18-154 The Bay Area Air Quality Management District, Transportation Fund for Clean Air Funding Agreement, Project No. 17R24BAAQMD FYE 2017 TFCA Funding Agreement
TRANSPORTATION FUND FOR CLEAN AIR FUNDING AGREEMENT
BETWEEN
THE BAY AREA AIR QUALITY MANAGEMENT DISTRICT
AND
CITY OF CUPERTINO
PROJECT NUMBER: 17R24
This funding agreement ("Agreement") is made and entered into between the City of Cupertino, hereinafter
referred to as "Project Sponsor," and the Bay Area Air Quality Management District, hereinafter referred to as
the "Air District" (and hereinafter referred to jointly as the "Paities ").
SECTION I
RECITALS
1) California Health and Safety Code Sections 44223 and 44225 authorize the Air District to levy a fee on
motor vehicles registered within its jurisdiction and to use those fees to implement mobile source and
transportation control projects that result in surplus emission reductions.
2) The Air District has established a grant fund , entitled the Transpo1tation F und for Clean Air ("TFCA") to
implement such projects. Under the TFCA 's Regional Fund Program, the Air District may issue TFCA
funds to public agencies and, for certain vehicle-based projects, to other entities for projects within the Air
District 's jurisdiction ("TFCA Program").
3) California Health and Safety Code Section 44241 lists the pennissible types of projects, all of which must
conform to the transportation control measures and mobile source measures that are included in the Air
District 's air quality plan(s) adopted pursuant to California Health and Safety Code Sections 40233, 40717 ,
and 40919 and are in effect as of the date of execution of this Agreement.
4) On March 16, 2016, the Air District 's Board of Directors approved funding allocations for the TFCA
Program for Fiscal Year Ending (FYE) 2017 , under California Health and Safety Code Section 44241, and
authorized the Executive Officer/Air Pollution Control Officer (APCO) to execute Grant Agreements for
eligible projects funded by the TFCA Program , with individual grant awards up to $100,000 .
5) On July 20, 2016, the Air District's Board of Directors approved the FYE 2017 TFCA Regional Fund
Program Policies ("Program Policies "), which sets forth requirements for projects that are eligible for
funding through the TFCA Program.
6) On April 25, 2017, the Air District released the Application Guidance for Bicycle Facilities Grant Program
for FYE 2017 ("Program Guidance"), which includes the Program Policies and sets forth additional
requirements for eligible bicycle facility projects.
7) On October 4, 2017, the Air District 's Board of Directors approved an award of TFCA Program fund s to
the Project Sponsor to implement an eligible mobile source or transportation control project to improve air
quality in the San Francisco Bay Area Air Basin ba sed on the Program Guidance and the infonnation
provided in Project Sponsor 's app li cation ("Project").
8) The Project Sponsor affinns that the Project has not commenced , would not have otherwise commenced
without TFCA Program funding , and will result in surplus emission reductions .
9) The Parties desire to enter into this Agreement to implement the Project in accordance with the tern1s and
conditions of this Agreement, including all att a chments thereto.
NOW, THEREFORE, pursuant to .Ca li fornia Health and Safety Code Section 44241, the Parties hereby agree as
follows :
TFCA Project l 7R24 Pa ge 1
BAAQMD FYE 2017 TFCA Funding Agreement
SECTION II
PROJECT SPONSOR OBLIGATIONS
1) The Project Sponsor hereby agrees to implement the Project, which is desc ribed in "Project Infomrntion"
(Attachment A), in accordance with the costs, tenns, and conditions in the "Project Budget and Payment
Process" (Attachment B), and all applicable provisions of federal, state, and local law and regulations.
Failure to implement the Project in accordance with the tenns and conditions set forth in this Agreement
and all attachments thereto s hall be deemed a breach of this Agreement and may result in the Air Di strict 's
enforcement of the Agreement, tennination of the Agreement, a reduction of the Project's TFCA Funds
Awarded that are specified in Attachment B, or other remedies sought by the Air District at its sole
discretion .
2) The Project Sponsor shall pay all Project costs necessary to complete the Project prior to submission of
the Final Invoice to the Air District for reimbursement. Air Di strict's funding obligation under this
Agreement is limited to reimbursement of E ligible Costs, as specified in Attachment B, the amount of
which shall not exceed the TFCA Funds Awarded, also as specified in Attachment B. The Project Sponsor
shall be solely responsible for all costs that exceed the TFCA Funds Awarded.
3) The Project Sponsor is respon s ible for assuring that all funds received under this Agreement and Matching
Funds are expended only in accordance with the requirements of the TFCA Program , this Agreement, and
all applicable provisions of law and regulations .
