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19-044 Richard Yau, Program and Project Management Consultant ServicesCITY OF
I MASTER PROFESSIONAU/SPECIALIZED SERVICES AGREEMENT
WITH RICHARD YAU
CUPERTINO
1. PARTIES
This Master Agreement is made and entered into as of February 1, 2019 Effective
Date"),by and between the City of Cupertino, a municipal corporation("City"), and
Richard Yau Contractor"), a Sole Proprietorship/Individual for
Program and Project Management Consultant Services
2. SERVICES
2.1 Scope of Services. Contractor agrees to provide the Services set forth in the Scope of Services,
attached and incorporated here as Exhibit A, on an as-needed basis. The Services must comply with
this Agreement and with each Service Order issued by the City's Project Manager or his/her designee,
in accordance with the following procedures,unless otherwise specified in Exhibit A.
2.2 Service Orders.Before issuing a Service Order, the City Project Manager will request
Services in writing and hold a meeting with Contractor to discuss the Service Order. Contractor will
submit a written proposal that includes a specific Scope of Services, Schedule of Performance and
Compensation,which the Parties will discuss. Thereafter, City will execute a Service Order Form for
the Services, attached and incorporated here as Exhibit B. The Service Order will specify the Scope of
Services, Schedule of Performance, Compensation and any other conditions applicable to the Service
Order. Issuance of a Purchase Order is discretionary. The City Project Manager is authorized to
streamline these procedures based on the City's best interests. Contractor will not be compensated for
Services performed without a duly authorized and executed Service Order.
3. TIME OF PERFORMANCE
3.1 Term.This Agreement begins on the Effective Date and ends on January 31, 2021
Contract Time"),unless terminated earlier as provided herein.
3.2 Schedule of Performance. Contractor must deliver the Services within the time specified in
each Service Order, and under no circumstances should the Services go beyond the Contract Time.
3.3 Time is of the essence for the performance of all the Services required in this Agreement and
in each Service Order. Contractor must have sufficient time,resources and qualified staff to deliver the
Services on time. Contractor must respond promptly to each Service Order request.
4. COMPENSATION
4.1 Maximum Compensation. City will pay Contractor for satisfactory performance of the
Services a total amount that will based upon actual costs but that will be capped so as not to exceed
125,000 Contract Price"),based upon the Scope of Services in Exhibit A and the
budget and rates included. The maximum compensation includes all expenses and reimbursements
and will remain in place even if Contractor's actual costs exceed the capped amount.
City Project
Master ProfessionaVSpecialized Services Agreement/Rev.May 22,2018
Page 1 of 8
4.2 Per Service Order. Compensation for Services provided under a Service Order will be based
on the rates set forth in the Service Order,which shall not exceed the capped amount specified in the
Service Order.
4.2 Invoices and Payments. Except as otherwise provided in a Purchase Order, monthly invoices
must state a description of the deliverables completed and the amount due for the preceding month.
Thirty days prior to expiration of the Agreement, Contractor must submit a requisition for final and
complete payment of costs and pending claims for City approval.Noncompliance with this
requirement relieves City of any further payment or other obligations under the Agreement.
5. INDEPENDENT CONTRACTOR
5.1 Status. Contractor is an independent contractor and not an employee,partner, or joint venture
of City. Contractor is solely responsible for the means and methods of performing the Services and for
the persons hired to work under this Agreement. Contractor is not entitled to health benefits, worker's
compensation or other benefits from the City.
5.2 Contractor's Qualifications. Contractor warrants on behalf of itself and its subcontractors that
they have the qualifications and skills to perform the Services in a competent and professional manner
and according to the highest standards and best practices in the industry.
5.3 Permits and Licenses. Contractor warrants on behalf of itself and its subcontractors that they
are properly licensed, registered, and/or certified to perform the Services as required by law and have
procured a City Business License.
5.4 Subcontractors. Only Contractor's employees are authorized to work under this Agreement.
Prior written approval from City is required for any subcontractor, and the terms and conditions of this
Agreement will apply to any approved subcontractor.
5.5 Tools, Materials and Equipment. Contractor will supply all tools, materials and equipment
required to perform the Services under this Agreement.
5.6 Payment of Taxes. Contractor must pay income taxes on the money earned under this
Agreement. Upon City's request, Contractor will provide proof of payment and will indemnify City for
violations pursuant to the indemnification provision of this Agreement.
6. PROPRIETARY/CONFIDENTIAL INFORMATION
In performing this Agreement, Contractor may have access to private or confidential information j
owned or controlled by the City,which may contain proprietary or confidential details the disclosure of
which to third parties may be damaging to City. Contractor shall hold in confidence all City
information and use it only to perform this Agreement. Contractor shall exercise the same standard of
care to protect City information as a reasonably prudent contractor would use to protect its own
proprietary data.
City Project
Master Professional/specialized Services Agreement/Rev.May 22,2018
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7. OWNERSHIP OF MATERIALS
7.1 Property Rights. Any interest(including copyright interests)of Contractor in any product,
memoranda, study,report, map,plan, drawing, specification, data, record, document or other
information or work, in any medium(collectively, "Work Product"),prepared by Contractor in
connection with this Agreement will be the exclusive property of the City and shall not be shown to
any third-party without prior written approval of City.
7.2 Copyright. To the extent permitted by Title 17 of U.S. Code, all Work Product arising out of
this Agreement is considered"works for hire" and all copyrights to the Work Product will be the j
property of City. Alternatively, Contractor assigns to City all Work Product copyrights. Contractor
may use copies of the Work Product for promotion only with City's written approval.
7.3 Patents and Licenses. Contractor must pay royalties or license fees required for authorized
use of any third party intellectual property, including but not limited to patented,trademarked, or
copyrighted intellectual property if incorporated into the Services or Work Product of this Agreement.
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7.4 Re-Use of Work Product. Unless prohibited by law and without waiving any rights, City may
use or modify the Work Product of Contractor or its sub-Contractors,prepared or created under this
Agreement,to execute or implement any of the following:
a) The original Services for which Contractor was hired;
b) Completion of the original Services by others;
c) Subsequent additions to the original Services; and/or
d) Other City projects.
7.5 Deliverables and Format. Contractor must provide electronic and hard copies of the Work
Product, on recycled paper and copied on both sides, except for one single-sided original.
8. RECORDS
Contractor must maintain complete and accurate accounting records relating to its performance in
accordance with generally accepted accounting principles. The records must include detailed
information of Contractor's performance,benchmarks and deliverables, which must be available to
City for review and audit. The records and supporting documents must be kept separate from other
records and must be maintained for four years from the date of City's final payment.
