460 Pre-Election 1st Recipient Committcc
Campaign Statement
(Government Code ~anttons 84200 - 84218.5)
~m 07/01/2003
~,,,.,~m, 09/22/2003
1. Type of Recipient Committee:
[] Offk:eholder, Candidate Contr(flled Committee [] Ballot Measure C~nmittee
0 State Candidate Election Committee
O Recall
[] GeneraJ Puqx)se Committee
0 Sponsored
0 Small Con~butor Committee
0 polltl~d Pan'ylcon~.l Committee
3. Committee Information
RE-ELECT RICHARD LOWENTHAL
O Primarily Formed
0 contra#ed
O Spor=0~d
[] Primarily Fomned Candidate
Officeholder Committee
21602 VILLA MARIA COURT
CUPERTINO CA 95014 (408)973 -8494
(408) 255-8033/
11/04/2003
SEP 25 2003
~ERTINO CITY CLEF
PAGE - LONG FORM
./~ 1 of 10
For Offl~isl Use Only
2. Type of Statement:
[] Pm-election Statement
[] Semi-annual Statement
[] Termination Statement
[] Amendment (Explain below)
[] Quarterly Statement
[] Special Odd-Year Report
[] Supplemental Pre-eloctlon
Statement - Attach Form 495
: Treaaurer(a)
NAME OF TREASURER
TOM HALL
21040 HOMESTEAD RD
CUPERTINO CA 95014 (408)773-1400
( )
4. Verification
I have used all reasonable diligence in preparing and reviewing this statement and to the best of my knowledge the InformaUon contained herein and In the attached schedules
is true and complete. I certify under penalty of perjury under the laws of the State of California that the foregoing Is flue and correct.
DATE
S/CCW - PCAP08 01504 (Rev. g/go)
By
SIGNATURE OF C(:~NTFi<:~LIN G OFFICEHOLDER, CANDIDATE, STATE MEASURE pROP~N ENT
State of California Fair Political Pranttces Commission.
OVER PAGE-PART 2
Recipient Committee
Campaign Statement
Cover Page - Part 2
5. Officeholder or Candidate Controlled Committee 6. Ballot Measure committee
RICHARD LOWENTHAL
city Council Membez, Distiict
21602 VILLA MARIA CT CUPERTINO CA 95014
Related Committees Not Included In this Statement: Ust any committees
not included in this consolidated statement that are nontrol~d by you or which are pdmadly
formed to reoeive contributions or to make e~ponditures on behaff of your candidacy.
Identify the con~'olllng officeholder, candidate, or state measure proponon% if any.
DISTRICT NO. IFANY
7. Primarily Formed Committee
Campaign Disclosure Statement
Summary Page
NAMEOFFILER RICHARD LOWENTHAL, RE-ELECT RICHkRD LOWENTHAL
o7/ol/2oo3
09/22/2003
Contributions Received
1. Monetary Contributions ..................................... Schedule A, Une 3
2. Loans Received ................................................ Schedule B, Line 7
3. SUBTOTAL CASH CONTRIBUTIONS .................. Add Lines 1 + 2
4. Non-monetary Contributions ............................. Schedule C, Line 3
5. TOTAL CONTRIBUTIONS RECEIVED ................. Add Lines 3 + 4
Expenditures Made
6. Cash Payments ................................................ Schedule E, Line 4
7. Loans Made ..: ................................................... Schedule H, Line 7
8. SUBTOTAL CASH PAYMENTS ............................ Add Ur;es 6 + 7
9. Accrued Expenses (Unpaid Bills) ...................... Schedule F, Une 3
10. Nonmonetary Adjustment ................................ Schedule C, Une 3
11. TOTAL EXPENDITURES MADE .................. Add Ones 8 + 9 + 10
Current Cash Statement
12. Beginning Cash Balance .......... Previous Summary Page, Une 16
13. Cash Receipts ......................................... ColumnA, Une 3 above
14. Miscellaneous Increases to Cash ..................... Schedule I, Line 4
15. Cash Payments ....................................... Column A, Line 8 above
16. ENDING CASH ~es 12 + 13 + 14, then subtract Line 15
If this is a Termination Statement, Line 16 must be zero.
17. LOAN GUARANTEES RECE[VEDSchedule B, Part 1, Column (b)
Column A
Column B
$ 2,049.00
9,000.00
$ 11,049.00
'298.00
$ 2,049.00
9,000.00
$ 11,049.00
298.00
$ 11,347.00 $ 11.347.00
$ 7,669.32 $ 7,669.32
0.00 0.00
7,669.32 $ 7,669.32
0.00 0.00
298.00
7,967.32
0.00
11,049.00
0.00
7,669.32
$ 3,379.68
$ 0.00
Cash Equivalents and Outstanding Debts
18. Cash Equivalents ................................................................................
19. Outstanding Debts .......... Addl_ine2+LineginColurnnCabove
298.00
7,967.32
0.00
SUMMARY PAGE
Pag~ 3 ~ 10
I.D. NUMBER
1256061
Cabndar Year Summaq, for ~
Running in Both the State Pfima~ and
9,000.00
111 through 6/30 7/1 to Date
Received ....
