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19-129 Placeworks, Inc., for Loc-N-Store Self Storage Project1 SECOND AMENDMENT TO AGREEMENT 19-129 BETWEEN THE CITY OF CUPERTINO AND PLACEWORKS FOR PREPARATION OF NOTICE OF EXEMPTION FOR THE LOC-N-STORE SELF STORAGE PROJECT This Second Amendment to Agreement 19-129 between the City of Cupertino and Placeworks, for reference dated 6/4/2020, is by and between the CITY OF CUPERTINO, a municipal corporation (hereinafter "City") and Placeworks, a Corporation (“Contractor”) whose address is 1625 Shattuck Ave., Suite 300, Berkeley, CA 94709, and is made with reference to the following: RECITALS: A. On 6/28/2019, Agreement 19-129 (“Agreement”) was entered into by and between City and Contractor for preparation of notice of exemption for the Loc-N-Store self storage project. B. On 12/17/2019, City and Contractor entered into a First Amendment to the Agreement. C. The Agreement and First Amendment are collectively referred to as the “Agreement”, unless otherwise indicated. D. City and Contractor desire to modify the Agreement on the terms and conditions set forth herein. NOW, THEREFORE, it is mutually agreed by and between and undersigned parties as follows: 1. Paragraph 2 of the Agreement is modified as follows: SERVICES Contractor agrees to provide the services and performs the tasks (“Services”) set forth in detail in Scope of Services, attached here and incorporated as Exhibit A. Consultant further agrees to carry out its work in compliance with the City’s Shelter in Place and Social Distancing Guidelines Requirements, attached here and incorporated as Exhibit A-A. 2. Exhibit A-A, attached hereto, is added to this agreement. 3. Paragraph 3 of the Agreement is modified to read as follows: TIME OF PERFORMANCE 3.1 This Agreement begins on the Effective Date and ends on June 30, 2021 (“Contract Time”), unless terminated earlier as provided herein. Contractor’s Services shall begin on July 16, 2019 and shall be completed by June 30, 2021. 2 3.2 Schedule of Performance. Contractor must deliver the Services in accordance with the Schedule of Performance, attached and incorporated here Exhibit B-1. 3.3 Time is of the essence for the performance of all the Services. Consultant must have sufficient time, resources, and qualified staff to deliver the Services on time. 4. Exhibit B to the Agreement is replaced with Exhibit B-1, attached hereto. 5. Except as expressly modified herein, all other terms and covenants set forth in the Agreement shall remain the same and shall be in full force and effect. SIGNATURES CONTINUE ON THE FOLLOWING PAGE IN WITNESS WHEREOF, the parties hereto have caused this modification of Agreement to be executed. CONTRACTOR By Title Date CITY OF CUPERTINO By Title Date APPROVED AS TO FORM City Attorney ATTEST: City Clerk Terri McCracken Associate Principal Jun 8, 2020 Heather M. Minner Jun 9, 2020 Director of CDD Jun 9, 2020 SERVICE AUTHORIZATION AMENDMENT NO. 2 PROJECT NO. COCU-16 DATE 05-26-20 PROJECT NAME Loc-N-Stor Self Storage (10655 Mary Avenue Categorical Exemption) AGREEMENT BETWEEN: CLIENT City of Cupertino CONSULTANT PlaceWorks STREET ADDRESS 10300 Torre Avenue STREET ADDRESS 3 MacArthur Place, Suite 1100 CITY STATE AND ZIP Cupetino, CA 95014 CITY STATE AND ZIP Santa Ana, CA 92707 CONTACT Erick Serrano CONTACT Terri McCracken Hereinafter referred to as “Client.” Hereinafter referred to as “Consultant.” This Amendment No. 2 to an existing agreement for services is made and entered into effective as of the date of signature (“Effective Date”), by and between PlaceWorks (Consultant), a California Corporation, and City of Cupertino (Client). RECITAL The Consultant desires to amend, modify and revise that certain Agreement (“Existing Agreement”) with the Client, entered into on June 28, 2019 to provide Services, as defined therein, and to now amend the Existing Agreement. Except as specifically amended by this document, all other terms and conditions of the Existing Agreement will remain in full force and effect, without modification. Now, therefore, in consideration of the above facts and of the covenants and agreement contained herein, the parties hereto agree that: Due to the extended timeline of the project, this contract amendment is to extend the scope of work submitted to date through June 30, 2021. Exhibit B-1 Service Authorization | Page 2 CONSULTANT: CONSULTANT PlaceWorks STREET ADDRESS 3 MacArthur Place, Suite 1100 CITY STATE AND ZIP Santa Ana, CA 92707 AUTHORIZED REPRESENTATIVE Terri McCracken TITLE Associate Principal PlaceWork’s Authorized Representative Date CLIENT: CLIENT City of Cupertino STREET ADDRESS 10300 Torre Avenue CITY STATE AND ZIP Cupertino, CA 95014 AUTHORIZED REPRESENTATIVE Erick Serrano TITLE Senior Planner Client’s Authorized Representative Date 5/28/20 6.3.2020 Revised: April 30, 2020 – Services Agreements 1 Exhibit A-A – SHELTER IN PLACE AND SOCIAL DISTANCING REQUIREMENTS A. Health Laws Acknowledged. It is acknowledged that Consultant’s/Contractor’s (“Contractor”) duty to comply with Laws, as defined in Section 13 of the Contract/Agreement (“Contract”), includes immediate compliance by Contractor and its subcontractors with the restrictions on travel and the Social Distancing Requirements set forth in the most recent health order issued by the County of Santa Clara Health Department in response to the COVID-19 pandemic, and any subsequent amendments or superseding orders thereto (the “Health Order”), and any other local, state, or federal laws that have been or may be enacted in response to the COVID-19 pandemic (collectively, “Health Laws”). B. Health Order Compliance. Contractor shall comply with any restrictions on travel and social distancing requirements in the Health Order when preforming work under this Contract. If a scope of work item, notice to proceed, or work order under this Contract specifies work that cannot be performed in compliance with the Health Order or other Health Laws, Contractor shall refrain from conducting the work and immediately inform the City. C. Individuals at High Risk of Severe Illness. Nothing in this Contract shall be interpreted to require any person at high risk of severe illness from COVID-19 to leave their residence to perform work under the Contract. Contractor will inform the City if other arrangements for the work must be made, and City will do so, with no penalty to Contractor, although Contractor will not be compensated for work performed by the City or third parties. Information from the Center for Disease Control (“CDC”) on “high risk” categories is available at the CDC's website at: https://www.cdc.gov/coronavirus/2019-ncov/specific-groups/people-at-higher-risk.html. D. Health Order Requirements and Best Practices. Contractor will immediately undertake all appropriate measures to ensure compliance with the Social Distancing Requirements in the Health Order by all individuals performing work under this Contract, including Contractor's or any subcontractor's workers, employees, representatives, vendors, or suppliers (collectively, "workers"), and shall maintain these measures for as long as required by the Health Order or other Health Laws. As long as required by the operative Health Order or other Health Laws, these measures shall include, but are not limited to, the following: 1. Meetings/Site Access. Use electronic alternatives to in person meetings, e.g., conference calls, video-conferencing, etc., to the greatest extent possible. Limit access to any project site or any work area to workers who are necessary to perform in-person work. Require non-essential personnel to work from home to the extent possible. Avoid all non-essential travel. 2. Distancing. Where workers perform in-person work at a project site or a work area, prohibit workers from being less than six feet apart, unless and only to the extent that would compromise worker safety or violate safety Laws for specific operations. Prohibit handshaking or any physical contact among workers, with the sole and limited exception Revised: April 30, 2020 – Services Agreements 2 of any physical contact required for worker safety or to comply with safety Laws. Prohibit workers from sharing a vehicle. E. Changed Requirements. It is understood and acknowledged that circumstances pertaining to the COVID-19 pandemic are evolving rapidly and that new local, state, or federal requirements may modify the requirements under this Exhibit. Contractor agrees to work cooperatively with the City to implement new or changed requirements as quickly as possible. F. Subcontracts. Contractor shall include the terms of this Exhibit in all subcontracts and require any agents, subcontractors, or subconsultants to comply with its provisions. 