9. ASSIGNMENT
Contractor shall not assign, sublease,hypothecate, or transfer this Agreement, or any interest therein,
directly or indirectly,by operation of law or otherwise,without prior written consent of City. Any
attempt to do so will be null and void. Any changes related to the financial control or business nature
of Contractor as a legal entity will be considered an assignment of the Agreement and subject to City
approval. Control means fifty percent(50%)or more of the voting power of the business entity.
City Project
Master Professional/Specialized Services Agreement/Rev.May 22,2018
Page 3 of 8
10. PUBLICITY/SIGNS
Any publicity generated by Contractor for the project under this Agreement, during the term of this
Agreement and for one year thereafter, will reference the City's contributions in making the project
possible. The words"City of Cupertino"will be displayed in all pieces of publicity, including flyers,
press releases,posters,brochures,public service announcements, interviews and newspaper articles.
No signs may be posted, exhibited or displayed on or about City property, except signage required by
law or this Contract,without prior written approval from the City.
11. INDEMNIFICATION
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11.1 To the fullest extent allowed by law, and except for losses caused by the sole and active
negligence or willful misconduct of City personnel, Contractor shall indemnify, defend, and hold
harmless City, its City Council,boards and commissions, officers, officials, employees, agents,
servants,volunteers and Contractors ("Indemnitees"), through legal counsel acceptable to City, from
and against any and all liability, damages, claims, actions, causes of action, demands, charges, losses,
costs and expenses (including attorney fees, legal costs and expenses related to litigation and dispute
resolution proceedings), of every nature, arising directly or indirectly from this Agreement or in any
manner relating to any of the following:
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a) Breach of contract, obligations, representations or warranties;
b) Negligent or willful acts or omissions committed during performance of the Services;
c) Personal injury,property damage, or economic loss resulting from the work or performance of
Contractor or its subcontractors or sub-subcontractors;
d) Unauthorized use or disclosure of City's confidential and proprietary information;
e) Claim of infringement or violation of a U.S patent or copyright,trade secret,trademark, or
service mark or other proprietary or intellectual property rights of any third party.
11.2 Contractor must pay the costs City incurs in enforcing this provision. Contractor must accept app
tender of defense upon receiving notice from City of a third-parry claim, in accordance with California
Public Contract Code Section 9201. At City's request, Contractor will assist City in the defense of a
claim, dispute or lawsuit arising out of this Agreement.
11.3 Contractor's duties under this section are not limited to the Contract Price, workers'
compensation payments, or the insurance or bond amounts required in the Agreement.Nothing in the
Agreement shall be construed to give rise to an implied right of indemnity in favor of Contractor
against City or any Indemnitee.
11.4. Contractor's payments may be deducted or offset to cover any money the City lost due to a j
claim or counterclaim arising out of this Agreement, a purchase order or other transaction.
12. INSURANCE
Contractor shall comply with the Insurance Requirements, attached and incorporated here as Exhibit
D, and must maintain the insurance for the duration of the Agreement, or longer as required by City.
City will not execute the Agreement until City approves receipt of satisfactory certificates of insurance
and endorsements evidencing the type, amount, class of operations covered, and the effective and
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City Project
Master Professional/Specialized Services Agreement/Rev.May 22,2018
Page 4 of 8
expiration dates of coverage. Failure to comply with this provision may result in City, at its sole
discretion and without notice,purchasing insurance for Contractor and deducting the costs from
Contractor's compensation or terminating the Agreement.
13. COMPLIANCE WITH LAWS
13.1 General Laws. Contractor shall comply with all local, state and federal laws and regulations
applicable to this Agreement. Contractor will promptly notify City of changes in the law or other
conditions that may affect the Project or Contractor's ability to perform. Contractor is responsible for
verifying the employment authorization of employees performing the Services, as required by the
Immigration Reform and Control Act.
13.2 Labor Laws. Contractor shall comply with all labor laws applicable to this Agreement. If the
Scope of Services includes a"public works"component, Contractor is required to comply with
prevailing wage laws under Labor Code Section 1720 and other labor laws.
13.3 Discrimination Laws. Contractor shall not discriminate on the basis of race,religious creed,
color, ancestry, national origin, ethnicity, handicap, disability,marital status,pregnancy, age, sex,
gender, sexual orientation, gender identity, Acquired-Immune Deficiency Syndrome(AIDS) or any
other protected classification. Contractor shall comply with all anti-discrimination laws, including
Government Code Sections 12900 and 11135, and Labor Code Sections 1735, 1777 and 3077.5.
Consistent with City policy prohibiting harassment and discrimination, Contractor understands that d
harassment and discrimination directed toward a job applicant, an employee, a City employee, or any
other person,by Contractor or Contractor's employees or sub-contractors will not be tolerated.
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13.4 Conflicts of Interest. Contractor shall comply with all conflict of interest laws applicable to
this Agreement and must avoid any conflict of interest. Contractor warrants that no public official,
employee, or member of a City board or commission who might have been involved in the making of
this Agreement, has or will receive a direct or indirect financial interest in this Agreement, in violation
of California Government Code Section 1090 et seq. Contractor may be required to file a conflict of
interest form if Contractor makes certain governmental decisions or serves in a staff capacity, as
defined in Section 18700 of the California Code of Regulations. Contractor agrees to abide by the
City's rules governing gifts to public officials and employees.
13.5 Remedies. Any violation of Section 13 constitutes a material breach and may result in City
suspending payments,requiring reimbursements or terminating this Agreement. City reserves all other
rights and remedies available under the law and this Agreement, including the right to seek
indemnification under Section 11 of this Agreement.
14. PROJECT COORDINATION
City Project Manager. The City assigns Michael Zimmermann as the City's representative
for all purposes under this Agreement, with authority to oversee the progress and performance of the
Scope of Services. City reserves the right to substitute another Project manager at any time, and
without prior notice to Contractor.
City Project
Master Professional/Specialized Services Agreement/Rev.May 22,2018
Page 5 of 8
Contractor Project Manager. Subject to City approval, Contractor assigns Richard Yau
as its single Representative for all purposes under this Agreement, with authority to oversee the
progress and performance of the Services. Contractor's Project manager is responsible for
coordinating and scheduling the Services in accordance with City instructions, service orders and the
Schedule of Performance. Contractor must regularly update the City's project manager about the
status,progress and any delays with the work. City's written approval is required prior to Contractor
substituting a new Representative which shall result in no additional costs to City.