4) The Project Sponsor shall allow the Air Dishict and its authorized representatives to conduct perfonnance
and fiscal audits of the Project at any time during the Tenn of this Agreement. The Project Sponsor shall
cooperate with such audits and shall make available to the Air District all records relating to Project
perfonnance and expenses incun-ed in the implementation of the Project.
The Project Sponsor shall allow the Air District or its authorized representatives to inspect the Project at
any time during the Project Operational Period. The Project Sponsor shall cooperate with such inspections.
5) The Project Sponsor shall prepare and maintain all necessary Project Records to document Project
activities and perfonnance, including invoicing documentation set forth in Section 5 of Attachment B,
documentation to support the Project reporting requirements. set forth in Attachment C, and insurance
documentation set fo1ih in Attachment D (all of which comprise "Project Records "). Project Records shall
also include documentation that verifies compliance with the requirements set forth in Section 11 .8. The
Project Sponsor shall keep Project Records in one central location for a period of three (3) years after the
later of a) the date of the Air Di s trict's final payment, orb) the end of the Project Operational Period .
6) The Project Sponsor shall submit the reports specified in Attachment C to the Air District by the due d ates
specified in Attachment C. These reports are public documents.
7) The Project Sponsor shall implement and operate the Project for the duration of the Project Operational
Period. The Project Sponsor may not make any changes to the operational status of the Project without
the prior approval of the Air Di strict. Failure to obtain prior approval is a breach of this Agreement.
For purposes of thi s Agreement, a "change to the operational status" occurs whenever any portion of the
Project i s removed from active service other than for routine maintenance, relocated to a different location
than what is specified in this Agreement (Attachment A), rendered inoperable, so ld , or transfened to
another entity, before full completion of the Project Operational Period.
If the Project Sponsor intends to make a change to the Project's to the operational status, the Project
Sponsor mu st seek a modification of this Agreement in advance to allow for a change pursuant to Section
IV.3.
8) The Project Sponsor shall acknowledge, and require any third party that implements any portion of the
Project ("Sub -aw a rdee") to a lso acknowledge, the Air Dist1ict as a Project funding source at all times
throu ghout the Project Operational Period as specifi ed in Attachment A. The Project Sponsor sha ll use,
and require any Sub-awardee to use, the Air District's approved logo for the Project. The required
documentation and mate1ial s are specified in Attachment C .
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BAAQMD FYE 2017 TFCA Funding Agreement
9) Beginning when the Project starts and throughout the Project Operational Period, the Project Sponsor shall
obtain, maintain, and comply, and require any Sub-awardee to also obtain, maintain, and comply, with the
insurance coverage specified in Attachment D , "Insurance Requirements ," and with all insurance
requirements set forth therein, including the provision of documentation of said insurance coverage.
10) To the extent not otherwise prohibited by law, and to the extent required by the California Public Records
Act (Government Code section 6250 et seq.), the Project Sponsor shall place in the public domain any
software, written document, or other product developed with TFCA Program funds as part of the Project
and shall require recipients of any TFCA Program funds, if any, to do the same.
11) The Project Sponsor shall use TFCA Program funds only for the implementation of a project that wi ll
result in surplus motor vehicle emission reductions within the Air District's jurisdiction and be responsible
for demonstrating the emission reductions achieved. Surplus emission reductions are those that exceed the
requirements of applicable regulations or other legal obligations (including contracts) as of the Effective
Date of this Agreement.
12) The Project Sponsor shall comply with all TFCA Program requirements set fo1th in the Air District's
"Board Adopted TFCA Regional Fund Policies and Evaluation Criteria for FYE 2017 ," which are
incorporated therein as Appendix A, and made a part of the "Application Guidance for Bicycle Facilities
Grant Program/or FYE 2017," dated Ap1il 21, 2017, and which are incorporated herein and made a part
hereof by this reference as if fully set forth herein.
SECTION III
AIR DISTRICT OBLIGATIONS
1) The Air District will provide TFCA Program funds for this Project in an amount not to exceed the TFCA
Funds Awarded, in accordance with the fonnula set forth in Attachment B. In the event that the Total
Project Cost is less than the amount listed in Attachment B, the Air District shall recalculate its contribution
to the Project in accordance with the provisions of Section 3 of Attachment B.
2) The Air District will endeavor to pay the undisputed amount of an approved invoice within thirty (30)
calendar days of the date of Air District's approval of such invoice and in accordance with the Invoice and
Payment Schedule set forth in Section 5 of Attachment B.
