed to be in default
for any delay or failure in performance under this Funding Agreement or interruption of services,
directly or indirectly, from the acts of God, civil or:military authority, acts of public enemy, war,
strikes, labor disputes, shortages of suitable parts, rriaterials, labor or transportation, or any similar
cause beyond the reasonable control of the Air District or Project Sponsor.
19) Governing Law: This Funding Agreement shall be construed and interpreted and the legal relations
created thereby shall be determined in accordance with the laws of the State of California.
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BAAQMD FY99 TFCA Fundi g Agreement
SIGNATURES:
7
by: by: Date:
Bert isckovich Eller, Garvey
Direc or of Publi Works Air Pollution C t 1 Officer
City of Cupertino Bay Area Air Quality Management.District
tte
Approved as to legal form a -eei �
Legal Counsel Robert N.Kwong
City of Cupertino. District Counsel
Bay Area Air Quality Management District
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BAAQMD FY99 TFCA Funding Agreement e
ATTACHMENT A
PROJECT SPECIFIC INFORMATION
[Note: The section numbers shown in parenthesis below refer to Sections in the Funding Agreement.]
1. Project Sponsor: City of Cupertino
2. Project Number: 99R23
3. Total TFCA Regional Funds Awarded (Section 1]:1.2): $120,000
Air District will provide 40% of total project cost, to a maximum of$120,000 in TFCA funds.
4. Total Project Cost(Section IV.15): $300,000
5. Matching Funds (Section H.13): $180,000
Source Amount
TFCA Program Manager Funds $120,000
City of Cupertino General`Fund $60,000
6. Total Line Item Project Budget:
Line Item Amount
Traffic Responsive System $195,000
Traffic Signal Retiming $93,000
Administration $12,000
Total $300,000
7. Invoice and Payment Schedule(Section II.2):
The Project Sponsor will submit quarterly invoices for reimbursement within fifteen (15)calendar days
after the close of a calendar quarter. Invoices shall specify the time period for the invoice, itemize staff
charges to the Project, if any, indicating the number of hours worked on the project; and itemize,any
payments to vendors, consultants, or contractors with an explanation of the goods or services provided for
the Project. Invoices are due: January 15, 2000, April 15, 2000, July 15, 2000, October 15, 2000 and
quarterly thereafter until the Post-Construction Report is submitted. The final invoice is to be submitted
with the Final Report as listed on Attachment C.
8. Notices (Section IVA): Any written notice required is to be addressed to
Project Sponsor: Air District:
Bert Viskovich Ellen Garvey
Director of Public Works Air Pollution Control Officer
City of Cupertino Bay Area Air Quality Management District
10300 Torre Avenue 939 Ellis Street
Cupertino, CA 95014 San Francisco, CA 94109
9. Contacts(Section IV.5): Contact persons for day-to-day activities of the Project are:
Project Contact: Air District:
Raymond Chong Joseph Steinberger
Traffic Engineer Environmental Planner
City of Cupertino Bay Area Air Quality Management District
10300 Torre Avenue 939 Ellis Street
Cupertino, CA 95014 San Francisco, CA 94109
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BAAQMD FY99 TFCA Fundi g greement e w
10. Air District Approval Date(Section IV.14): October 6, 1999
11. Special Conditions (Section 11.16): The City will monitor and, if necessary, retime the lights on De
Anza Boulevard between Stevens Creek Boulevard and Homestead Road, Stevens Creek Boulevard
:between Bubb Road and De Anza Boulevard, and Wolfe Road between Stevens Creek Boulevard and
Homestead Road,two years after completion of construction. The City committed to this special
condition in the application by requesting that the project be evaluated using four years of effectiveness
instead of the two year default. The monitoring and retiming requirements are set forth in Attachment C,
Final Report.
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BAAQMD FY99 TFCA Funding Agreement e �/
ATTACHMENT B
PROJECT DESCRIPTION
The TFCA funding application dated June 28, 1999, is incorporated herein by this reference.