1229192.7 Placeworks_2ndamendment_LocNstore Final Audit Report 2020-06-09 Created:2020-06-08 By:Abby Ayende (AbigailA@cupertino.org) Status:Signed Transaction ID:CBJCHBCAABAAX0KzdY6rQ4yyL6hTa-9HIWXu3--n7Gx8 "Placeworks_2ndamendment_LocNstore" History Document created by Abby Ayende (AbigailA@cupertino.org) 2020-06-08 - 8:00:22 PM GMT- IP address: 108.204.1.114 Document emailed to Abby Ayende (AbigailA@cupertino.org) for approval 2020-06-08 - 8:00:28 PM GMT Document approved by Abby Ayende (AbigailA@cupertino.org) Approval Date: 2020-06-08 - 8:00:48 PM GMT - Time Source: server- IP address: 108.204.1.114 Document emailed to Araceli Alejandre (aracelia@cupertino.org) for approval 2020-06-08 - 8:00:52 PM GMT Document approved by Araceli Alejandre (aracelia@cupertino.org) Approval Date: 2020-06-08 - 8:13:21 PM GMT - Time Source: server- IP address: 24.23.184.82 Document emailed to Terri McCracken (tmccracken@placeworks.com) for signature 2020-06-08 - 8:13:23 PM GMT Email viewed by Terri McCracken (tmccracken@placeworks.com) 2020-06-08 - 8:16:48 PM GMT- IP address: 206.169.72.182 Document e-signed by Terri McCracken (tmccracken@placeworks.com) Signature Date: 2020-06-08 - 8:17:09 PM GMT - Time Source: server- IP address: 206.169.72.182 Document emailed to Heather M. Minner (minner@smwlaw.com) for signature 2020-06-08 - 8:17:11 PM GMT Email viewed by Heather M. Minner (minner@smwlaw.com) 2020-06-09 - 8:27:16 PM GMT- IP address: 45.41.142.64 Document e-signed by Heather M. Minner (minner@smwlaw.com) Signature Date: 2020-06-09 - 8:27:56 PM GMT - Time Source: server- IP address: 52.39.49.65 Document emailed to Benjamin Fu (benjaminf@cupertino.org) for signature 2020-06-09 - 8:27:57 PM GMT Email viewed by Benjamin Fu (benjaminf@cupertino.org) 2020-06-09 - 8:52:19 PM GMT- IP address: 104.47.44.254 Document e-signed by Benjamin Fu (benjaminf@cupertino.org) Signature Date: 2020-06-09 - 8:52:36 PM GMT - Time Source: server- IP address: 24.130.171.172 Document emailed to Kirsten Squarcia (kirstens@cupertino.org) for signature 2020-06-09 - 8:52:37 PM GMT Email viewed by Kirsten Squarcia (kirstens@cupertino.org) 2020-06-09 - 9:24:13 PM GMT- IP address: 104.47.46.254 Document e-signed by Kirsten Squarcia (kirstens@cupertino.org) Signature Date: 2020-06-09 - 9:24:22 PM GMT - Time Source: server- IP address: 148.64.105.190 Signed document emailed to cyrahc@cupertino.org, Benjamin Fu (benjaminf@cupertino.org), Kirsten Squarcia (kirstens@cupertino.org), Araceli Alejandre (aracelia@cupertino.org), and 3 more 2020-06-09 - 9:24:22 PM GMT FIRST AMENDMENT TO AGREEMENT 19-129 BETWEEN THE CITY OF CUPERTINO AND PLACEWORKS, INC FOR PREPARATION OF NOTICE OF EXEMPTION FOR LOC-N-STORE SELF STORAGE This First Amendment to Agreement 19-129 between the City of Cupertino and Placeworks Inc, for reference dated 12/17/2019, is by and between the CITY OF CUPERTINO, a municipal corporation(hereinafter "City") and Placeworks, Inc, a Corporation, etc ("Contractor") whose address is 3 MacArthur Pl, Ste 1100, Santa Ana, CA 92707, and is made with reference to the following: RECITALS: A. On 6/28/2019,Agreement 19-129 ("Agreement")was entered into by and between City and Contractor for Preparation of Notice of Exemption for the Loc-N-Storage Self Storage Application. B. City and Contractor desire to modify the Agreement on the terms and conditions set forth herein. NOW, THEREFORE, it is mutually agreed by and between and undersigned parties as follows: 1. Paragraph 4.1 of the Agreement is modified to read as follows: Maximum Compensation. City will pay Contractor for satisfactory performance of the Services an amount that will based on actual costs but that will be capped so as not to exceed$ 13,054.20("Contract Price"), based upon the scope of services in Exhibit A and Exhibit A-1 and the budget and rates included in Exhibit C and Exhibit C- 1, Compensation attached and incorporated here. The maximum compensation includes all expenses and reimbursements and will remain in place even if Contractor's actual costs exceed the capped amount.No extra work or payment is permitted without prior written approval of City. 2. Exhibits A-1 and C-1, attached hereto, are added to the Agreement. 3. Except as expressly modified herein, all other terms and covenants set forth in the Agreement shall remain the same and shall be in full force and effect. i i, a 1 IN WITNESS WHEREOF, the parties hereto have caused this modification of Agreement to be executed. CONTRACTOR CITY OF CUPERTINO By 'I B Title Associate Principal Title Community Development Director Date 1/7/20 Date—! I ? Z7-c> APPROVED AS TO FORM City Attorney ATTEST: )kd ,J City Clerk EXPENDITURE DISTRIBUTION PO 42020-188 100-71-701-701-702 Original $9004.10+450.20 (5% contingency) =$9 454.20 Amendment #1: $3600 Amendment 92: Total: $13,054.20 1194755.1 Exhibits A-1 &C-1 PLACEWORK SERVICE AUTHORIZATION AMENDMENT NO. 1 PROJECT N0. COCU-16 DATE 12-17-19 PROJECT NAME Loc-N-Stor Self Storage(10655 Mary Avenue Categorical Exemption) AGREEMENT BETWEEN: CLIENT City of Cupertino CONSULTANT PlaceWorks STREET ADDRESS 10300 Torre Avenue STREET ADDRESS 3 MacArthur Place,Suite 1100 CITY STATE AND ZIP Cupetino,CA 95014 CITY STATE AND ZIP Santa Ana,CA 92707 CONTACT Erick Serrano CONTACT Terri McCracken Hereinafter referred to as"Client." Hereinafter referred to as"Consultant." This Amendment No.1 to an existing agreement for services is made and entered into effective as of the date of signature("Effective Date"),by and between PlaceWorks(Consultant),a California Corporation,and City of Cupertino(Client). RECITAL The Consultant desires to amend,modify and revise that certain Agreement("Existing Agreement")with the Client,entered into on June 28,2019 to provide Services,as defined therein,and to now amend the Existing Agreement. Except as specifically amended by this document,all other terms and conditions of the Existing Agreement will remain in full force and effect,without modification. Now,therefore,in consideration of the above facts and of the covenants and agreement contained herein,the parties hereto agree that: 1 This contract amendment is requested to address minor contract overages for out-of-scope tasks including the preparation of a revised scope of work for additional technical analysis and the incorporation of revised site plans into the project description. j 9 i This contract amendment changes the total contract amount as follows. Previous Contract Amount: $9,004.10 Amount of this Amendment: $3,600.00 New Total Contract Amount: $12,604.10 I 3 MacArthur Place, S i re 1100 I Santa Ana, California 92707 1 714.966.9220 1 PlaceWorks.com ��f CONSULTANT: CONSULTANT PlaceWorks STREET ADDRESS 3 MacArthur Place,Suite 1100 CITY STATE AND ZIP Santa Ana,CA 92707 AUTHORIZED Terri McCracken TITLE Associate Principal REPRESENTATIVE C 12/17/19 PlaceWork's Auth ized Representative Date CLIENT: CLIENT City of Cupertino STREET ADDRESS 10300 Torre Avenue CITY STATE AND ZIP Cupertino,CA 95014 AUTHORIZED REPRESEWTIVE Erick Serrano TITLE Associate Planner Client's Authorized Representative Date Service Authorization Page 2 CITY OF PROFESSIONAL/CONSULTING SERVICES AGREEMENT CUPERTINO 1. PARTIES This Agreement is made and entered into as of June 28, 2019 ("Effective Date") by and between the City of Cupertino, a municipal corporation ("City"), and PLACEWORKS, INC ("Contractor"), a corporation for the preparation of notice of exemption for the Loc-N-Store Self Storage project 2. SERVICES Contractor agrees to provide the services and perform the tasks ("Services") set forth in detail in Scope of Services, attached here and incorporated as Exhibit A. 3. TIME OF PERFORMANCE 3.1 This Agreement begins on the Effective Date and ends on June 30, 2020 ("Contract Time"), unless terminated earlier as provided herein. Contractor's Services shall begin on July 16, 2019 and shall be completed by June 30, 2020 3.2 Schedule of Performance. Contractor must deliver the Services in accordance with the Schedule of Performance, attached and incorporated here Exhibit B. 3.3 Time is of the essence for the performance of all the Services. Contractor must have sufficient time, resources, and qualified staff to deliver the Services on time. 4. COMPENSATION 4.1 Maximum Compensation. City will pay Contractor for satisfactory performance of the Services an amount that will based on actual costs but that will be capped so as not to exceed $ 9,454.20 ("Contract Price"), based upon the scope of services in Exhibit A and the budget and rates included in Exhibit C, Compensation attached and incorporated here. The maximum compensation includes all expenses and reimbursements and will remain in place even if Contractor's actual costs exceed the capped amount. No extra work or payment is permitted without prior written approval of City. 4.2 Invoices and Payments. Monthly invoices must state a description of the deliverable completed and the amount due for the preceding month. Within thirty (30) days of completion of Services, Contractor must submit a requisition for final and complete payment of costs and pending claims for City approval. Failure to timely submit a complete and accurate payment requisition relieves City of any further payment or other obligations under the Agreement. Project Loc-N-Store Self Storage Page 1 of Professional/Consulting Contracts/Version: May22, 2018 5. INDEPENDENT CONTRACTOR 5.1 Status. Contractor is an independent contractor and not an employee, partner, or joint venture of City. Contractor is solely responsible for the means and methods of performing the Services and for the persons hired to work under this Agreement. Contractor is not entitled to health benefits, worker's compensation or other benefits from the City. 5.2 Contractor's Qualifications. Contractor warrants on behalf of itself and its subcontractors that they have the qualifications and skills to perform the Services in a competent and professional manner and according to the highest standards and best practices in the industry. 