Made ..........
¥
22. Cumulative Exenditure Made*
(ff S~bject to Voluntay F--,q3eadi~um IJmil)
Da~e o~ Election To~l to D~te
(rn n~:ld/~/)
S/COW - PCAP08 01504 (Rev. 9/99)
CHEDULE A
Schedule A
Monetmy Contributions Received
thro~Jh 09/22/2003 ~ 4 ~ 10
~AMEOFFILER RICHARD LOWENTHAL, RE-ELECT RICHARD LOWENTHAL LD. NUMBER
1256061
IFAN INDMDUAL, ENTER
DATE FULL NAME, S~IEET ADDRESS AND ZIP COD~ OF CONTRIBUTOR CONTRIBUTOR OCCUPATION AND EMPLOYER AMOUNT RECEIVED CUMULATIVE TO DA~ pER ELECTION
RECEIVED ~F COMMITTEE, AL~O ENTER I.D. NUMBER) CODE * (IF ~EL~4~MPLOYED ENTER NAME TRIS PEI~IOD CALENDAR YEAR TO DATE
0¢ D~SlN~SS) (JAN 1 - DEC 31) (IF RE0~IRED)
08/06/2003 LESLIE BURNELL [] IND RETIRED 100.00 100.00 100.0(
21466 HOLLY OAK DRIVE [] COM
CUPERTINO, CA 95014 [] OTH NONE
[] SCC
09/09/2003 HELENE DAVIS [] IND ENGINEER 100.00 100.00 100.0(
11259 PALOS VERDE CT. [] COM
CUPERTINO, CA 95014 [] OTH ACTEL CORP.
[] SCC
08/06/2003 JACKSON HU [] IND CEO 100.00 100.00 100.0(
20977 FAIRWOODS COURT [] COM
CUPERTINO, CA 95014 [] OTH UMC
[] SCC
08/06/2003 MICHELLE HU [] IND INVESTMENT ADVISOR 100.00 100.00 100.0(
20977 .FAIRWOODS COURT [] COM
CUPERTINO, CA 95014 [] OTH FIRST ALLIED
[] pTY SECURITIES
09/18/2003 PAUL JENSEN [] IND ATTORNEY 100.00 100.00 100.OI
11250 REDONDO COURT [] COM
CUPERTINO, CA 95014 [] OTH LAW OFFICE OF
[] PTY PAUL JENSEN
[] sec
(P03)
(PO3)
(P03)
(PO3)
(P03)
SUBTOTAL $ 5oo.oo
Monetary Contributions Summmy
I. Amount received this period - Contributions of $100 or more.
(Include all Schedule A subtotals.) ..................................................................................................
2. Amount received this period - contributions of less than $100.
(Do not itemize.) ..............................................................................................................................
3. Total monetary contributions received this period.
(Add Lines 1 and 2. Enter here and on the Sl,mmary Page, Column A, Line 1.) .............. TOTAL
1,800.00
249.00
2,049.00
CHEDULE A (cont,)
Schedule A (Continuation Sheet) s--------~ ~.,-~,-'.~
Monetary Con~butions Receded
~ 09/22/~003 Page 5 of 10
NAMEOFFILER RICHARD LOWENTHAL, RE-ELECT RICH~qD LOWENTHAL LD. NUMBER
1256061
IFAN IND6flDUA~ ENTER
DATE FULL NAME. STREET ADDRESS AND ~P CODE OF CONTRIBUTOR CONTRIBUTOR OCCUPATION AND EMPLOYER AMOUNT RECeiVeD ~JMULA~VE TO DATE PER ELEC~ON
RECENED 0F C~MIT~E~ AL~O ENTER I.D. NUMBER) CODE * OF SELF-EMPLO~ED ENTER NAME TH~ PE~OD CALENDAR YKAR TO DATE
~ ~JSlNESS) (JAN I - DEC 31 ) OF REQUIRED)
09/10/2003 PHIL JOHNSON [] IND VP ADHIN. & HUMJ%N 100.00 100.00 100.O£
13905 PIERCE ROAD [] COM RESOURCES
SARATOGA, CA 95070 [] OTH INFOGAIN
[] SCC
09/09/2003 BARBARA JUHL [] tND OFFICE MANAGER 100.00 100.00 100.O(
21637 ROSARIO AVENUE [] COM
CUPERTINO, CA 95014 [] OTH R.W. MURRAY, DDS
[] p'n'
[] scc
08/06/2003 PATRICK KWOK [] IND OPERATIONS 100.00 100.00 100.O(
10222 CARMEN ROAD [] COM DIVISION MANAGER
CUPERTINO, CA 95014 [] OTH CITY OF
[] PTY
[] SCC
08/06/2003 GARY NCCUE [] IND SENIOR TECHNICAL 100.00 100.00 100.OI
1195 WUNDERLICH DRIVE [] COM WRITER
SA/~ JOSE, CA 95129 [] OTH VERITY,
[] SCC
08/2~/2003 ~OBENTA A. pABST [] ~ND '~USD BOA~RD
11800 SEQUOIA DRIV~ [] COU
LOS ALTOS, CA 94024 [] OTH ;UPERTINO UNION
[] PlY SCHOOL DISTNICT
[] SCC
o9/17/Z003 DOLLY SANDOVAL [] IND T~ACHER 100.0~ 100.00 100. O,
10720 ALDERBROOK LANE [] COM
CUPERTINO, CA 95014 [] OTH LOS
[] PTY GATOS/SARATOGA
[] SCC UNION H.S. DIST.