15. ABANDONMENT OF PROJECT
City may abandon or postpone the Project or parts thereof at any time. Contractor will be compensated
for satisfactory Services performed through the date of abandonment, and will be given reasonable
time to assemble the work and close out the Services. With City's pre-approval in writing,the time
spent in closing out the Services will be compensated up to a maximum of ten percent(10%) of the
total time expended to date in the performance of the Services.
16. TERMINATION
City may terminate this Agreement for cause or without cause at any time. Contractor will be paid for
satisfactory Services rendered through the date of termination,but final payment will not be made until
Contractor closes out the Services and delivers the Work Product.
17. GOVERNING LAW,VENUE AND DISPUTE RESOLUTION
This Agreement is governed by the laws of the State of California. Any lawsuits filed related to this
Agreement must be filed with the Superior Court for the County of Santa Clara, State of California.
Contractor must comply with the claims filing requirements under the Government Code prior to filing
a civil action in court. If a dispute arises, Contractor must continue to provide the Services pending
resolution of the dispute. If the Parties elect arbitration,the arbitrator's award must be supported by j
law and substantial evidence and include detailed written findings of law and fact.
18. ATTORNEY FEES
If City initiates legal action, files a complaint or cross-complaint, or pursues arbitration, appeal, or
other proceedings to enforce its rights or a judgment in connection with this Agreement, the prevailing
parry will be entitled to reasonable attorney fees and costs.
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19. THIRD PARTY BENEFICIARIES
There are no intended third party beneficiaries of this Agreement.
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20. WAIVER
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Neither acceptance of the Services nor payment thereof shall constitute a waiver of any contract
provision. City's waiver of a breach shall not constitute waiver of another provision or breach.
City Project
Master Professional/Specialized Services Agreement/Rev.May 22,2018
Page 6 of 8
21. ENTIRE AGREEMENT
This Agreement represents the full and complete understanding of every kind or nature between the
Parties, and supersedes any other agreement(s) and understanding(s), either oral or written,between
the Parties. Any modification of this Agreement will be effective only if in writing and signed by each
Parry's authorized representative.No verbal agreement or implied covenant will be valid to amend or
abridge this Agreement. If there is any inconsistency between the main Agreement and the attachments
or exhibits thereto, the text of the main Agreement shall prevail.
22. INSERTED PROVISIONS
Each provision and clause required by law for this Agreement is deemed to be included and will be
inferred herein. Either party may request an amendment to cure mistaken insertions or omissions of
required provisions. The Parties will collaborate to implement this Section, as appropriate.
23. HEADINGS
The headings in this Agreement are for convenience only, are not a part of the Agreement and in no
way affect, limit or amplify the terms or provisions of this Agreement.
24. SEVERABILITY/PARTLAL INVALIDITY
If any term or provision of this Agreement, or their application to a particular situation, is found by the
court to be void, invalid, illegal or unenforceable, such term or provision shall remain in force and
effect to the extent allowed by such ruling. All other terms and provisions of this Agreement or their
application to specific situations shall remain in full force and effect. The Parties agree to work in good
faith to amend this Agreement to carry out its intent.
25. SURVIVAL
All provisions which by their nature must continue after the Agreement expires or is terminated,
including the Indemnification, Ownership of Materials/Work Product, Records, Governing Law and
Attorney Fees, shall survive the Agreement and remain in full force and effect.
26. NOTICES
All notices,requests and approvals must be sent in writing to the persons below, which will be
considered effective on the date of personal delivery or the date confirmed by a reputable overnight
delivery service, on the fifth calendar day after deposit in the United States Mail,postage prepaid,
registered or certified, or the next business day following electronic submission:
To City of Cupertino To Contractor: Richard Yau
10300 Torre Ave.,Cupertino CA 95014
Attention: Michael Zimmermann Attention: Richard Yau
Email: michaelz@cupertino.org Email:
City Project
Master ProfessionaUSpecialized Services Agreement/Rev.May 22,2018
Page 7 of 8
27. VALIDITY OF CONTRACT
This Agreement is valid and enforceable only if(a)it complies with the purchasing and contract
provisions of Cupertino Municipal Code Chapters 3.22 and 3.23, as amended from time to time, (b) is
signed by the City Manager or an authorized designee, and(c) is approved for form by the City
Attorney's Office.
28. EXECUTION
The person executing this Agreement on behalf of Contractor represents and warrants that Contractor
has full right,power, and authority to enter into and carry out all actions contemplated by this
Agreement and that he or she is authorized to execute this Agreement, which constitutes a legally
binding obligation of Contractor. This Agreement may be executed in counterparts, each one of which
is deemed an original and all of which, taken together, constitute a single binding instrument.
IN WITNESS WHEREOF,the parties have caused the Agreement to be executed.
CONTRACTOR CITY OF CUPERTINO
RICHARD YAU A Municipal Co oration
By I
Name Richard Yau Name Roger Lee
Title Owner Title Acting Director of Public Works
Date 1/?z Date 3 12('11 K
Tax LD.No.: /
APPROVED AS TO FORM:
Contract Amount: $125,000
C-upurttw*eting City Attorney Encumbrance By Service Order Only
ATTEST:
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GAACt SCHMIDT
City Clerk I
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City Project
Master Professional/Specialized Services Agreement/Rev.May 22,2018
Page 8 of 8
EXHIBIT A
SCOPE OF SERVICES
The CONSULTANT shall provide certain Program and Project Management services as
required and requested by the CITY.
The CONSULTANT shall provide services under this Master Agreement on an "as needed"
basis and only(1)upon written request from the CITY's Director of Public Works or authorized
Agent as defined in Section 14, PROJECT COORDINATION and(2) as defined in a fully
executed SERVICE ORDER,Exhibit B.
SECTION 1-GENERAL PROVISIONS
A. The CONSULTANT shall perform all services to the satisfaction of the CITY's Public
Works Director or authorized Agent.
B. The CONSULTANT shall perform all services under this agreement to the currently
prevailing professional standards and quality found among Program and Project
Management Consultants with similar knowledge and skill engaged in related work
throughout California under the same or similar circumstances.
C. The CONSULTANT shall perform services under this AGREEMENT only by 1
authorization of a fully executed SERVICE ORDER which shall clearly provide the
nature of the specific services, the time limit within which such services must be
completed, and the compensation for such services.Unauthorized services performed
by the CONSULTANT shall be at no cost to the CITY.
D. The CONSULTANT shall begin work only after receipt of a fully authorized and
executed SERVICE ORDER.The CITY shall incorporate each authorized and fully
executed SERVICE ORDER into the terms and conditions of this MASTER
AGREEMENT.