5.3 Permits and Licenses. Contractor warrants on behalf of itself and its subcontractors that they are properly licensed, registered, and/or certified to perform the Services as required by law and have procured a City Business License. 5.4 Subcontractors. Only Contractor's employees are authorized to work under this Agreement. Prior written approval from City is required for any subcontractor, and the terms and conditions of this Agreement will apply to any approved subcontractor. 5.5 Tools, Materials and Equipment. Contractor will supply all tools, materials and equipment required to perform the Services under this Agreement. 5.6 Payment of Taxes. Contractor must pay income taxes on the money earned under this Agreement. Upon City's request, Contractor will provide proof of payment and will indemnify City for violations pursuant to the indemnification provision of this Agreement. 6. PROPRIETARY/CONFIDENTIAL INFORMATION In performing this Agreement, Contractor may have access to private or confidential information owned or controlled by the City, which may contain proprietary or confidential details the disclosure of which to third parties may be damaging to City. Contractor shall hold in confidence all City information provided by City to Contractor and use it only to perform this Agreement. Contractor shall exercise the same standard of care to protect City information as a reasonably prudent contractor would use to protect its own proprietary data. 7. OWNERSHIP OF MATERIALS 7.1 Property Rights. Any interest (including copyright interests) of Contractor in any product, memoranda, study, report, map, plan, drawing, specification, data, record, document or other information or work, in any medium (collectively, "Work Product"), prepared by Contractor in connection with this Agreement will be the exclusive property of the City and shall not be shown to any third -party without prior written approval of City. 7.2 Copyright. To the extent permitted by Title 17 of U.S. Code, all Work Product arising out of this Agreement is considered "works for hire" and all copyrights to the Work Product will be the property of City. Alternatively, Contractor assigns to City all Work Product copyrights. Contractor may use copies of the Work Product for promotion only with City's written approval. Project Loc-N-Store Self Storage Page 2 of 8 Professional/Consulting Contracts /Version: May 22, 2018 7.3 Patents and Licenses. Contractor must pay royalties or license fees required for authorized use of any third party intellectual property, including but not limited to patented, trademarked, or copyrighted intellectual property if incorporated into the Services or Work Product of this Agreement. 7.4 Re -Use of Work Product. Unless prohibited by law and without waiving any rights, City may use or modify the Work Product of Contractor or its sub -contractors prepared or created under this Agreement, to execute or implement any of the following: (a) The original Services for which Contractor was hired; (b) Completion of the original Services by others; (c) Subsequent additions to the original Services; and/or (d) Other City projects. 7.5 Deliverables and Format. Contractor must provide electronic and hard copies of the Work Product, on recycled paper and copied on both sides, except for one single -sided original. 8. RECORDS Contractor must maintain complete and accurate accounting records relating to its performance in accordance with generally accepted accounting principles. The records must include detailed information of Contractor's performance, benchmarks and deliverables, which must be available to City for review and audit. The records and supporting documents must be kept separate from other records and must be maintained for four years from the date of City's final payment. 9. ASSIGNMENT Contractor shall not assign, sublease, hypothecate, or transfer this Agreement, or any interest therein, directly or indirectly, by operation of law or otherwise, without prior written consent of City. Any attempt to do so will be null and void. Any changes related to the financial control or business nature of Contractor as a legal entity is considered an assignment of the Agreement and subject to City approval, which shall not be unreasonably withheld. Control means fifty percent (50%) or more of the voting power of the business entity. 10. PUBLICITY / SIGNS Any publicity generated by Contractor for the project under this Agreement, during the term of this Agreement and for one year thereafter, will reference the City's contributions in making the project possible. The words "City of Cupertino" will be displayed in all pieces of publicity, including flyers, press releases, posters, brochures, public service announcements, interviews and newspaper articles. No signs may be posted, exhibited or displayed on or about City property, except signage required by law or this Contract, without prior written approval from the City. 11. INDEMNIFICATION 11.1 To the fullest extent allowed by law, and except for losses caused by the sole and active negligence or willful misconduct of City personnel, Contractor shall indemnify, defend and hold Project Loc-N-Store Self Storage Page 3 of 8 Professional/Consulting Contracts /Version: May 22, 2018 harmless City, its City Council, boards and commissions, officers, officials, employees, agents, servants, volunteers and consultants ("Indemnitees"), through legal counsel acceptable to City, from and against any and all liability, damages, claims, actions, causes of action, demands, charges, losses, costs and expenses (including attorney fees, legal costs and expenses related to litigation and dispute resolution proceedings) of every nature, arising directly or indirectly from this Agreement or in any manner relating to any of the following: (a) Breach of contract, obligations, representations or warranties; (b) Negligent or willful acts or omissions committed during performance of the Services; (c) Personal injury, property damage, or economic loss resulting from the work or performance of Contractor or its subcontractors or sub -subcontractors; (d) Unauthorized use or disclosure of City's confidential and proprietary Information; (e) Claim of infringement or violation of a U.S. patent or copyright, trade secret, trademark, or service mark dr other proprietary or intellectual property rights of any third party. 11.2 Contractor must pay the costs City incurs in enforcing this provision. Contractor must accept a tender of defense upon receiving notice from City of a third -party claim, in accordance with California Public Contract Code Section 9201. At City's request, Contractor will assist City in the defense of a claim, dispute or lawsuit arising out of this Agreement. 11.3 Contractor's duties under this section are not limited to the Contract Price, workers' compensation payments, or the insurance or bond amounts required in the Agreement. Nothing in the Agreement shall be construed to give rise to an implied right of indemnity in favor of Contractor against City or any Indemnitee. 11.4. Contractor's payments may be deducted or offset to cover any money the City lost due to a claim or counterclaim arising out of this Agreement, a purchase order, or other transaction. 12. INSURANCE Contractor shall comply with the Insurance Requirements, attached and incorporated here as Exhibit D, and must maintain the insurance for the duration of the Agreement, or longer as required by City. City will not execute the Agreement until City approves receipt of satisfactory certificates of insurance and endorsements evidencing the type, amount, class of operations covered, and the effective and expiration dates of coverage. Failure to comply with this provision may result in City, at its sole discretion and without notice, purchasing insurance for Contractor and deducting the costs from Contractor's compensation or terminating the Agreement. 