3) The Air District will provide timely notice to the Project Sponsor prior to conducting any audits of the
Project. Also, the Air District makes reasonable efforts to conduct audits and inspections during nonnal
business hours of the Project Sponsor.
4) The Air District will provide the Project Sponsor a copy of the fiscal audit of the Project as specified in
California Health and Safety Code Section 44242.
5) The Air District will provide the Project Sponsor all applicable Air Distiict-approved reporting and invoice
forms.
6) The Air District will make its logo available to Project Sponsor solely for use to fulfill the Project Sponsor's
obligation under Section 11.8 of this Agreement.
SECTION IV
GENERAL PROVISIONS
I) Effective Date: The effective date of this Agreement is the date the Air District Executive Officer/Air
Pollution Control Officer executes this Agreement ("Effective Date").
2) Tenn: The tern1 of this Agreement shall commence on the Effective Date of this Agreement and end three
(3) years from the later of eithe r 1) the date of the Air District's final payment, or 2) the last day of the
Project Operational Pe1iod, unless this Agreement is tenninated or amended as provided below, or the
Tenn is extended pursuant to Special Conditions, Attachment A.
3) Amendment: This Agreement may not be modified except in writing, signed by both Parties hereto, and
any attempt at oral modification of this Agreement sha ll be void and of no effect. Any change in Project
scope shall require an Amendment under this Agreement.
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BAAQMD FYE 2017 TFCA Funding Agreement
4) Project Liaison: Within thirty (30) calendar days from the Effective Date of this Agreement, the Project
Sponsor shall notify the Air District of the Project Sponsor 's Project Liaison and of the Liaison's address,
telephone number, and email address. The Project Liaison shall be the liaison to the Air District pertaining
to implementation of this Agreement and shall be the day-to-day contact about the Project. All
conespondence shall be addressed to the Project Liaison . The Project Liaison shall notify the Air District
of a chan ge of Project Liaison or of the Liaison's contact information in writing no later than thirty (30)
calendar days from the date of the change.
5) Notices: Any notice that may be required under this Agreement shall be in writing, shall be effective when
received, and shall be given by personal service, by U.S. Postal Service first class mail, or by certified mail
(return receipt requested). Within thirty (30) calendar days of the Effective Date of this Agreement, the
Parties shall infonn the other Party of the addressee for notice. Each Patiy shall promptly infonn the other
of any changes for notice. All correspondence shall reference the Project Number.
6) Project Due Dates: If any Project act or task must be perfonned by a specific deadline or date, which day
falls on a Saturday or holiday (which includes Sunday), that act or task may be perfonned by the next
business day, except where otherwise noted in Special Conditions, Attachment A.
7) Breach and Tem1ination:
A. Voluntary. Either Party may tenninate this Agreement by giving written notice to the other Party. The
notice of termination shall specify the effective date oftennination. The tem1inating party shall provide
notice that is a minimum of forty-five ( 45) calendar days from the mailing date of the notice. However,
if any payments are due to either party, this Agreement may not be tenninated earlier than the date that
all parties have received all payments they are due under this Agreement. In this circumstance, each
party shall notify the other party of having received all payments due and the date of receipt. The
notice of the tennination shall be delivered as provided for in Section IV.5.
If the Project Sponsor tenninates this Agreement, the Project Sponsor shall not be entitled to the full
amount of the TFCA Funds Awarded. The Air District will calculate the amount of funds to which
the Project Sponsor is entitled based on the Air District 's determination of what funds are Eligible
Costs and the fonnula set forth in Attachment B, Section 3. If the Air District has paid the Project
Sponsor more than the amount of funds to which the Project Sponsor is entitled, the Project Sponsor
shall reimburse any funds owed to the Air District prior to the effective date oftennination, which may
include all or a portion of the TFCA funds that Project Sponsor has already received but is not entitled
to retain.
If the Air District tenninates this Agreement pursuant to this provision , any costs incuned on the
Project following the effective date of tennination shall be ineligible for reimbursement of TFCA
fund s, except costs for any work that the Air Dist1ict has specified in the notice oftennination that the
Project Sponsor may continue to perfonn for the specified period of time. The Air District will
reimburse Project Sponsor for all Eligible Costs that were expended prior to the date specified in the
notice of termination ba sed on the fonnula set forth in Attachment B .
The Agreement cannot be tern1inated unless all payments have been fully made.