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E. The CITY shall designate a Project Manager for each authorized and fully executed
SERVICE ORDER under this AGREEMENT.The CONSULTANT shall coordinate the
SERVICE ORDER performance with the CITY's designated Project Manager.
SECTION 2. BASIC SERVICES
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The Consultant shall provide Program and Project Management services for various CITY
Public Works projects. All services performed shall be authorized by a fully executed SERVICE
ORDER prior to work commencement. Consultant services under this Master Agreement may
include,but are not limited to:
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City of Cupertino Master Agreement Exhibit A-Scope of Services
Program&Project Management Services—Richard Yau Page 1 of 2
EXHIBIT A
SCOPE OF SERVICES
A. Program or Project Feasibility Phase
1) Define general project performance requirements from City staff meetings
2) Site visits
3) Project team building
4) Stakeholder coordination
5) Public meeting coordination
6) Program and/or project budget and schedule
7) Review project scope and identify specialty consultants for project design and
implementation
8) Program and/or project schedule development
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B. Project Design Phase
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1) Develop sources for required project consultant services
2) Prepare Consultant Requests for Proposal using City standard format.
3) Conduct Consultant selection using established CITY process.
4) Prepare Consultant scope of services and agreement for City.
5) Negotiate Design Consultant fees
6) Manage project schedule
7) Manage Consultant agreements and review payment requests.
8) Coordinate Public Meetings for stakeholder input with City Staff
9) Monitor design process,project design development, and provide comments for
consultant feedback.
10) Evaluate additional Design Consultant services as required.
11) Coordinate final construction documents review with City professional staff and
provide consultant feedback.
12) Assist City staff with prequalifying contractors.
13) Assist City with the project bid process.
C. Bid Phase:
1) Assemble front end bid documents using City standard language
2) Assemble bid package for City staff to use for public bid
3) Prepare bid results for City staff
D. Construction Phase:
1) Coordinate information between Design Consultant and Construction Manager
END OF EXHIBIT
City of Cupertino Master Agreement Exhibit A-Scope of Services
Program&Project Management Services—Richard Yau Page 2 of 2
EXHIBIT A
SCOPE OF SERVICES
The CONSULTANT shall provide certain Program and Project Management services as
required and requested by the CITY.
The CONSULTANT shall provide services under this Master Agreement on an "as needed"
basis and only(1) upon written request from the CITY's Director of Public Works or authorized
Agent as defined in Section 14,PROJECT COORDINATION and (2)as defined in a fully
executed SERVICE ORDER, Exhibit B.
SECTION 1-GENERAL PROVISIONS
A. The CONSULTANT shall perform all services to the satisfaction of the CITY's Public
Works Director or authorized Agent.
B. The CONSULTANT shall perform all services under this agreement to the currently
prevailing professional standards and quality found among Program and Project
Management Consultants with similar knowledge and skill engaged in related work
throughout California under the same or similar circumstances.
C. The CONSULTANT shall perform services under this AGREEMENT only by
authorization of a fully executed SERVICE ORDER which shall clearly provide the
nature of the specific services,the time limit within which such services must be
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completed, and the compensation for such services.Unauthorized services performed j
by the CONSULTANT shall be at no cost to the CITY.
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D. The CONSULTANT shall begin work only after receipt of a fully authorized and
executed SERVICE ORDER.The CITY shall incorporate each authorized and fully
executed SERVICE ORDER into the terms and conditions of this MASTER
AGREEMENT.
E. The CITY shall designate a Project Manager for each authorized and fully executed
SERVICE ORDER under this AGREEMENT. The CONSULTANT shall coordinate the
SERVICE ORDER performance with the CITY's designated Project Manager.
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SECTION 2. BASIC SERVICES
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The Consultant shall provide Program and Project Management services for various CITY
Public Works projects.All services performed shall be authorized by a fully executed SERVICE
ORDER prior to work commencement. Consultant services under this Master Agreement may
include,but are not limited to:
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City of Cupertino Master Agreement Exhibit A-Scope of Services
Program&Project Management Services—Richard Yau Page 1 of 2
EXHIBIT A
SCOPE OF SERVICES
A. Program or Project Feasibility Phase
1) Define general project performance requirements from City staff meetings
2) Site visits
3) Project team building
4) Stakeholder coordination
5) Public meeting coordination
6) Program and/or project budget and schedule
7) Review project scope and identify specialty consultants for project design and
implementation
8) Program and/or project schedule development
B. Project Design Phase
1) Develop sources for required project consultant services
2) Prepare Consultant Requests for Proposal using City standard format.
3) Conduct Consultant selection using established CITY process.
4) Prepare Consultant scope of services and agreement for City.
5) Negotiate Design Consultant fees
6) Manage project schedule
7) Manage Consultant agreements and review payment requests.
8) Coordinate Public Meetings for stakeholder input with City Staff
9) Monitor design process,project design development, and provide comments for
consultant feedback.
l10) Evaluate additional Design Consultant services as required.
11) Coordinate final construction documents review with City professional staff and
provide consultant feedback.
12) Assist City staff with prequalifying contractors.
13) Assist City with the project bid process.
C. Bid Phase:
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1) Assemble front end bid documents using City standard language
2) Assemble bid package for City staff to use for public bid
3) Prepare bid results for City staff
D. Construction Phase:
1) Coordinate information between Design Consultant and Construction Manager
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END OF EXHIBIT
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City of Cupertino Master Agreement Exhibit A-Scope of Services
Program&Project Management Services—Richard Yau Page 2 of 2
EXHIBIT B
SERVICE ORDER PROCESS
Each Service Order for work under this Master Agreement shall be initiated and executed as provided for
in the Master Agreement, Section 2.2, Service Orders. An exemplar of the Service Order form follows.
END OF EXHIBIT
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City of Cupertino Master Agreement Exhibit B-Service Order Process
Program&Project Management Services-Bruce E.Biordi Page 1 of 1
CITY OF CUPERTINO
MASTER AGREEMENT CONSULTANT SERVICES
SERVICE ORDER NO.