Project Title: Arterial Management—Retime 34 Traffic Signals—DeAnza and Stevens Creek Blvds., Wolfe
Rd.
Project Description: The City of Cupertino will instal I a traffic responsive system and retime 34 traffic
signals along De Anza Boulevard between Stevens Creek Boulevard and Homestead Road, Stevens Creek
Boulevard between Bubb Road and De Anza Boulevard, and Wolfe Road between Stevens Creek Boulevard
and Homestead Road.
Project Schedule:
Project Start Date: December 1, 1999
Project Completion Date: March 1, 2004
Project Milestones:
Environmental Clearance January 1, 2000
Request for Proposal February 1, 2000
Consultant Contract April 1, 2000
Commence Construction May 1,2000
Complete Construction January 1, 2002
Post-Construction Report Submittal March 1, 2002
Two-Year Post Construction Analysis January 1, 2004
Final Report Submittal March 1, 2004
Project Goal: The goal of this project is to reduce air emissions by improving arterial traffic flow and
increasing vehicle speeds.
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BAAQMD FY99 TFCA Fundi g Agreement e
ATTACHMENT C
MONITORING OF PROJECT PERFORMANCE
Quarterly Reports:
Due Dates: January 1.5, 2000, April 15, 2000; July 15, 2000, October 15, 2000 and quarterly thereafter
until the Post-Construction Report is submitted.
Quarterly reports shall provide a brief narrative highlighting major activities and accomplishments during the
quarter, an itemization of expenditures on the project of both TFCA funds and other funding, if any, which
comprise the total cost of the project; a general statement of the overall progress of the project; and a projection
of anticipated activities for the next quarter. The quarterly reports are to explain delays, if any, in the Project's
implementation.
Project Monitoring Requirements and Post-Construction Report:
Due Date: March 1, 2002
The Post-Construction Report shall contain the following:
1. Map indicating location of retimed traffic signals.
2. Posted speed on De Anza Boulevard between Stevens Creek Boulevard and Homestead Road, Stevens
Creek Boulevard between Bubb Road and De Anza Boulevard, and Wolfe Road between Stevens Creek
Boulevard and Homestead Road.
3. Data gathered not more than three months prior to st:a.rt of construction and one month after completion of
construction for De Anza Boulevard between Stevens Creek Boulevard and.Homestead Road, Stevens
Creek Boulevard between Bubb Road and De Anza:Boulevard, and Wolfe Road between Stevens Creek
Boulevard and Homestead Road. The after-project survey date(s)are to be chosen to provide the most
relevant comparison with the before project survey, considering seasonal, special events, and other factors:
a. Concurrent average traffic speeds and volumes for the morning, mid-day and evening peak hours on a
normal/non-holiday Tuesday,Wednesday or Thursday. "Average speed" includes delay(s)at
intersections.
b. Arteriallevel of service(LOS)for peak hour on the same day.
c. Average daily traffic volume for each day of the week, including Saturday and Sunday. Counts shall
be conducted for a minimum of three weeks that do not include a holiday. These data are to help the
District analyze variation in traffic patterns.
Final Report:
Due Date: March 1, 2004
The Final Report shall contain the following:
1. The concurrent average traffic speeds and volumes and LOS (described in 3a and 3b of the Post-
Construction Report Requirements) gathered two years after completion of construction.
2. An analysis comparing arterial traffic speeds two years after project construction with the before and after
project survey. If the analysis indicates that the incremental speed improvements between the post-
construction survey and final report survey have decreased by more than 50%,the signals shall be retimed
on the arterial(s).
3. When the two-year post project analysis requires retiming, collect concurrent average traffic speeds and
volumes and LOS (described in 3a and 3b of the Post-Construction Report Requirements)one month after
the subsequent signal retiming.
4. Average daily traffic volume for each day of the week, including Saturday and Sunday. Counts shall be
conducted for a minimum of three weeks that do not include a holiday.
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