B . Breach . In the case of Project Spon so r 's breach of this Agreement, the Air Di st rict will deliver a
written notice of breach. The notice will specify the nature of the breach and will direct the Project
Sponsor to cease all work immediately upon receipt of the notice, except as specifically provided for
in the notice. At it s discretion, the Air District may allow the Project Sponsor to cure the breach ; in
that in stance, the notice of breach will specify th e date by which suc h breach mu st be cured ("C ur e
Period "). As one of it s remedies, the Air District may tenninate thi s Agreement. In that event, the
notice of beach will specify the date of tennination, which shall be no les s than thirty (30) calendar
days from the date of mailing of such notice of breach.
The notice of breach will also notify the Project Sponsor that the Project Spon sor ma y not be entitled
to the full amo unt of the TFCA Funds Awarded. The notice will specify the amount of the TFCA
Fund s Awarded; the amount of funds the Air Di str ict has paid to date, if any; and that some or all of
TFCA Project l 7R24 Page4
BAAQMD FYE 2017 TFCA Funding Agreement
the TFCA Funds Awarded may be subject to reimbursement to , or withholding by, the Air District. In
no event shall the Agreement tenninate prior to the Project Sponsor's reimbursem ent of any funds
owed to the Air District.
8) Additional Provisions and Additional Acts and Documents: Each Party agrees to do all such things and
take all such actions, and to make, execute and deliver such other documents that are reasonably required
to carry out the provisions, intent and purpose of this Agreement. All attachments to this Agreement are
expressly incorporated herein by this reference and made a part hereof as though fully set forth.
9) Indemnification: The Project Sponsor shall indemnify and hold the Air District, its officers, employees,
agents, and successors-in-interest hannless from and against any and all liability, loss, expense, including
reasonable attorneys' fees, or claims for injury or damages arising out of the perfonnance of this
Agreement but only in proportion to and to the extent such liability, los s, expense, attorneys' fees , or claims
for injmy or damages are caused by or result from the negligent or intentional acts or omissions of the
Project Sponsor, its officers, agents, or employees. The Project Sponsor shall require any third party who
owns, operates, controls, or implements any portion of the Project to indemnify and hold the Air District ,
it s officers, employees, agents, and successors-in-interest hannless from and against any and all liability,
los s, expense, including reasonable attorneys' fees , or claims for injury or damages arising out of the
perfonnance of this Agreement but only in proportion to and to the extent such liability, loss, expense,
attorneys' fees, or claims for injury or damages are caused by or result from the negligent or intentional
acts or omissions of the third party, its officers, agents, or employees.
10) Independent Contractor: Neither the Project Sponsor nor its officers, employees, agents , or representatives
shall be considered employees or agents of the Air District. This Section does not apply to elected officials
serving concurrently on the governing boards of both the Project Sponsor and the Air District.
11) Assignment: Neither Party shall assign, sell, license, or otherwise transfer any rights or obligations under
this Agreement to a third party without the prior written consent of the other Party. All of the tenns,
provisions and conditions of this Agreement will be binding upon and inure to the benefit of the Parties
and their respective successors, assigns and legal representatives.
12) Waiver: No waiver of a breach, of failure of any condition, or of any right or remedy contained in or
granted by the provisions of this Agreement shall be effective unless it is in writing and signed by the Party
waiving the breach, failure, right or remedy. No waiver of any breach, failure, right or remedy shall be
deemed a waiver of any other breach, nor shall any waiver constitute a continuing waiver unless the writing
so specifies. Further, the failure of a Party to enforce perfonnance by the other Party of any tenn, covenant,
or condition of this Agreement, and the failure of a Party to exercise any rights or remedies hereunder,
shall not be deemed a waiver or relinquishment by that Party to enforce future perfonnance of any such
tenns, covenants, or conditions, or to exercise any future rights or remedies.
13) Severability: If a court of competent jmisdiction holds any provision of this Agreement to be illegal,
unenforceable or invalid in whole or in part for any reason, the validity and enforceability of the remaining
provisions, or portions of them, will not be affected.
14) Force Majeure: Neither the Air District nor the Project Sponsor shall be li able for , or deemed to be in
default for, any delay or failure in perfonnance under this Agreement or inte1ruption of services resulting,
directly or indirectly, from acts of God, enemy or hostile governmental action, civil commotion, stJikes,
lockouts, labor disputes, fire or other casualty, judicial orders, governmental controls, regulations or
restrictions, inability to obtain labor or materials or reasonable substitutes for labor or materials necessary
for perfomrnnce of the Project, or other causes , except financial, that are beyond the reasonable control of
the Air District or the Project Sponsor, for a period of time equal to the period of such force majeure event,
provided that the Party failing to perfonn notifies the other Party within fifteen (15) calendar days of
discovery of the force majeure event, and provided further that that Party takes all reasonable action to
mitigate the damages resulting from the failure to perfonn. Notwithstanding the above, if the cause of the
force majeure event is due to a Party's own action or inaction , then s uch cau se shall not excuse that Party
from perfonnance under this Agreement.