MASTER AGREEMENT NO#: M.A.Date:
Maximum Compensation: M.A. End Date:
Consultant: Firm Name:
Address:
Contact: Phone:
Project Description:
Project Name:
Description:(simple project description if appropriate)
nAttachment A:Includes Description of Project,Scope of Service,Schedule of Performance
and Compensation
City Project Management
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Managing Department:Public Works Project Manager:
Fiscal/Budget :
Amount
Master Agreement Maximum Compensation: 0
Total Previously Encumbered to Date: 0
Encumbrance this Service Order: 0
Balance: 0
S.O.Acc't No.:P.O. #
Contract Manager: Date:
Approvals:
Consultant: Date:
CIP Manager: Date:
Appropriation Certification: I hereby certify that an unexpended appropriation is available in the above fund
for the above contract as estimated and that fund are available as of this date of signature
City Finance: Date:
Management Analyst
City of Cupertino Master Agreement 181128 Page 1 of 1 Service Order No. XX
EXHIBIT C
COMPENSATION
The City shall compensate the Consultant according to the hourly rate(s) stated in this i
Exhibit which shall remain in effect for the Master Agreement schedule of performance
unless changed by written amendment to the Master Agreement.
Each authorized Service Order under this Master Agreement shall identify the method
of compensation consistent with the scope of services provided by the Consultant. In
any case, the Consultant's total payment for each authorized Service Order shall not
exceed the maximum compensation identified in that Service Order, unless authorized
by a written amendment executed by the City and the Consultant, and the total
compensation for all authorized Service Orders shall not exceed the maximum
compensation stated in Article 4, Consultant Compensation, of the Master Agreement.
Work exceeding the total authorized amount for a Service Order or the total
compensation for the Master Agreement shall be at no cost to the City.
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Consultant Hourly Rate(s)
The Consultant shall be compensated according to the following hourly rate(s)for all
work performed under authorized Service Orders:
Labor Category Master Agreement Hourly Rate i
Project Executive/Project Manager 125.00 I
Reimbursable Expenses
Reimbursable expenses represent the acquisition cost of items, other than direct labor,
specifically required to perform the scope of services and beyond normal business
operating expenses which are included in the direct labor rate. Such expenses include,
but are not limited to:
Individual or multiple document reproductions that exceed 50 pages;
Drawing or bid set reproductions;
Software required by City other than Microsoft Word, Excel, PowerPoint, and
Project;Adobe Acrobat; and a photo editor program.
Travel expenses to the extent allowed by City policy;
Sub-consultants required by project scope of services;
City of Cupertino Master Agreement Exhibit C-Compensation
Program&Project Management Services-Bruce E.Biordi Page 1 of 2
EXHIBIT C
COMPENSATION
Safety equipment required by City policy or the project scope of services;
Mass mailing notifications;
Expenses for public meetings, such as refreshments, interpreters, security, valet
parking, facility rental, tents or booths, easels, markers, paper, presentation
equipment.
The City shall compensate the Consultant for such reimbursable expenses only with
prior written authorization by the City representative designated in Article 14, Project
Coordination, of the Master Agreement. All compensation, including reimbursable
expenses, shall not exceed the maximum compensation for the Service Order,
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The City shall compensate the Consultant for reimbursable expenses for the
documented actual cost only, allowing for no surcharge for Consultant administration. I
Reimbursable expenses shall be separately identified on the Consultant invoice.
Method of Payment
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The Consultant shall submit an invoice to the City by the 511,business day of each
month that clearly identifies the work performed in the previous month and authorized
reimbursable expenses. All invoices from Consultant shall be addressed to City at:i
Attention: Michael Zimmermann
City of Cupertino
10300 Torre Ave.
Cupertino CA 95014
The invoice shall identify the applicable period of work, a description of the work performed
consistent with the Service Order scope of services,the number of hours,hourly rate,
reimbursable expenses, Service Order maximum compensation, Service Order compensation to
date including invoice number, total invoice amount for current invoice, Service Order
maximum compensation balance remaining.
All Consultant payments shall be addressed to:
Richard Yau
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END OF EXHIBIT
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City of Cupertino Master Agreement Exhibit C-Compensation
Program&Project Management Services-Bruce E.Biordi Page 2 of 2
EXHIBIT D
Insurance Requirements
Design Professionals & Consultants Contracts
Consultant shall procure prior to commencement of Services and maintain for the duration of the contract, at
its own cost and expense, the following insurance policies and coverage with companies doing business in
California and acceptable to City. i
INSURANCE POLICIES AND MINIMUMS REQUIRED
1. Commercial General Liability (CGL) for bodily injury, property damage, personal injury liability for
premises operations, products and completed operations, contractual liability, and personal and
advertising injury with limits no less than $2,000,000 per occurrence (ISO Form CG 00 01). If a
general aggregate limit applies, either the general aggregate limit shall apply separately to this
project/location(ISO Form CG 25 03 or 25 04)or it shall be twice the required occurrence limit.
a. It shall be a requirement that any available insurance proceeds broader than or in excess of the
specified minimum insurance coverage requirements and/or limits shall be made available to the
Additional Insured and shall be(i)the minimum coverage/limits specified in this agreement; or(ii)the
broader coverage and maximum limits of coverage of any insurance policy,whichever is greater.
b. Additional Insured coverage under Consultant's policy shall be "primary and non-contributory,"
will not seek contribution from City's insurance/self-insurance, and shall be at least as broad as ISO
Form CG 20 01 (04/13).
c. The limits of insurance required may be satisfied by a combination of primary and umbrella or
excess insurance, provided each policy complies with the requirements set forth in this Contract. Any
umbrella or excess insurance shall contain or be endorsed to contain a provision that such coverage
shall also apply on a primary and non-contributory basis for the benefit of City before the City's own
insurance or self-insurance shall be called upon to protect City as a named insured.
2. Automobile Liability: ISO CA 00 0l covering any auto (including owned,hired, and non-owned autos)
with limits no less than$1,000,000 per accident for bodily injury and property damage.
3. Workers'Compensation: As required by the State of California, with Statutory Limits and Employer's
Liability Insurance of no less than$1,000,000 per occurrence for bodily injury or disease.
X Not required. Consultant has provided written verification of no employees.
4. Professional Liability for professional acts, errors and omissions, as appropriate to Consultant's
profession, with limits no less than $2,000,000 per occurrence or$2,000,000 aggregate. If written on a
claims made form:
a. The Retroactive Date must be shown and must be before the Effective Date of the Contract.
b. Insurance must be maintained for at least five(5)years after completion of the Services.
c. If coverage is canceled or non-renewed,and not replaced with another claims-made policy form with a
Retroactive Date prior to the Contract Effective Date,the Consultant must purchase"extended
reporting"coverage for a minimum of five(5)years after completion of the Services.