· O0 (PO3)
(PO3)
SUBTOTAL $ 600.00
0u (PO3)
1~03)
chedule A (Continuation Sheet)
Monetary Con bu§ons Received
NAMEOFFILER RICHARD LOWENTHAL, RE-ELECT RICHARD LOWENTHAL
o7/ol/2OO3
~g~t 09/22/2003
SCHEDULE A (cont.)
Page 6 o~ -10
I.D. NUMBER
1256061
IF AN INDIVID~JA~ ENTER
DATE FUII NAME~ STREET ADDRESS AND Z~P COOE OF CONTRIBUTOR CONTRIBUTOR OCCUPATION AND EMPLOYER AMOUNT RECEIVED CUMULATIVE TO DA~ PER ELEC~ON
RECEIVED (IF COMMITTEE, AL~O ENTER I.D. NUMBER) CODE * (IF SB.F-EMPLOYEO ENTER NNaE ~-I~S PERICO CALENDAR YEAR TO DATE
OF 6USlNESS) (JAN 1 - DEC 31) (IF RE(~JIRED)
08/22/2003 KATHERINE STAKEY [] IND REAL ESTATE SALES 100.00 100.00 100.0(
10222 DANUBE DRIVE [] COM
CUPERTINO, CA 95014 [] OTB VALLEY OF
[] PTY . CALIFORNIA, INC.
07/23/2003 D.A. STOW [] IND Retized 100.00 100.00 100.OI
20197 LAS ONDAS WAY [] COM
CUPERTINO, CA 95014 [] OTH NONE
[] PT~
07/23/2003 DOROTHY A. STOW [] IND RETIRED 100.00 100.00 100.O~
20197 LAS ONDAS WAY [] COM
CUPERTINO, CA 95014 [] OTH NONE
[]
[] SCC
08/06/20031 STEVEN TING [] IND RETIRED 100.00 100.00 100. O~
1053 WEST HILL COURT []
CUPERTINO, CA 95014 [] OTH NONE
[] SCC
08/06/2003 ITSUO UENAKA [] IND PROPERTY 100.00 100.00 100.0,
1138 S. DE ANZA BLVD. [] CO~ MANAGEMENT
SAN JOSE, CA 95129 [] OTH MAIKO COMPANY
[] SCC
08/22/2003 KATHY WAGNER [] IND HOMEMAKER 100.00 100.00 100. O,
20629 GARDENSIDE CIRCLE [] COM
CUPERTINO, CA 95014 [] OTH NONE
[]
[] SCC
(P03)
(P03)
O0 ( P03
00(P03
00(P03
00(P03
SUBTOTAL $ 600.00
CHEDULE A (cont.)
Schedule A (Con~nua6on Sheet) c ....