TFCA Project l 7R24 Page 5
BAAQMD FYE 2017 TFCA Funding Agreement
15) Governing Law: Any di spute that arises under or relates to this Agreement shall be governed by California
law , excluding any laws that direct the application of another jurisdiction 's laws . Venue for resolution of
any dispute that arises under or relates to this Agreement, including mediation , shall be San Francisco,
California.
16) Public Entities -Conflict oflnterest: The Project Sponsor waii-ants and represents that its public officials,
including its officers and employees in their official capacity, presently have no interest and agrees that its
public officials, including its officers and employees in their official capacity, will not acquire any interest
which would represent a conflict of interest under California Government Code sections 1090 et seq. and
87100 et seq. during the perfonnance of this Agreement.
17) Integration: This Agreement, including all attachments hereto, represents the final, complete, and exclusive
statement of the agreement between the Air Di strict and the Project Sponsor related to the Paities ' rights
and obligations and subject matter described in this Agreement , and supersedes all prior and other
contemporaneous understandings and agreements of the parties. No Party has been induced to enter into
this Agreement by, nor is any Party relying upon, any representation or wauanty outside those expressly
set fo1ih herein.
18) Survival of Terms: Any tenns of this Agreement that by their nature extend beyond the tenn ( or
termination) of this Agreement shall remain in effect until fulfilled , and shall apply to both Parties'
respective successors and assigns. Such tenns include the requirements set forth in Sections IV.9 and 11.5.
19) Each of the undersigned expressly affirms that he or she is authorized to execute this Agreement on behalf
of the Party whom he or she represents.
TFCA Project l 7R24 Pa ge 6
BAAQMD FYE 2017 TFCA Funding Agreement
IN WITNESS WHEREOF, the Parties hereto have executed this Agreement by their dul y authorized officers .
SIGN A TURES:
by: ~ ,=--.----
Jack P. Broadbent
Executive Officer/APCO
Bay Area Air Quality Management District
Approved as to legal fonn:
by: . ·~ BrianC.Bunger
District Counsel
Bay Area Air Quality Management District
TFCA Project l 7R24
David Brandt
City Manager
City of Cupertino
Date: L/1-tf-lJ
Approved as to legal fonn (optional):
Page 7
BAAQMD FYE 2017 TFCA Funding Agreement
.
This page intentionally left blank.
TFCA Project l 7R24 Pa ge 8
BAAQMD FYE 2017 TFCA Funding Agreement
ATTACHMENT A
PROJECT INFORMATION
(Note: The section numbers shown in parentheses below refer to sections in the Agreement.)
1. Project Number (Section IV.5): l 7R24
2. Project Sponsor: City of Cupertino
3. Project Title: Cupertino Bikeway Project
4. Project Description: Project Sponsor shall construct and maintain 7.76 miles of Class III and 0.70 miles
of Class IV bikeways in Cupertino, as further described in Sections 8, 9, and 10 of this Attachment A.
5. Project Goal: The goal of this Project is to reduce motor vehicle emissions and thereby improve air quality
by constructing, installing and maintaining new bicycle facilities to help commuters and residents to mode
shift to cycling and walking as alternatives to driving for short and first-a nd last-mile trips.
6. Project Operational Period: Seven (7) years starting from the date the last of the approved bicycle
facilities is placed into public service.
7. Project Schedule:
Milestone
Project Starts
All bicycle facilities are placed into service, start
of the Project Operational Period
End of the Project Operational Period
8 . Special Conditions (Sections 11.1, 11.4, IV.3):
Date
Effective Date of Agreement
Within two (2) years from the Effective
Date of Agreement
Seven (7) years from the Project
Operational Period start date
A. Project Sponsor shall use only State of California-licensed engineers and contractors or Project
Sponsor's qualified employees to perfonn the Project work.
B. Project Sponsor shall site, install, construct, and maintain the Project bicycle facilities in
accordance with respective manufacturer 's specifications and requirements, applicable state,
federal and local laws and regulations , standards, guidelines, and best practices, including the
Americans with Disabilities Act (ADA) and the Caltrans California Highway Design Manual,
Infonnation Bulletins and Memos.
C. Project Sponsor shall maintain the bicycle facilities in good repair and ensure that they remain
accessible to the public for the duration of the Project Operational Petiod.
D. Project Sponsor shall allow the Air Distiict, and its authorized representatives, to collect and
share usage infonnation about the Project.