X Not required
OTHER INSURANCE PROVISIONS
The aforementioned insurance shall be endorsed and have all the following conditions and provisions:
Exh.D-Insurance Requirements for Design Professionals&Consultants Contracts Form Updated Feb. 2018
1
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AC"R"® DATE(MMIDD/YYYY)
CERTIFICATE OF LIABILITY INSURANCE 1/29/2019
THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER.THIS
CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND,EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES
BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S),AUTHORIZED
REPRESENTATIVE OR PRODUCER,AND THE CERTIFICATE HOLDER. I
I
IMPORTANT: If the certificate holder is an ADDITIONAL INSURED,the policy(les)must have ADDITIONAL INSURED provisions or be endorsed.
If SUBROGATION IS WAIVED,subject to the terms and conditions of the policy,certain policies may require an endorsement. A statement on
this certificate does not confer rights to the certificate holder in lieu of such endorsement(s).
PRODUCER UIN 1111
NAME: Michelle Lin
FAXRedWaveInsurancePHONE40R641-0733AIC,No,Ext): )AIC,No): 8887331767
2901 Moorpark Ave-Suite 260 ADDRESS: michelte@niyFedwave.com
INSURER(S)AFFORDING COVERAGE NAIC#
San Jose CA 95128 INSURERA: HISCOX INSURANCE COMPANY INC. 10200
INSURED INSURER B: NATIONAL UNION FIRE INSURANCE COMPANY O 19445
Richard Yau INSURER C:
INSURER F:
COVERAGES CERTIFICATE NUMBER: REVISION NUMBER:
THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD
INDICATED. NOTWITHSTANDING ANY REQUIREMENT,TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS
CERTIFICATE MAY BE ISSUED OR MAY PERTAIN,THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS,
EXCLUSIONS AND CONDITIONS OF SUCH POLICIES.LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS.
LTR TYPE OF INSURANCE INSD WVD POLICY NUMBER MMIDD/YYYY) (MM/DD/YYYY) LIMITS
X COMMERCIAL GENERAL LIABILITY EACH OCCURRENCE x/2,000,000
CLAIMS-MADE I—XI OCCUR PREMISES(Ea occurrence) $ 100,000
MED EXP(Any one person) $ 5,000
A Y 01/28/2019 01/28/2020 PERSONAL BADV INJURY $ 2,000,000
GEN'L AGGREGATE LIMIT APPLIES PER GENERAL AGGREGATE $1/3,000,000
X POLICY E PE LOC PRODUCTS-COMP/OP AGG $ S/T Gen Agg.
OTHER:
AUTOMOBILE LIABILITY
Ea accident)
ANY AUTO BODILY INJURY(Per person) $
A
OWNEUTQSD
ONLY AUTOS
SCHEDULED Y 01/28/2019 01/28/2020 BODILY INJURY(Per accident) $A
HIRED NON-OWNEDXAUTOSONLYXAUTOSONLY Per accident)
GL Hired/Non-Owned At $
X UMBRELLA LIAB X OCCUR EACH OCCURRENCE 1,000,000
B EXCESS LIAB CLAIMS-MADE Y 01/28/2019 01/28/2020 AGGREGATE 1,000,00
DED I I RETENTION$
WORKERS COMPENSATION PER OTH-
AND EMPLOYERS'LIABILITY YIN
STATUTE I ER
ANY PROPRIETOR/PARTNER/EXECUTIVEElE.L.EACH ACCIDENT
OFFICER/MEMBER EXCLUDED? N/A
Mandatory in NH)E.L.DISEASE-EA EMPLOYEE $
9
If yes,describe under
DESCRIPTION OF OPERATIONS below E.L.DISEASE-POLICY LIMIT $J
S
3
DESCRIPTION OF OPERATIONS I LOCATIONS I VEHICLES (ACORD 101,Additional Remarks Schedule,may be attached if more space is required)
The City of Cupertino, its City Council, officers, officials, employees, agents, servants and volunteers as additional
insured in regards to the general liability. Primary and Non-Contributo>y.
I
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CERTIFICATE HOLDER CANCELLATION
SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE
THE EXPIRATION DATE THEREOF,NOTICE WILL BE DELIVERED IN
City of Cupertino ACCORDANCE WITH THE POLICY PROVISIONS.
10300 Torre Avenue AUTHORIZED REPRESENTATIVE
Cupertino CA 95014-3266 i
1988-2015 ACORD CORPORATION. All rights reservecl.
ACORD 25(2016/03) The ACORD name and logo are registered marks of ACORD
40
HI SCOX Hiscox Insurance Company Inc.
Policy Number:
Named Insured: Richard Yea.i_
Endorsement Number 2-1
Endorsement Effective: January 28, 2019
THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY.
PRIMARY AND NONCONTRIBUTORY - OTHER
INSURANCE CONDITION
This endorsement modifies insurance provided under the following:
COMMERCIAL GENERAL LIABILITY COVERAGE PART
A. The following is added to the Other Insurance
Condition and supersedes any provision to the
contrary:
Primary And Noncontributory Insurance
This insurance is primary to and will not seek
contribution from any other insurance available
to an additional insured under your policy, pro-
vided:
1. you have agreed in a written contract or
agreement to add such additional insured to
a policy providing the type of coverage af-
forded by this policy; and
2. you have agreed in a written contract or
agreement with such additional insured that
this insurance would be primary and would
not seek contribution from any other insur-
ance available to the additional insured.
CGL E5581 CW (03/16) Includes copyrighted material of Page 1 of 1
Insurance Services Office, Inc.,with its permission
HI SCOX Hiscox Insurance Company Inc.
Policy Number:
Named Insured: R`hard Yaau
Endorsement Number: 22
Endorsement Effective: January 28, 2019
THIS ENDORSEMENT IS ATTACHED TO AND MADE PART OF YOUR POLICY IN
RESPONSE TO THE DISCLOSURE REQUIREMENTS OF THE TERRORISM RISK
INSURANCE ACT. THIS ENDORSEMENT DOES NOT GRANT ANY COVERAGE OR
CHANGE THE TERMS AND CONDITIONS OF ANY COVERAGE UNDER THE POLICY.
DISCLOSURE PURSUANT TO TERRORISM RISK
INSURANCE ACT
SCHEDULE
SCHEDULE—PART I
Terrorism Premium(Certified Acts)$ 14.00
This premium is the total Certified Acts premium attributable to the following Coverage Part(s), Cover-
age Form(s)and/or Policy(ies):
Additional information, if any,concerning the terrorism premium:
SCHEDULE—PART II
Federal share of terrorism losses 85%year 2015; 84%year 2016;83%year 2017;82%year 2018; 81%
year 2019 and 80%year 2020.
Information required to complete this Schedule, if not shown above, will be shown in the Declarations.