13. COMPLIANCE WITH LAWS 13.1 General Laws. Contractor shall comply with all local, state and federal laws and regulations applicable to this Agreement. Contractor will promptly notify City of changes in the law or other conditions that may affect the Project or Contractor's ability to perform. Contractor is responsible for verifying the employment authorization of employees performing the Services, as required by the Immigration Reform and Control Act. Project Loc-N-Store Self Storage Page 4 of 8 Professional/Consulting Contracts /Version: May 22, 2018 13.2 Labor Laws. Contractor shall comply with all labor laws applicable to this Agreement. If the Scope of Services includes a "public works" component, Contractor is required to comply with prevailing wage laws under Labor Code Section 1720 and other labor laws. 13.3 Discrimination Laws. Contractor shall not discriminate on the basis of race, religious creed, color, ancestry, national origin, ethnicity, handicap, disability, marital status, pregnancy, age, sex, gender, sexual orientation, gender identity, Acquired -Immune Deficiency Syndrome (AIDS) or any other protected classification. Contractor shall comply with all anti -discrimination laws, including Government Code Sections 12900 and 11135, and Labor Code Sections 1735, 1777 and 3077.5. Consistent with City policy prohibiting harassment and discrimination, Contractor understands that harassment and discrimination directed toward a job applicant, an employee, a City employee, or any other person, by Contractor or its employees or sub -contractors will not be tolerated. 13.4 Conflicts of Interest. Contractor shall comply with all conflict of interest laws applicable to this Agreement and must avoid any conflict of interest. Contractor warrants that no public official, employee, or member of a City board or commission who might have been involved in the making of this Agreement, has or will receive a direct or indirect financial interest in this Agreement, in violation of California Government Code Section 1090 et seq. Contractor may be required to file a conflict of interest form if Contractor makes certain governmental decisions or serves in a staff capacity, as defined in Section 18700 of the California Code of Regulations. Contractor agrees to abide by the City's rules governing gifts to public officials and employees. 13.5 Remedies. Any violation of Section 13 constitutes a material breach and may result in City suspending payments, requiring reimbursements or terminating this Agreement. City reserves all other rights and remedies available under the law and this Agreement, including the right to seek indemnification under Section 11 of this Agreement. 14. PROJECT COORDINATION City Project Manager. The City assigns Erick Serreno as the City's representative for all purposes under this Agreement, with authority to oversee the progress and performance of the Scope of Services. City reserves the right to substitute another Project manager at any time, and without prior notice to Contractor. Contractor Project Manager. Subject to City approval, Contractor assigns Terri McCracken as its single Representative for all purposes under this Agreement, with authority to oversee the progress and performance of the Scope of Services. Contractor's Project manager is responsible for coordinating and scheduling the Services in accordance with the Scope of Services and the Schedule of Performance. Contractor must regularly update the City's Project Manager about the progress with the work or any delays, as required under the Scope of Services. City written approval is required prior to substituting a new Representative. 15. ABANDONMENT OF PROJECT City may abandon or postpone the Project or parts therefor at any time. Contractor will be compensated for satisfactory Services performed through the date of abandonment, and will be Project Loc-N-Store Self Storage Page 5 of 8 Professional/Consulting Contracts /Version: May 22, 2018 given reasonable time to assemble the work and close out the Services. With City's pre -approval in writing, the time spent in closing out the Services will be compensated up to a maximum of ten percent (10%) of the total time expended to date in the performance of the Services. 16. TERMINATION City may terminate this Agreement for cause or without cause at any time. Contractor will be paid for satisfactory Services rendered through the date of termination, but final payment will not be made until Contractor closes out the Services and delivers the Work Product. 17. GOVERNING LAW, VENUE AND DISPUTE RESOLUTION This Agreement is governed by the laws of the State of California. Any lawsuits filed related to this Agreement must be filed with the Superior Court for the County of Santa Clara, State of California. Contractor must comply with the claims filing requirements under the Government Code prior to filing a civil action in court. If a dispute arises, Contractor must continue to provide the Services pending resolution of the dispute. If the Parties elect arbitration, the arbitrator's award must be supported by law and substantial evidence and include detailed written findings of law and fact. 18. ATTORNEY FEES If City initiates legal action, files a complaint or cross -complaint, or pursues arbitration, appeal, or other proceedings to enforce its rights or a judgment in connection with this Agreement, the prevailing party will be entitled to reasonable attorney fees and costs. 19. THIRD PARTY BENEFICIARIES There are no intended third party beneficiaries of this Agreement. 20. WAIVER Neither acceptance of the Services nor payment thereof shall constitute a waiver of any contract provision. City's waiver of a breach shall not constitute waiver of another provision or breach. 21. ENTIRE AGREEMENT This Agreement represents the full and complete understanding of every kind or nature between the Parties, and supersedes any other agreement(s) and understanding(s), either oral or written, between the Parties. Any modification of this Agreement will be effective only if in writing and signed by each Party's authorized representative. No verbal agreement or implied covenant will be valid to amend or abridge this Agreement. If there is any inconsistency between the main Agreement and the attachments or exhibits thereto, the text of the main Agreement shall prevail. Project Loc-N-Store Self Storage Page 6 of 8 Professional/Consulting Contracts Mersion: May 22, 2018 22. INSERTED PROVISIONS Each provision and clause required by law for this Agreement is deemed to be included and will be inferred herein. Either party may request an amendment to cure mistaken insertions or omissions of required provisions. The Parties will collaborate to implement this Section, as appropriate. 23. HEADINGS The headings in this Agreement are for convenience only, are not a part of the Agreement and in no way affect, limit or amplify the terms or provisions of this Agreement. 24. SEVERABILITY/PARTIAL INVALIDITY If any term or provision of this Agreement, or their application to a particular situation, is found by the court to be void, invalid, illegal or unenforceable, such term or provision shall remain in force and effect to the extent allowed by such ruling. All other terms and provisions of this Agreement or their application to specific situations shall remain in full force and effect. The Parties agree to work in good faith to amend this Agreement to carry out its intent. 25. SURVIVAL All provisions which by their nature must continue after the Agreement expires or is terminated, including the Indemnification, Ownership of Materials/Work Product, Records, Governing Law and Attorney Fees, shall survive the Agreement and remain in full force and effect. 26. NOTICES All notices, requests and approvals must be sent in writing to the persons below, which will be considered effective on the date of personal delivery or the date confirmed by a reputable overnight delivery service, on the fifth calendar day after deposit in the United States Mail, postage prepaid, registered .or certified, or the next business day following electronic submission: To City of Cupertino To Contractor: PLACEWORKS, INC 10300 Torre Ave., Cupertino CA 95014 3 Macarther Pl, Ste 1100 Santa Ana, CA 92707 Attention: Erick Serrano Attention: Terri McCracken Email: ericks@cupertino.org Email: tmccracken@placeworks.com 27. VALIDITY OF CONTRACT This Agreement is valid and enforceable only if (a) it complies with the purchasing and contract provisions of Cupertino Municipal Code Chapters 3.22 and 3.23, as amended from time to time, (b) is signed by the City Manager or an authorized designee, and (c) is approved for form by the City Attorney's Office. Project Loc-N-Store Self Storage Page 7 of 8 Professional/Consulting Contracts /Version: May 22, 2018 28. EXECUTION The person executing this Agreement on behalf of Contractor represents and warrants that Contractor has full right, power, and authority to enter into and carry out all actions contemplated by this Agreement and that he or she is authorized to execute this Agreement, which constitutes a legally binding obligation of Contractor. This Agreement may be executed in counterparts, each one of which is deemed an original and all of which, taken together, constitute a single binding instrument. IN WITNESS WHEREOF, the parties have caused the Agreement to be executed. CONTRACTOR Name Terri McCracken Title Associate Principal Date July 15, 2019 Tax I.D. No.: 95-2975827 APPROVED AS TO FORM: HEATHER M. MINNER Cupertino City Attorney ATTEST: GRACE SCHMIDT City Clerk Project Loc-N-Store Self Storage CITY OF CUPERTINO A Municipal Corporation Name Ben Pu Title Community Development Director Date ( 6 4�1- Page8of8 Professional/Consulting Contracts/Version: May 22. 