TFCA Project l 7R24 Page 9
BAAQMD FYE 2017 TFCA Funding Agreement
9. Approved Project Bicycle Facilities (Project Components)
Bikeway Bikeway Length Maximum Maximum Percentage of Maximum Maximum TFCA
Bikeway ID TFCAFunds TFCA Funds Awarded of Funds Awarded Class* {miles) Eligible Costs Awarded Maximum Eligible Costs Per Mile
l 7R24-l Class IV 0 .70 $2,209,180 $85,822 3.8 848 % $122 ,603
l 7R24-2 Class III 0.86 $136,400 $4,299 3.1518% $4,999
l 7R24-3 Class III 2.65 $332,800 $22,312 6.7044% $8,420
l 7R24-4 Class III 1.51 $404,000 $7,789 1.92 80% $5,15 8
l 7R24-5 Class III 0.69 $240,860 $5,290 2.1963 % $7,666
17R24-6 Class III 0.66 $125,000 $5,527 4.4216% $8 ,374
l 7R24-7 Class III 0 .76 $192,680 $2 ,145 1.1133% $2,822
l 7R24-8 Class III 0 .63 $510,500 $5,175 1.0138% $8 ,215
Total: 8.46 $4,151,420 $138,359
*Bikeway class is defined in Chapter 1000 -Bicycle Transportation Design of the Cal trans Highway Design Manual
TFCA Project 17R24 Page 10
BAAQMD FYE 2017 TFCA Funding Agreement
10. M aps showing location of approved Project Bicycle Facilities (Project Components):
a . M ap for bikeway 17R24-1: McClellan Rd/Pacifica Dr
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c. Map for bikeway 17R24-3: Bike Blvd/Route #2-Civic Center to Creekside Park/Sterling Barnhart Park
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e. M ap for bikeway 17R24 -5:
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BAAQMD FYE 2017 TFCA Funding Agreement
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Page 14
BAAQMD FYE 2017 TFCA Funding Agreement
ATTACHMENT B
PROJECT BUDGET AND PAYMENT PROCESS
(Note: The section numbers shown in parentheses below refer to sections in the Agreement.)
1. Total Project Cost (Section 11.2): $4,151,420
The Total Project Cost is the sum of the Eligible Costs that are listed in Section 4 of Attachment B.
2. Matching Funds (Sections 11.2, 3): The Project Sponsor is responsible for all project costs that are not
covered by the TFCA Funds Awarded.
3. TFCA Funds Awarded (Sections 11.2, 11.11, 111.1, IV.7): $138,359
If the scope of the Project is modified, the Air District will recalculate the Maximum TFCA Funds
Awarded based on the actual length constructed and the Maximum TFCA Funds Awarded Per Mile as
specified in Section 9 of Attachment A for each of the Project bikeways. The Air District will cancel this
Agreement if the amount ofTFCA Funds Awarded is reduced to below $10,000.
If the actual cost of the Project is less than the Total Project Cost, the Air District will recalculate the
Maximum TFCA Funds Awarded based on the Percentage of Maximum TFCA Funds Awarded of
Maximum Eligible Costs specified in Section 9 of Attachment A for each of the Project components.
If this Agreement is tenninated pursuant to Section IV. 7 of this Agreement, the Air District will calculate
the final TFCA Funds Awarded, which is the amount of funds to which the Project Sponsor is entitled, by
first detennining the TFCA Funds Awarded based on the actual length constructed, the Maximum Eligible
Costs, the Maximum TFCA Funds Awarded, the Percentage of Maximum TFCA Funds Awarded of
Maximum Eligible Costs, and the Maximum TFCA Funds Awarded Per Mile, as specified in Section 9 of
Attachment A, and the actual total eligible project cost, for each of the approved bicycle facility
components, multiplying the ratio of actual Project Operational Period completed, which is the number
of days after the start date of the Project Operational Period, during which the Project is in compliance
with the Agreement, to the total number days in the Project Operational Period specified in Section 6 of
Attachment A :
Final TFCA Funds Awarded= TFCA Funds Awarded x (number of days of actual Project
Operational Period completed-;-2,555 days)
4. Eligible Costs: Eligible Costs may only be incurred on or after the Effective Date of this Agreement and
prior to the start date of the Project Operational Period, and must be directly and solely related to the
implementation (site preparation, installation and construction) of the Project.
For the purpose of detennining eligibility of Project costs, the date for equipment costs incurred shall be
the date the Project Sponsor submits a signed purchase order or other document that commits the order,
and for direct labor costs incurred shall be the date such services were rendered .