A. Disclosure Of Premium
In accordance with the federal Terrorism Risk In-
surance Act, we are required to provide you with a
notice disclosing the portion of your premium, if
any, attributable to coverage for terrorist acts certi-
fied under the Terrorism Risk Insurance Act. The
portion of your premium attributable to such cov-
erage is shown in the Schedule of this endorse-
ment or in the policy Declarations.
IL 09 85 01 15 Insurance Services Office, Inc., 2015 Page 1 of 2
B. Disclosure Of Federal Participation In Payment C. Cap On Insurer Participation In Payment OfOfTerrorismLossesTerrorismLosses
The United States Government, Department of the If aggregate insured losses attributable to terrorist
Treasury, will pay a share of terrorism losses in- acts certified under the Terrorism Risk Insurancesuredunderthefederalprogram. The federal Act exceed $100 billion in a calendar year and we
share equals a percentage (as shown in Part II of have met our insurer deductible under the Terror-
the Schedule of this endorsement or in the policy ism Risk Insurance Act, we shall not be liable forDeclarations) of that portion of the amount of such the payment of any portion of the amount of suchinsuredlossesthatexceedstheapplicableinsurerlossesthatexceeds$100 billion, and in such caseretention. However, if aggregate insured losses at- insured losses up to that amount are subject to protributabletoterroristactscertifiedundertheTer- rata allocation in accordance with procedures es-rorism Risk Insurance Act exceed$100 billion in a tablished by the Secretary of the Treasury.calendar year, the Treasury shall not make any
payment for any portion of the amount of such
losses that exceeds$100 billion.
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Page 2 of 2 Insurance Services Office, Inc., 2015 IL 09 85 01 15
Contractor/Consultant Affidavit of No Employees
State of California
County of Santa Clara
City of Cupertino
I, the undersigned, declare as follows:
I am an independent contractor and the owner of Richard Yau, sole proprietor
I wish to enter into a services contract with the City of Cupertino. I am fully aware of the provisions
of section 3700 of the California Labor Code,which requires every employer to provide Workers'
Compensation coverage for employees in accordance with the provisions of that Code. I am also
aware that I must provide proof of workers' compensation insurance to the City of Cupertino for any
and all employees I may have, pursuant to Section 12 of the City of Cupertino's contract.
I hereby certify that I do not have any employees nor will I have any employees working for me or
my business during the term of any service contract with the City of Cupertino. I am not required to
have Workers' Compensation insurance.
I declare under penalty of perjury under the laws of the State of California that the foregoing is true
and correct.
Executed on this day o 2019, at tom 0 California.
PRINT NAME
SIGNATURE
Revised 1.01.19
Declaration of Sole Proprietorship
DECLARATION AND ADDENDUM TO ALL CONTRACTS ENTERED INTO OR BID
AWARDED TO: Richard Yau hereinafter"Organization"
For the purpose of inducing the City of Cupertino("City") to enter into any contracts with
Organization, or to go forward with any contracts awarded to Organization,I declare as
follows:
I am the authorized representative of Organization, an independent contractor for the purposes
of workers'compensation and labor laws in the State of California.This Organization will hire
no employees for work required for any bid awarded or any contract entered into with the City.
All work required will be performed personally and solely by me.
If the Organization hires employees to perform this contract or any portion thereof,the
Organization shall obtain workers' compensation insurance and provide proof of such coverage
to the City.i
I
If the Organization hires a subcontractor to perform this contract or any portion thereof, and the
subcontractor has employees,then the Organization shall require its subcontractor to obtain
workers'compensation insurance coverage. In the alternative,the Organization shall obtain
workers'compensation insurance coverage on behalf of the subcontractor's employees. J
This document constitutes a declaration by the Organization against its financial interest,
relative to any claims that it may assert under the applicable workers' compensation and/or
labor laws against the City relating to any bid awarded or contract entered into with this
Organization.The Organization shall defend,indemnify and hold harmless the City from any
and all liability, claims, demands, causes of action, charges, damages,injuries, fees including
attorney fees,costs and expense that may be asserted or established by any person or entity in
the event the Organization hires an employee in violation of this addendum.
I
I agree that this declaration shall constitute an addendum to any bid awarded or any contract
entered into with this Organization. I declare under penalty of perjury under the laws of the
State of California that the foregoing is true and correct.
i
DATE
I
AUTHORIZED RE RESENTATIVE
Revised, 01.01.19
Hiscox Insurance Company Inc. - Company Profile - Best's Credit Rating Center Page 1 of 5
Hiscox Insurance Company Inc.
A.M. Best#: 003030 NAIC#: 10200 FEIN #: 986000550
Domiciliary Address
IFinsncial Strength Rating104SouthMichiganAvenue
Suite 600 4C
r.BrE ST
Chicago, IL 60603 A Ex lent
United States Assigned to insurance
companies that have, in our
Web: www.hiscox.com opinion, an excellent ability
Phone: 312-380-5555 to meet their ongoing
Fax: 312-228-8077 insurance obligations.
View additional news,
reports and products for
this company.
Based on A.M. Best's analysis, 051951 - Hiscox Ltd is the AMB Ultimate Parent and identifies the
topmost entity of the corporate structure. View a list of operating insurance entities in this structure.
Best's Credit Ratings
Financial Strength Rating View Definition
Rating: A (Excellent)
Affiliation Code: g (Group)
Financial Size Category: XV($2 Billion or greater)
Outlook:Stable
Action: Affirmed
Effective Date: March 14, 2019
Initial Rating Date: June 30, 1958
Long-Term Issuer Credit Rating View Definition
http://ratings.ambest.com/CompanyProfile.aspx?ambnum=3030&URatingld=2928293&bl... 3/20/2019
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Hiscox Insurance Company Inc. - Company Profile - Best's Credit Rating Center Page 3 of 5
12/10/2015 A
10/23/2014 A
Long-Term Issuer Credit Rating
Effective DateRating
3/14/2019 a+
3/2/2018 a+
2/10/2017 a+
12/10/2015 a+
10/23/2014 a+
Related Financial and Analytical Data
The following links provide access to related data records that A.M. Best utilizes to provide
financial and analytical data on a consolidated or branch basis.
MB # Company Name Company Description
019190 Hiscox USA Represents Property/Casualty business of this legal entity.
Group (CS)
018750 Hiscox USA Represents the A.M. Best Consolidated financials for the
Group (G) Property/Casualty business of this legal entity.
Best's Credit Reports
I - Best's Credit Report -Where applicable, includes Best's Financial Strength Rating and
rationale along with comprehensive analytical commentary, detailed business overview and
key financial data.
Report Revision Date: 3/14/2019 (represents the latest significant change).