2018 June 28, 2019 Erick Serrano, Associate Planner City of Cupertino Planning Department 10300 Torre Avenue Cupertino, CA 95014 Re: Proposal to Prepare a Notice of Exemption for the Loc-N-Store Self Storage Project Dear Mr. Serrano: Please accept the attached submittal as PlaceWorks' proposal to prepare a Notice of Exemption (NOE) for the Loc-N-Store Self Storage Project for the City of Cupertino. This proposal was prepared in response to your e-mail request for proposal (RFP) on February 6, 2019 and June 25, 2019. PROJECT UNDERSTANDING The City received an application from Bass Cupertino, LLC for the expansion of the Loc-N- Store Self Storage Facility located at 10655 Mary Avenue. The project site is approximately 4.03 acres and is assigned Assessor Parcel Number (APN) 326-06-050. The project is located within the Industrial/Residential (I/R) General Plan Land Use Designation, and the Planned Development Quasi -Public Building Mini -Storage P(BBQ, MINI-STOR) Zoning District. The project site is surrounded by the State Route 85/Interstate 280 interchange to the north and west, Mary Avenue Bridge and a residential neighborhood to the east, and the Cupertino Public Works maintenance yard to the south. According to the Phase 1 ESA prepared for the project site, the existing site consists of multiple one-story and wood -framed storage buildings that total approximately 60,000 square feet of building space associated with 463 units of self -storage space. The existing site also includes oversize parking stalls for recreational vehicles (RV) and three transmission cell phone towers within the PG&E easement on the site. The proposed project would redevelop the project site southeast of the on -site PG&E easement, with three buildings that would be two to three stories in height. According to the preliminary site plans, the proposed storage expansion would provide 168,316 square feet of self -storage space, 1,870 square feet of office space, and a 1,455 square -foot manager's residence for a total of 171,641 square feet of building space. The existing storage building northeast of the PG&E easement would remain as it is under existing conditions. This results in an increase of approximately 111,000 square feet of building space on the project site (61,692 square feet of existing storage facilities compared to 171,641 square feet). The project would also provide approximately 23,930 square feet of landscaped area and 13 parking spaces for self -storage use. June 28, 2019 1 Page 1 Exhibit A Scope of Work Task A, Project Kick-off & Description PlaceWorks will participate in a kick-off meeting with the City to review the scope of work, available information, schedule, and work products. This scope of work assumes this meeting will be conducted as a conference call. Following the kick-off meeting, PlaceWorks will prepare a detailed, yet brief, project description of the proposed expansion of the self - storage facility. Task B. Notice of Exemption Based on our understanding of the project to date, the CEQA Guidelines section 15332, Class 32 (In -Fill Development Projects), is appropriate. As required by CEQA Guidelines Section 15332, the NOE will demonstrate how the proposed project would not result in any significant effects relating to traffic, noise, air quality, or water quality. While the proposed self -storage facility expansion would not result in a change in the land use, additional storage capacity could, however, increase vehicular trips traveling to and from the project site, which would occur approximately 150 feet from sensitive residential land uses to the east. Although it is not likely that new or "different" trips generated from the increase in storage capacity would result in significant traffic during peak traffic periods in Cupertino, PlaceWorks will prepare a brief traffic memo to provide the substantial evidence required to demonstrate the proposed changes would not trigger any impacts per City standards. The traffic memo will be prepared by a California certified transportation engineer. Additionally, according to the BAAQMD screening tables, construction activities occurring within 328 feet (0.06 miles) of sensitive receptors would result in potential health risks and warrant a health risk analysis. As the nearest sensitive receptors fall inside the screening distance, it is anticipated that project -related construction activities could result in potential health risks impacts to the receptors at this location. Therefore, the project could potentially expose sensitive receptors to substantial concentrations of air pollutant emissions during construction and PlaceWorks will prepare a construction health risk assessment. Using the results of the traffic memo and health risk assessment, PlaceWorks will prepare an NOE pursuant to CEQA Guidelines Section 15062 (Notice of Exemption) that identifies the applicable exemption(s) and describes why the "exceptions" to the categorical exemptions analysis per CEQA Guidelines Section 15300.2 (Exceptions) do not apply. The NOE will be submitted to the City for review, as follows: ■ One (1) electronic copy of an Administrative Draft NOE to the City for review. Staff will provide PlaceWorks with comments on the Administrative Draft NOE. ■ One (1) electronic copy of a revised, second draft as an electronic "Screencheck". PlaceWorks assumes that a minimal level of effort, not exceeding four hours, would be required to respond to any comments from the City on the Screencheck Draft NOE. ■ Following approval of the Screencheck, PlaceWorks will provide the City with one (1) electronic copy of the Final NOE. June 28, 2019 1 Page 2 Q PLACEWORKS If it is determined that potential impacts from construction or operation of the proposed project require changes to the project or mitigation measures to reduce impacts to a less - than -significant level, PlaceWorks will inform the City staff to discuss next steps, which could include the preparation of a Mitigated Negative Declaration. Task C, Approval Our scope of work allows for PlaceWorks to attend up to three (3) hearings on the NOE as requested by the City. Our scope of work assumes that City staff will be responsible for overseeing the filing of the NOE with the County Clerk following the approval of the proposed project. Schedule Exhibit B We anticipate that the project can be completed within six (6) weeks of receiving Notice to Proceed from the City. Our proposed schedule includes a one -week review period for the City at each submittal phase. We believe this schedule is in keeping with your needs, but we are happy to revise this schedule if necessary. COST ESTIMATE As shown in Table 1, the estimated cost to complete the scope of work described in this Exhibit C proposal is $9,004. The PlaceWorks team will complete this scope of work for a fixed fee not to exceed this amount. PlaceWorks bills for its work on a time -and -materials basis with monthly invoices. We recommend planning for a 5 percent to 10 percent contingency fund to cover any unforeseen, out -of -scope work that might be necessary for the project. TABLE 1 COST TABLE MCCRACXEN WILSON SOTELO BUSH Garcia CLERICAL Associate Project Traffic Protect PlaceWorks Principal Planner Engineer Senior Engineer Scientist iPlaceWorks 2%Office Total Task Hourly Rater $190 $115 $180 $165 $115 $120 Hours Expenses Budget A 1 K¢k-Off Meeting & Proiea Description 4 1 5 $18 $893 1. TaskA 5ubtota1 4 1 0 0 0 0 5 $18 $893 B1 Administrative Draft NOE 1 4 1 6 20 0.5 32.5 $84 $4,264 B.2 Screencheck Draft NOE 1 2 1 0 0 0.5; 4.5 $13 $673 B.3 Final NOE ': 1 1 0 o O 5 2.5 $7 $372 TaskBSuhtotalT...... _._.......__.�.3r.. f ._ _ '� 7...... ......_�1._....._._..—W _.=1._._... 6. _ .. 15 .._..... �,wnsaa. __ ._.395T...