Eligible Costs include:
A. Costs for the purchase of equipment and material(s) (i.e., concrete, asphalt, and other mate1ials)
including tax, and shipping fees;
B. Equipment rental costs (i.e., dump truck, concrete road paver, and other equipment) including
tax, and shipping fees;
C. Documented labor charges (sala1ies, wages, and benefits);
D . Contractor labor charges; and
E. Pennit fees.
Costs that are not included in the list above are not E li gible Costs, for example:
A. Costs related to maintenance, repairs, rehabilitation, or upgrade of existing bicycle facilities;
TFCA Project l 7R24 Page 15
BAAQMD FYE 2017 TFCA Funding Agreement
B. Costs related to any other work perfom1ed or equipment purchased that is not required for the
Project;
C. Operating costs (e.g., salaries after the Project is open for public use, ongoing training/support,
advertising, and rent/leases);
D. Costs related to planning activities not directl y related to the implementation of the Project or
feasibility studies; and
E. Indirect and administrative costs.
5. Invoice and Payment Schedu le (Section 111.2): The Project Sponsor shall submit a single invoice (Final
Invoice) along with the Expenditure Report as specified in Attachment C.
The Final Invoice shall be prepared on the Air District's General Invoice Form and sha ll include:
A. The Project Number;
B. An itemized list of all expenses incurred by the Project Sponsor, specifying which are Eligible
Costs and dates labor was perfonned and equipment was purchased;
C. The total funds being requested;
D . Supporting documentation of Project Sponsor's payments made for goods and services incurred ,
such as copies of receipts for services paid; invoices from vendors, consultants, or contractors,
with an explanation of the goods or services provided for the Project; and time sheets
documenting hourly labor costs incurred.
The Air District will not process the Final Invoice until all current Project reporting obligations are
fulfilled .
The Air District shall retain fifteen percent (15%) of the final TFCA Funds Awarded until the Air District
receives and approves the Final Report specified in Attachment C.
TFCA Project l 7R24 Page 16
BAAQMD FYE 2017 TFCA Funding Agreement
ATTACHMENT C
MONITORING OF PROJECT PERFORMANCE
(Note: The section numbers shown in parentheses below refer to sections in the Agreement.)
1. Semi-annual Reports (Section 11.6): The Project Sponsor shall submit Semi-annual Reports to the Air
District summarizing Project progress . Semi-annual Reports shall be prepared on the Air District 's Semi-
annual Report fonn.
Due Dates: Beginning sixty (60) calendar days after the Effective Date, every April 15 and October 15
until the Expenditure Report has been submitted.
2. Expenditure Report (Sections 11.6, 11.8): The Project Sponsor shall submit an Expenditure Report to the
Air District. Expenditure Report shall be prepared on the Air District 's Expenditure Report fonn.
Due Date: By April 1, 2020
The Expenditure Report shall include the following information:
A. A table that contains the applicable infonnation for each of the Project bicycle facilities:
a. Activity centers or transit stop serviced by, and distance from, the bicycle facility;
b. Date construction or installation completed and bicycle facilities are placed into public
service;
c. For bikeways: length , "cross section", page and section numbers of Chapter 1000 of the
California Highway Design Manual pertaining to the design of the Project bikeways ,
and two (2) or more days of pre-project bicycle count data using methodology and count
fonns from the National Bicycle and Pedestrian Documentation Project;
d. For bicycle racks and lockers: address or exact location (i.e. cross street), physical
features and dimensions , security features and mechanism for gaining access, and
maximum number of bicycles that can be accommodated per locker/rack at any given
time.
B. Maps showing the locations of each of the installed Project bicycle facilities.
C. Photographs that demonstrate that all the bicycle facilities are installed or constructed.
D. Documentation that the Project Sponsor has acknowledged the Air District as a Project funding
source, such as photographs of the funded bicycle facilities with Air District logos attached;
documentation of use of the Air District 's logo on promotional materials, brochures, handbooks,
and maps that promote or infonn the public about the Project services; and copies of press
releases and newsletter articles related to the Project.
E . A discussion of any pe1tinent issues or problems experienced with the Project to date.
3 . Final Report (Section 11.6): The Project Sponsor shall submit a Final Report to the Air District. The Final
Report shall be prepared on the Air District's Final Report fonn .
Due Date: By April I , 2021
The Final Report shall be prepared and submitted after the bicycle facilities have been in service for a
minimum of 12 months and shall include the following infonnation:
A. A description of the Project;
B . A discus sion of any pe1tinent issues or problems experienced with the Project to date;
C. A de scription of the average daily use (weekday and weekend) of each of the Project bicycle
facilities;
D. For bikewa ys: two (2) or more days of bikeway post-project bi cycle count data using
methodology and count fonns from the National Bicycle and Pedestrian Documentation Project.