1 Historical Reports are available in Best's Credit Report Archive.
View additional news, reports and products for this company.
http://ratings.ambest.com/CompanyProfile.aspx?ambnum=3030&URatingld=2928293&bl... 3/20/2019
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Hiscox Insurance Company Inc. - Company Profile - Best's Credit Rating Center Page 5 of 5
Australian Disclosures
A.M. Best Asia-Pacific Limited (AMBAP), Australian Registered Body Number(ARBN No.150375287), is a limited liability
company incorporated and domiciled in Hong Kong.AMBAP is a wholesale Australian Financial Services (AFS) Licence
holder(AFS No.411055) under the Corporations Act 2001. Credit ratings emanating from AMBAP are not intended for
and must not be distributed to any person in Australia other than a wholesale client as defined in Chapter 7 of the
Corporations Act. AMBAP does not authorize its Credit Ratings to be disseminated by a third-party in a manner that could
reasonably be regarded as being intended to influence a retail client in making a decision in relation to a particular
product or class of financial product.AMBAP Credit Ratings are intended for wholesale clients only, as defined.
Credit Ratings determined and disseminated by AMBAP are the opinion of AMBAP only and not any specific credit
analyst.AMBAP Credit Ratings are statements of opinion and not statements of fact.They are not recommendations to
buy, hold or sell any securities or any other form of financial product, including insurance policies and are not a
recommendation to be used to make investment/purchasing decisions.
Important Notice:A.M. Best's Credit Ratings are independent and objective opinions, not statements of fact.A.M. Best
is not an Investment Advisor, does not offer investment advice of any kind, nor does the company or its Ratings Analysts
offer any form of structuring or financial advice.A.M. Best's credit opinions are not recommendations to buy, sell or hold
securities, or to make any other investment decisions. For additional information regarding the use and limitations of
credit rating opinions, as well as the rating process, information requirements and other rating related terms and
definitions, please view Understanding Best's Credit Ratings.
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Legal&Licensing
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Copyright©2019 A.M. Best Company, Inc. and/or its affiliates ALL RIGHTS RESERVED.
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National Union Fire Insurance Company of Pittsburgh, Pa. - Company Profile - Best's Cre... Page 1 of 5
National Union Fire Insurance Company of
Pittsburgh, Pa.
A.M. Best#: 002351 NAIC#: 19445 FEIN #: 250687550
Administrative Office View Additional Address
Fimancia'I Strength Rating175WaterStreet18thFloorInformation
New York, NY 10038 g
United States A Exc.iftnt
Assigned to insurance
Web: www.aig.com companies that have, in our
Phone: 212-770-7000 opinion, an excellent ability
to meet their ongoing
insurance obligations.
View additional news,
reports and products for
this company.
Based on A.M. Best's analysis, 058702 -American International Group, Inc. is the AMB Ultimate
Parent and identifies the topmost entity of the corporate structure. View a list of operating insurance
entities in this structure.
Best's Credit Ratings
Financial Strength Rating View Definition
Rating: A(Excellent)
Affiliation Code: p (Pooled)
Financial Size Category: XV ($2 Billion or greater)
Outlook:Stable
Action: Affirmed
Effective Date: June 20, 2018
Initial Rating Date: December 31, 1907
http://ratings.ambest.com/searchresults.aspx?URatingld=2928293&bl=0&AItSrc=1&PPP=... 3/20/2019
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National Union Fire Insurance Company of Pittsburgh, Pa. - Company Profile - Best's Cre... Page 3 of 5
6/20/2018 A
5/23/2017 A
1/26/2017 A u
6/2/2016 A
1/27/2016 A u
2/27/2015 A
2/20/2014 A
Long-Term Issuer Credit Rating
Effective DateRating
6/20/2018 a
5/23/2017 a
1/26/2017 a u
6/2/2016 a
1/27/2016 a u
2/27/2015 a
2/20/2014 a
Best's Credit Reports
j-_- Best's Credit Report - Where applicable, includes Best's Financial Strength Rating and
rationale along with comprehensive analytical commentary, detailed business overview and
key financial data.
Report Revision Date: 8/9/2018 (represents the latest significant change).
j-_- Historical Reports are available in Best's Credit Report Archive.
View additional news, reports and products for this company.
http://ratings.ambest.com/searchresults.aspx?URatingId=2928293&bl=0&A1tSrc=1&PPP=... 3/20/2019
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National Union Fire Insurance Company of Pittsburgh, Pa. - Company Profile - Best's Cre... Page 5 of 5
Australian Disclosures
A.M. Best Asia-Pacific Limited (AMBAP),Australian Registered Body Number(ARBN No.150375287), is a limited liability
company incorporated and domiciled in Hong Kong.AMBAP is a wholesale Australian Financial Services (AFS) Licence
holder(AFS No.411055) under the Corporations Act 2001. Credit ratings emanating from AMBAP are not intended for
and must not be distributed to any person in Australia other than a wholesale client as defined in Chapter 7 of the
Corporations Act. AMBAP does not authorize its Credit Ratings to be disseminated by a third-party in a manner that could
reasonably be regarded as being intended to influence a retail client in making a decision in relation to a particular
product or class of financial product.AMBAP Credit Ratings are intended for wholesale clients only, as defined.
Credit Ratings determined and disseminated by AMBAP are the opinion of AMBAP only and not any specific credit
analyst.AMBAP Credit Ratings are statements of opinion and not statements of fact.They are not recommendations to
buy, hold or sell any securities or any other form of financial product, including insurance policies and are not a
recommendation to be used to make investment/purchasing decisions.
Important Notice:A.M. Best's Credit Ratings are independent and objective opinions, not statements of fact.A.M. Best
is not an Investment Advisor, does not offer investment advice of any kind, nor does the company or its Ratings Analysts
offer any form of structuring or financial advice.A.M. Best's credit opinions are not recommendations to buy, sell or hold
securities, or to make any other investment decisions. For additional information regarding the use and limitations of
credit rating opinions, as well as the rating process, information requirements and other rating related terms and
definitions, please view Understanding Best's Credit Ratings.
About Us I Site Map I Customer Service I My Account I Contact I Careers I Terms of Use I Privacy Policy I Security
Legal&Licensing
Regulatory Affairs- Form NRSRO-Code of Conduct- Rating Methodology-Historical Performance Data
Copyright©2019 A.M. Best Company, Inc. and/or its affiliates ALL RIGHTS RESERVED.
http://ratings.ambest.coin/searchresults.aspx?URatingId=2928293&b1=0&A1tSrc=1&PPP=... 3/20/2019