__._...... $104 $... C.1 Hearing 12 3 15 $53 $2,678 Labor Hours Total 19 11 Labor Dollars Total $3,610 $1,265 $360 $990 $2,300 $180 $174 $8,879 Travel costs $125 EXPENSES TOTAL $125 June 28, 2019 1 Page 3 Assumptions This scope of work and cost estimate assumes that: ■ Our cost estimate includes the project kick-off meeting. Additional meetings would be billed on a time -and -materials basis. Terri McCracken will participate in all project meetings, and will attend up to three (1) public hearings. We anticipate that the public hearing meeting will last up to two (2) hours. ■ All products will be submitted as electronic files in Word and PDF formats. No printing assumptions are included in this scope. Printing costs, if requested, will be billed at PlaceWorks' actual cost. Please do not hesitate to contact me if you need more information. PlaceWorks looks forward to working with you on this proposed project for the Loc-N-Store Self Storage Facility in Cupertino. Sincerely, PLACEWORKS Terri McCracken Associate Principal June 28, 2019 1 Page 4 EXHIBIT D Insurance Requirements Design Professionals & Consultants Contracts Consultant shall procure prior to commencement of Services and maintain for the duration of the contract, at its own cost and expense, the following insurance policies and coverage with companies doing business in California and acceptable to City. INSURANCE POLICIES AND MR41 MUMS REQUIRED 1. Commercial General Liability (CGL) for bodily injury, property damage, personal injury liability for premises operations, products and completed operations, contractual liability, and personal and advertising injury with limits no less than $2,000,000 per occurrence (ISO Form CG 00 01). If a general aggregate limit applies, either the general aggregate limit shall apply separately to this project/location (ISO Form CG 25 03 or 25 04) or it shall be twice the required occurrence limit. a. It shall be a requirement that any available insurance proceeds broader than or in excess of the specified minimum insurance coverage requirements and/or limits shall be made available to the Additional Insured and shall be (i) the minimum coverage/limits specified in this agreement; or (ii) the broader coverage and maximum limits of coverage of any insurance policy, whichever is greater. b. Additional Insured coverage under Consultant's policy shall be "primary and non-contributory," will not seek contribution from City's insurance/self-insurance, and shall be at least as broad as ISO Form CG 20 01 (04/13). c. The limits of insurance required may be satisfied by a combination of primary and umbrella or excess insurance, provided each policy complies with the requirements set forth in this Contract. Any umbrella or excess insurance shall contain or be endorsed to contain a provision that such coverage shall also apply on a primary and non-contributory basis for the benefit of City before the City's own insurance or self-insurance shall be called upon to protect City as a named insured. 2. Automobile Liability: ISO CA 00 01 covering any auto (including owned, hired, and non -owned autos) with limits no less than $1,000,000 per accident for bodily injury and property damage. 3. Workers' Compensation: As required by the State of California, with Statutory Limits and Employer's Liability Insurance of no less than $1,000,000 per occurrence for bodily injury or disease. O Not required. Consultant has provided written verification of no employees. 4. Professional Liability for professional acts, errors and omissions, as appropriate to Consultant's profession, with limits no less than $2,000,000 per occurrence or $2,000,000 aggregate. If written on a claims made form: a. The Retroactive Date must be shown and must be before the Effective Date of the Contract. b. Insurance must be maintained for at least five (5) years after completion of the Services. c. If coverage is canceled or non -renewed, and not replaced with another claims -made policy form with a Retroactive Date prior to the Contract Effective Date, the Consultant must purchase "extended reporting" coverage for a minimum of five (5) years after completion of the Services. OTHER INSURANCE PROVISIONS The aforementioned insurance shall be endorsed and have all the following conditions and provisions: Exh. D-Insurance Requirements for Design Professionals & Consultants Contracts Form Updated Feb. 2018 Additional Insured Status The City of Cupertino, its City Council, officers, officials, employees, agents, servants and volunteers ("Additional Insureds") are to be covered as additional insureds on Consultant's CGL policy. General Liability coverage can be provided in the form of an endorsement to Consultant's insurance (at least as broad as ISO Form CG 20 10 (11/ 85) or both CG 20 10 and CG 20 37 forms, if later editions are used). Primary Coverage Coverage afforded to City/Additional Insureds shall be primary insurance. Any insurance or self-insurance maintained by City, its officers, officials, employees, or volunteers shall be excess of Consultant's insurance and shall not contribute to it. Notice of Cancellation Each insurance policy shall state that coverage shall not be canceled or allowed to expire, except with written notice to City 30 days in advance or 10 days in advance if due to non-payment ofpremiums. Waiver of Subrogation Consultant waives any right to subrogation against City/Additional Insureds for recovery of damages to the extent said losses are covered by the insurance policies required herein. Specifically, the Workers' Compensation policy shall be endorsed with a waiver of subrogation in favor of City for all work performed by Consultant, its employees, agents and subconsultants. This provision applies regardless of whether or not the City has received a waiver of subrogation endorsement from the insurer. Deductibles and Self -Insured Retentions Any deductible or self -insured retention must be declared to and approved by the City. At City's option, either: the insurer must reduce or eliminate the deductible or self -insured retentions as respects the City/Additional Insureds; or Consultant must show proof of ability to pay losses and costs related investigations, claim administration and defense expenses. The policy shall provide, or be endorsed to provide, that the self -insured retention may be satisfied by either the insured or the City. Acceptability of Insurers Insurers must be licensed to do business in California with an A.M. Best Rating of A-VII, orbetter. Verification of Coverage Consultant must furnish acceptable insurance certificates and mandatory endorsements (or copies of the policies effecting the coverage required by this Contract), and a copy of the Declarations and Endorsement Page of the CGL policy listing all policy endorsements prior to commencement of the Contract. City retains the right to demand verification of compliance at any time duringthe Contract term. Subconsultants Consultant shall require and verify that all subconsultants maintain insurance that meet the requirements of this Contract, including naming the City as an additional insured on subconsultant's insurance policies. Higher Insurance Limits If Consultant maintains broader coverage and/or higher limits than the minimums shown above, City shall be entitled to coverage for the higher insurance limits maintained byConsultant. Adequacy of Coverage City reserves the right to modify these insurance requirements/coverage based on the nature of the risk, prior experience, insurer or other special circumstances, with not less than ninety (90) days prior written notice. Fxh. D-Insurance Requirements for Design Professionals & Consultants Contracts Form Updated Feb. 2018 ACORO® CERTIFICATE OF LIABILITY INSURANCE DATE /2019 """' os/zezols THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER. IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must have ADDITIONAL INSURED provisions or be endorsed. If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder In lieu of such endorsement(s). PRODUCER Marsh Risk & Insurance Services 17901 Von Karman Avenue, Suite 1100 (949) 399-5800; License #0437153 Irvine, CA 92614 CONTACT NAME: PHONE CN o E t AA/C No): E-MAIL ADDRESS: Attn: NewpodBeach.CedRequest@marsh.com/F: 212-948-4323 INSURERS AFFORDING COVERAGE NAIC # INSURER A: Crum & Forster Specialty Insurance Co 44520 CN115158923-01-01-19-20 INSURED PlaceWorks, Inc INSURER B: Travelers Property Casualty Company Of America 25674 INSURER C : Dba: The Planning Center Design Community & Enviomment 3 MacArthur Place, Suite 1100 INSURER D : Santa Ana, CA 92707 INSURER E : INSURER F : COVERAGES CERTIFICATE NUMBER: LOS-002212059-20 REVISION NUMBER: 3 THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. ILTR TYPE OF INSURANCE ADDL SUBR POLICY NUMBER MM/DDfYYYY MMIDD//YYXYPY LIMITS A X COMMERCIALGENERALLIABILITY CLAIMS -MADE FxI OCCUR X X EPK127413 07/01/2019 07/01/2020 EACH OCCURRENCE $ 5,000,000 DAMAGE TO RENTE—D PREMISES (Ea occurrence) $ 50,000 X MED EXP (Any one person) $ 5,000 BI & PD Ded. $5,000 PERSONAL & ADV INJURY $ 5,000,000 GEN'L AGGREGATE LIMIT APPLIES PER: GENERAL AGGREGATE $ 5,000,000 X PRO- POLICY JECT ❑ LOC 1:1JEC PRODUCTS -COMP/OPAGG $ 5,000,000 Contractors Pollution $ 5,000,000 OTHER: B AUTOMOBILE LIABILITY X X BA1N96406A19CAG 07/01/2019 07/01/2020 COMBINED SINGLE LIMIT Ea accident $ 1,000,000 BODILY INJURY (Per person) $ X1AUTOS ANY AUTO OWNED SCHEDULED AUTOS ONLY AUTOS HIRED NON -OWNED ONLY AUTOS ONLY BODILY INJURY (Per accident) $ PROPERTY DAMAGE Per accident $ Comp/Coll Deductibles $ 1,000 UMBRELLA LIAB X OCCUR EX6J3287561943 07/01/2019 07/01/2020 EACH OCCURRENCE $ 4,000,000 X AGGREGATE $ 4,000,000 EXCESS LIAR CLAIMS -MADE DED I I RETENTION $ $ B WORKERS COMPENSATION AND EMPLOYERS' LIABILITY Y / N ANYPROPRIETORtPARTNER/EXECUTIVE OF ICER/MEM E EXCLU ED F�jN (Mandatory In NH) / A UB7K7286761943G 7 07/01/2020 X PER OTH- STATUTE ER E.L. EACH ACCIDENT $ 1,000,000 E.L. DISEASE - EA EMPLOYEE $ 1,000,000 If yes, describe under DESCRIPTION OF OPERATIONS below E.L. DISEASE - POLICY LIMIT $ 1,000,000 A Errors & Omissions -Claims Made EPK127413 07/01/2019 07/01/2020 Each Claim/Aggregate 5,000,000 Retro Dates: See 2nd Page DESCRIPTION OF OPERATIONS / LOCATIONS / VEHICLES (ACORD 101, Additional Remarks Schedule, maybe attached if more space Is required) Re: IS/MND Cupertino CA The City of Cupertino, its city council, boards and commissioners, officers, employees, and volunteers are included as additional insured where required by written contract with respect to General and Auto Liability. This insurance is primary and non-contributory over any existing insurance and limited to liability arising out of the operations of the named insured and where required by written contract with respect to General Liability. Waiver of subrogation is applicable where required by written contract with respect to General and Auto Liability. ULK I IFII:A I t ML)LUtK City of Cupertino 10300 Toree Ave. Cupertino, CA 95014 SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN ACCORDANCE WITH THE POLICY PROVISIONS. AUTHORIZED REPRESENTATIVE of Marsh Risk & Insurance Services Rosalynda Martinez U 19BU-2015 ACORD CORPORATION. All rights reserved. ACORD 25 (2016/03) The ACORD name and logo are registered marks of ACORD BAIN96406A19CAG. Effective 07/01/2019 COMMERCIAL AUTO THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. BUSINESS AUTO . EXTENSION ENDORSEMENT This endorsement modifies insurance provided under the following; BUSINESS AUTO COVERAGE FORM GENERAL DESCRIPTION OF COVERAGE —This endorsement broadens coverage. However, coverage for any injury, damage. or medical expenses described in any of the provisions of this endorsement rn . ay be excluded or limited by another endorsement to the Coverage Part, and these coverage:broadening provisions do. not apply to theextent that coverage is excluded or linnited by such an endorsement. The following listing, is a` -general cover- age description only, Limitations and exclusions may apply to these coverages: Read all the ,pirovisions of this en- dorsernent and the rest of your policy carefully to determine rights, dudes, and what Is and is not covered, A. BROADFORKNAMED INSURED H. HIREDAUTO PHYSICAL DAMAGE — Loss OF , B. BLANKET ADDITIONAL INSURED USE — INCREASEDLIMIT C. EMPLOYEE HIRED AUTO DO `EMFLOYEESAS INSURED E. SUPPLEMENTARY PAYMENTS — INCREASED LIMITS F. I . HIRED. AUTO -- LIMITED WORLDWIDE COV- ERAGE —IN tIVINITYBA6118 G. WAIVER OF.DEDUCTIBLE ---GLASS PROVISIONS A. BROAD FORM NAMEDINSURED The following is added to Paragraph A.I., Who Is An Insured, of SECTION 11 —COVERED AUTOS LIABILITY COVERAGE: Any organization You newly acquire or forirn dur- ing the policy period: over which you maintain 50% or more ownership interest and that is not, separately insured for Business Auto Coverage. Co,verage under this provision is afforded only un- t1l, the 180th day after you acquire or form the. or- :ganization or 1he end of the policy period, which_ ever is earlier. B. BLANKET ADDITIONAL INSURED The folloWing.is added to Paragraph aragraph c. in. A.1... Who Is An Insured, of SECTION 11 — COVERED AUTOS LIABILITY COVERAGE: Any person or organization who Is required under 'a written contract or agreement.between you and that person or:arganjz8tion, that is signed and executed by you before the "bodily injury" or "property darriage" occursand that is in effect during the policy period, to be named as an addi- tional insured is an. "insured" for Covered Autos Liability Coverage, but only for damages to, which I. PHYSICAL DAMAGE — TRANSPORTATION EXPENSES — INCREASED1,11MIT X PERSONAL PROPERTY K. AIRBAGS L4: NOTICE AND KNOWLEDGE OF ACCIDENT OR LOSS M. BLANKET tVAIVER OF SUBROGATION N. UNINTENTIONAL ERRORS OR OMISSIONS this insurance applies and only to the extent that person or organization qualifies as an "insured" under the Who is An Insured provision contained in Section 11, C. EMPLOYEE. HIRED AUTO 1. The following is added to Paragraph A.I., .Who Is An Insured, of SECTION.,111 --,COV- ,ERED AUTOS LIABILITY COVERAGE: .An "employee" of yours`is an "insured" While operating an "auto" hired or rented under a contract or agreement in an "employee's :name, with your permission, while.:performing ,duties related tothe. conduct Of your bust- mess. 2 The following: replaces Paragraph b. in B.S., 'Other Insurance, of SECTION IV — BUSI- NESS AUTO CONDITIONS: b. For Hired Auto Physical Damage Cover- age, the following are deemed to be cov- ered "autos" you own: (1) Any covered "auto" you lease, hire, rent ar:bo.rrow; and (2) Any Covered "atkd' hired or rented by your "ernployee" under a contract in an "employee's" name; with your CA T3 53 0215 Q 2015 The Travelers Incimnity. Oompeny. All rights reserved. Page I of 4 Includes copyrighted material d Insurance Services Office. Ino- with. Rspernnlissi . on. BA7E37616719:CAG Effective 07r'01/.2.019 COMMERCIAL AUTO permission, :while performing duties related to the conduct ,of your busi- ness. However, any"auto" that is leased, hired, rented or borrowed with a driver is not a covered "auto". D. EMPLOYEES AS INSURED The following. is added to Paragraph A.1., Who Is An Insured, of Si;CTION 11 - COVERED AUTOS LIABILITY COVERAGE Any "employee" of yours is an "insured" while us- ing a covered "auto" you don`t own, hire or borrow in your business or your personal affairs. E. SUPPLEMENTARY PAYMENTS — INCREASED LIMITS 1. The following replaces Paragraph A.2.a.(2), of SECTION Il — COVERED AUTOS LIABIL- ITY COVERAGE: 12) Up to $3,000 `for cost of bail bonds (in- cluding bonds for related traffic law viola- tions) required because of.an "accident" we cover. We do not have to furnish these bonds. 2. The following replaces Paragraph A.2.a.(4), of SECTION Ill -- COVERED AUTOS LIABIL- ITY COVERAGE: (4) All reasonable expenses incurred by the "insured" at our request, including actual loss of earnings up to $500 a day be- cause of time off from work. F. HIRED AUTO LIMITED WORLDWIDE COV- ERAGE INDEMNITY BASIS The following replaces Subparagraph (5) in Para- graph B.7., Policy .Period, Coverage Territory, of SECTION 1V —.BUSINESS AUTO. CONDI- TIONS: (a) Anywhere in the world, except any country or jurisdiction while any trade sanction, em- bargo, or similar regulation imposed by the United States of America applies to and pro- hibits he transaction of business with or within such country of jurisdiction, for Cov- ered Autos Liability Coverage for any covered "auto" that you lease, hire, rent or borrow without a driver for a period of 30 days or less and that Is not an "auto" you lease, hire,, rent or borrow from any of ` your "employees partners (if you are a partnership); members (if you are a limited liability company) or members of their households; (a) With respect to any claim made or "suit" brought outside the United States of America, the territoriesand possessions of the United States of America, Puerto Rico and Canada; (1) You must arrange to defend the "in- sured" against, and investigate or set- tle any such claim or "suit" and keep us advised of all proceedings and ac- tions. (ii) Neither you ,nor any other involved "insured" will make any settlement without our consent. (iii) We may, at our discretion, participate in defending the "insured" against, or in the settlement ofi any claim or "suit". (iv)We willreimburse the "insured" for Burns that the "insured" legally must pay as damages because of "bodily injury" or "property damage" to which this insurance applies, 'that the "in- sured" pays with our consent, but only up to the limit described in Para- graph C., Limits Of Insurance, of SECTION II - COVERED AUTOS LIABILITY .COVERAGE. (v) We will reimburse the "insured" for .the reasonable exenses incurred Willi our consent for your investiga- tion of such claims and your defense of the "insured" against any such "suit", but only up to and included within the limit described in Para - :graph C., Limits of Insurance, of SECTION II COVERED AUTOS' LIABILITY COVERAGE, and not in addition to such limit. Our duty to make such payments ends when we have used up the applicable. ,limit of Insurance in payments. for damages,. settlements ordefense expenses. (b); This Insurance is excess over any valid. and collectible other insurance available ,to the "insured" whether primary, excess, contingent or on any other basis. {G) This insurance is not a substitute for re- quired or compulsory insurance in any country outside the United States, its ter- rilories and possessions,, Puerto Rico and Canada. Page 2 of'4. @ 2015 The Travelers Ind emnliv Company, Fill righte reserved. GA T3 