TFCA Project l 7R24 Page 17
BAAQMD FYE 2017 TFCA Funding Agreement
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TFCA Project l 7R24 Page 18
BAAQMD FYE 2017 TFCA Funding Agreement
ATTACHMENT D
INSURANCE REQUIREMENTS
Verification of Coverage
Project Sponsor shall provide, and require any sub-awardee to provide, the Air Dishict certificates and/or other
evidence of the insurance coverage required below. The Air District reserve s the right to require Project Sponsor
to provide complete, certified copies of any insurance offered in compliance with these specifications.
Certificates, policies and other evidence provided shall specify that the Air District shall receive thirty (30)
calendar days advanced notice of cancellation from the insurers.
The Project Sponsor may submit evidence that listed insurance is not required for the Project.
Acceptability of Insurers
Insurance is to be placed with insurers with a current A.M. Best 's rating of no less than A: Vil. The Air District
may, at its sole discretion, waive or alter this requirement or accept self-insurance in lieu of any required policy
of insurance.
Minimum Scope of Insurance
Throughout the Project Operational Period, Project Sponsor shall obtain and mai ntain in full force and effect the
insurance as set forth below, and shall require any third to obtain and maintain in full force and effect the
insurance as set forth below. Project Sponsor must initial next to each insurance requirement to confinn
und/tanding and Agreement with the applicable Project insurance requirements:
f/f'1. Liability_ Insur~nce . . . . .
Initial Corporat10ns/Pnvate and Pubhc Entitles -a lnmt of not less than $1,000,000 per occurrence. Such
insurance shall be of the type usual and customary to the business of the Project Sponsor, and to the
/d 2
Initial
/lf3·
operation of the vehicles, engines or equipment operated by the Project Sponsor.
Property Insurance
Repower and New Vehicle/Equipment Purchase -in an amount of not less than the insurable value
of Project Sponsor 's vehicles, engines or equipment funded under the Agreement of which this
Attachment is a part, and covering all risks ofloss, damage or destruction of such vehicles, engines
or equipment.
Workers Compensation Insurance .
Workers Compensation Insurance -as required by California law and employers ' liability insurance
with a limit not less than $1 million .
TFCA Project l 7R24 Page 19
BAAQMD FYE 2017 TFCA Funding Agreement
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TFCA Project 17R24 Page 20
Association of Bay Area Governments Pooled Liability Assurance Network
1750 Creekside Oaks Drive, Suite 200, Sacramento, CA 95833
916-244-1100
Liability Certificate of Coverage
Evidence of Coverage
Certificate Number: 41203265
Certificate Holder: Bay Area Air Quality Management District
375 Beale St. Suite 600
San Francisco , CA 94105
Covered Party: City of Cupertino
Description of As respects evidence of general and auto liability coverage for the City of Cupertino regarding Project
Covered Activity: Number 17R24, Transportation Fund for the Clean Air Funding Agreement.
Memorandum of
Coverage Number: GAL 2017-18 Effective Date: 3/29/2018 Expiration Date: 7/1/2018
Limits: $5 ,000 ,000 (per occurrence)
The Following General and automobile liability as defined in the Memorandum of Coverage on file w ith the covered party
Coverage is in named above .
effect:
This certificate is issued as a matter of information only and confers no rights upon the certificate holder. Th is
certifi cate does not amend , extend , or alter the coverage afforded by the Liability Memorandum of Coverage .
This is to certify that the coverage listed above has been issued to the Covered Party named above for the coverage
period indicated, notwithstanding any requirement, term, or condition of any contract or other document with respect
to which this certificate may be issued or may pertain . The coverage afforded as described herein is subject to all
the terms , exclusions, and conditions of the Memorandum of Coverage of the PLAN, which is available for your
review upon request.
Coverage is in effect from 12 :01 a .m . Pacific Time of effective date to 12 :01 a .m . Pacific Time of ex piration date as
stated abo ve and will not be canceled , lim ited , or allowed to ex pire except upon 30-day notice to the certificate
holder.
Date Issued: 4/4/2018
Renewal: Yes Excess Certificate Issued: No
Authorized Representative Signature:
41203265 J PLAN I 17/1 8 GL $5MM LIMITS ! Kailey Adams I 4/4/2018 11:26:13 AM (PDT) Page 1 of 1
This certificate cancels and supersedes ALL previously issued certificates .