53.02 15 Includes copyrighted mateiial.of Insurance Services Offioe,..lno. Wth its permission.: WE3761671.9CAG.Effective 07/01/2019 You agree to maintain all required or compulsory- insurance In any such coun- try up to the minimum limits required by local law. Your failure to comply with compulsory Insurance requirements will not invalidate the coverage afforded by this policy, but we will only be liable to the same extent we would have been liable had you complied with the compulsory in- surance requirements. (d) It is understood that we are not ail admit- ted or authorized: insurer outside the Uriited States of America, its territories and possessions, Puerto Rico, and Can- ada. We assume no responsibility for the furnishing of certificates of insurance, or for compliance. in any way with the. laws of other countries relating to: insurance. G. WAIVER OF DEDUCTIBLE GLASS The following is added to Paragraph D., Deducti- :ble, of SECTION III -- PHYSICAL DAMAGE COVERAGE: No deductible for a covered "auto" will apply to glass damage if the glass is repairedrather than replaced. H. HIRED AUTO PHYSICAL DAMAGE, LOSS OF USE - INCREASED LIMIT The following replaces the last, sentence of Para- graph AA.b., Loss Of Use Expenses,. of SEC- TION III — PHYSICAL DAMAGE COVERAGE: However, the most we: will pay for any expenses for loss of use is $65 per day, to a maximum of $750 for any one "accident". I. PHYSICAL_ DAMAGE. — TRANSPORTATION EXPENSES— INCREASED LIMIT The following replaces the firstsentence in Para- graph AA a., Transportation Expenses, of SECTION III - PHYSICAL DAMAGE COVER- AGE: We will pay up to $50 per day to a maximum of $1,500 for temporary transportation expense in- curred by you because of the total theft of a cov- ered "auto" of the private passenger type. J. PERSONAL PROPERTY' The following Is added to Paragraph A A., Cover- age Extensions, of SECTION ;III -- PHYSICAL DAMAGE COVERAGIE Personal Property We will pay up to $400 for "loss" to wearing ap- parel and other personal property which is (1) Owned by an "insured"; and COMMERCIAL AUTO (2) in or on your covered "auto This coverage applies only in the event of a total theft of your covered "auto'. No deductibles apply to this persona) Property coverage. K. AIRBAGS The following is added to Paragraph 13.3., Exclu- sions,. of SECTION III PHYSICAL DAMAGE COVERAGE: Exclusion 3.0. does not apply to "i0SS to one or more airbags. in a covered "auto" you. own that in- flate due to a cause other than, a cause of "loss'' set forth in Paragraphs A.t.b, and A.t.c., but only: a. If that "auto" is a covered "auto" for Compre- hensive Coverage under this policy; b. The airbags are not covered under any war- ranty; and c. The airbags were not intentionally inflated. We will pay up to a maximum of $t ,000 for ariy one "loss". L. NOTICE AND KNOWLEDGE OF:ACCIDENT OR LOSS The following is added to Paragraph A.2.a., of SECTION IV — BUSINESS AUTO:CONDITIONS; Your duty to give us or our authorized representa- tive prompt .notice of the "accident" or "loss" ap- plies only when the "accident" or "loss" is known to: (a) You (if you are can individual); (b) A partner (if you area partnership) (c) A member (if you are a limited liability com- pany) (d) An executive officer, :director or insurance manager (if you are a corporation or other or- ganization); or (e) Any "employee" authorized by you to give ;no- tice of the "accident" or "loss". M.BLANKET WAIVER OF SUBROGATION The following. replaces Paragraph A.:&, Transfer Cif. Rights Of Recovery Against Others To Us, of SECTION IV BUSINESS AUTO CONDI- TIONS: 5. Transfer Of Rights Of {recovery Against Others To W5 We waive any right of recovery we may have against any person or organization to.the ex- tent required of you by a written contract signed and executed prior to any "accident" or "loss", provided that the "accident" or "loss" arises out of operations contemplated by CA T3 53 02 1,5 * 2015 i he Travelers Indemnity Company. All rights reserved: Page 3 of 4` includes copyrighted material of insurance Services office. Inc. with its permission. CO2087 BA7E37616719CAG Effective 07/01/2019 COMMERCIAL AUTO such contract. The waiver applies only to the person or organization designated in such contract: N. UNINTENTIONAL ERRORS .017 OMISSIONS The following is added to Paragraph B.2., Con- cealment, Misrepresentation, Or Fraud, of SECTION IV =- BUSINeSS AUTO CONDITIONS. The unintentional omission of, or unintentional error In, any Information given. by you shall not prejudice your rights under this insurance. How- ever this provision does not affect our right to cql lest additional premium or exercise our right of cancellation or non -renewal. Page 4:of 4 r W15 The TravelersIndemnity Companj, All rights reserved CA T3 53 02 15 Invludes copyrighted material of insuranoe Services Office, Inc. with its permission. EPK127413 Effective 0710112019 THIS ENDORSEMENT CHANGES THE POLICY, PLEASE READ IT CAREFULLY. ADDITIONAL . OWNERS,O. CONTRACTORS — COMPLETED OPERATIONS This endorsernent modifies insurance provided under the following: COMMERCIAL. GENERAL. LIABILITY COVERAGE PART Name of Additional Persons) or Organizations)_ Location And Description Of Completed Operations Where Required By Written Contract. Where Required By Written Contract.. Information required to complete this Schedule, if not shown above, will be shown in the Declarations. A. Section III Who is An Insured within the Common Provisions is amended to include as an insured the person(s) or organization(s) shown in the Schedule, but only with respect to liability for "bodily injury or "property damage" caused, in whole or in part, by `'your work at the location designated and described in the schedule of this endorsement performed for that additional insured and Included In the "products -completed operations hazard', EN0320-0211 Page 1 of 1 EPK127413 Term. 7-1-19 to 7-1-20 THIS ENDORSEMENT CHANGES THE POLICY, PLEASE READ IT CAREFULLY, I ran 03 MEW 3-. ,1111117E.-TeTeTTI a This endorsement modifies insurance provided under the following: COMMERCIAL GENERAL LIABILITY COVERAGE PART CONTRACTORS POLLUTION LIABILITY COVERAGE PART ERRORS AND OMISSIONS LIABILITY COVERAGE PART SCHEDULE IName Of Additional Insured Person(s) or Organization(s) �Vhere Required By Written Contract. A. SECTION III — WHO IS AN INSURED within the Common Provisions is amended to include as an additional insured the person(s) or organization(s) indicated in the Schedule shown above, but only with respect to liability arising out of "your work" for that person or organization performed by you, or by those acting on your behalf. B, As respects additional insureds as defined above, this insurance also applies to "bodily injury" or "property damage" arising out of your negligence when the following written contract requirements are applicable: Coverage available under this coverage part shall apply as primary insurance. Any other insurance available to these additional insureds shall apply as excess and not contribute as primary to the insurance afforded by this endorsement. 2. We waive any right of recovery we may have against the person(s) or organization(s) indicated in the Schedule shown above because of payments we make for injury or damage arising out of "your worle, performed under a written contract with that person(s) or organization(s). 3. The term "additional insured" is used separately and not collectively, but the inclusion of more than one "additional insured" shall not increase the limits or coverage provided by this insurance_ ThisEndorsement does not reinstate or increase the Limits of Insurance applicable to any "claim" to which the coverage afforded by this Endorsement applies_ ALLOTHER TERMS AND CONDITIONS OF THE POLICY REMAIN UNCHANGED, EN0147 -1111 Page 1 of 1 AW. TRAVELERS, WORKERS COMPENSATION J AND Orrin TOWER SQUARE EMPLOYERS LIABILITY POLICY RXRTVORD CT 06183 ENDORSEMENT WC 99 03 76 ( A) - 001 POLICY NUMBER. UB-7K728676-19-43-G WAIVER OF OUR RIGHT TO RECOVER FROM OTHERS ENDORSEMENT - CALIFORNIA (BLANKET WAIVER) We have the right to recover our payments from anyone liable for an injury covered by this policy. We will not enforce our right against the person or organization named in the Schedule. The additional premium for this endorsement shall be 2.00 °h of the California workers' compensation pre- en lum, Schedule Person or Organization A= PERSON OR ORGANIZA" 109 IVOR WHicX THE INSURED HAS AGREED BY WRITTBIi CONTRACT EXECUTOD PRIOR TO LOSS TO VORNYSH -MIS waxvMR Job Description This endorsement changes the policy to which it is attached and is effective on the date issued unless otherwise stated. (The information below is required only when this endorsement is issued subsequent to preparation of the policy.) Endorsement Effective 07/01/2019 Policy No. UB7K728676-19-43-C Endorsement No. 1 Insured Premium Insurance Company Travelers Property Casualty Countersigned by DATE OF ISSUE: 06-11-18 ST ASSIGN: Page 1 of 1 001746