Monetary Contributions Received ~ 07/0~/200~
~%rou~ 09/22/2003
NAMEOFFIL~R RICHARD LOWENTHAL, RE-ELECT RICHARD LOWENTHAL I.D. NUMBER
1256061
IF AN INDNIDUAL, ENTER
DATE FULL NAME, STREET ADDRESS AND ZIP CODE CF CON]]~IBUTOR CON]~IBUTOR OCCUPATION AND EMPLOYF. R AMOUNT RECEIVED CUMULA3]VE TO DA~ PER ELEC3~Ofl
RECEIVED ~F COMMITTEE, ~ E~N 3ER I,D, NU bilkER) CODE * (IF SELF-EMPLCYED ENTER NAME 'FHIS PERIOD CALENDAR YEAR TO DATE
o~ BUSINESS) (JAN 1 -DEC 31 ) (IF REQUIRED)
08/22/2003 LARRY WAGNER [] IND DIR OF SERVICES & 100.00 100.001 100.0O
20629 GARDENSIDE CIRCLE [] eOM OPERATIONS
CUPERTINO, CA 95014 [] OTH ENSIM
[] COM
[] OTH
[] PTY
[] SCC
[] IND
[] co~
[] OTH
[] Pry
[] scc
[] COM
[] OTH
[] Pry
[] scc
[] IND
[] C~
[] OTH
[] Pry
[] ~c
[] IND
[] COM
[] OTH
[] Pry
[] scc
SUBTOTAL $ ~oo.oo
chedule B - Part I
Loans Received
NAMEOFFILER RICHARD LOWENTHAL,
RICHARD LOWENTHAL
21602 VILI~ MARIA CT
CUPERTINO, CA 95014
RICHARD LOWENTHAL
(Continued)
I'-I,.D Dco. r-lo~ [].w r-lscc
I-I,.o I-Ico. Oo~ I-I.w Dscc
RE-ELECT RICHARD LOWENTHAL
Candidate
$ o
$ 71000
[] PND
$
$
07/01/2003
m~.09/22/2003
SCHEDULE B - Part I
Pa~e 8~
I.D. NUMBER
1256061
$ 2,000
o o?/o~/~oo~
DATE INCURRED
$ 71000
0 09/03'/2003
$
10
$ 91000
PER
C~LENDAR YEAR
$ 9r000
PER ELECTION
$ 9,00~ P03
SUBTOTAL $ 9,ooo.oo$ o.oo$ 9,ooo.oo$ o.oo
Schedule B Summar~
1. Loans received this period ............................................................................................................ $
(Total Column (b) plus initemized loans less than $100.)
2. Loans paid or forgiven this period ................................................................................................ $
(Total Column (c) plus loans under $100 paid or forgiven.)
(Include loans paid by a third party that are also itemized on Schedule A.)
3. Net change this period. (Subtract Line 2 from Line 1 .) ................................................... NET $
Enter the net here and on the Summary Page, Column A, Line 2
9,000. O0
0.00
9,000.00
CHEDULE C
Non-Monetary Con~bu§ons Received ~ O?/01/2003
/ /
- 9~
thro~g~.09-22-2003 ~
10
~AMEOF FILER RICHARD LOWENTHAL, RE-ELECT RICHARD LOWENTHAL I.D. NUMBER
1256061
iF AN INDMDUAL, ENTER DESCRIPTION OF FAIR MARKET CUMULATIVE TO DATE CUMULATNE TO DATE
DATE FULL NAMF~ STF~J~T ADDRESS AND CONI~IBUTOR OCCUPATION AND EMPLOYER GOODS OR SERVICES VALUE CALENDAR YEAR OTHER
RECEIVED Z~P CODE OF CONI~IBUTOR CODE '
(IF COM M~TTEF~ ~ ENTER I.D. NUMBER) NAME OF BUSINESS)
]9/19/2003 TOM L. HALL [] IND CPA ACCOUNTING 100.00 100.00 100.0(
21040 HOMESTEAD ROAD [] COM SERVICES
CUPERTINO, CA 95014 [] OTH TOf4 L. HALL, CPA
[] PTY
[] SCC
[] IND
[] coa
[] PTY
[] SCC
[] COM
[] OTH
[] scc
[] IND
[] coa
[] PTY
[] SCC
[] IND
[] co~
[] O'rR
[] P'rY
[] scc
(P03)
SUBTOTAL $ loo.oo
Non-Monetary Contributions Summary
1. Amount reeeived this period - non-monetary contributions of $1 O0 or more.
(Include all Schedule C subtotals.) ................................................................................................... $
2. Amount received this period - non-monetary COntributions of less than $100.
(Do not itemize.) .............................................................................................................................. '$
3. Total non-monetary contributions received this period.
(Add Lines 1 and 2. Enter here and on the S]~mmary Page, Column A, Line 4.) .............. TOTAL $
100.00
198.00
298.00
chedule E
Payments Made
SCHEDULE E
througit. 09/22/2003 ~ 10 of 10-
NAMEOFFILER RICHARD LOWENTHAL, RE-ELECT RICHARD LOWENTHAL
CODES: If one of the following codes accurately describes the payment, you may enter the code, Othenvise, describe the payment.
CMP campaign paraphema~aJmisc.
CNS campaign consu~te, nts
CTB contribution (explain nonmoneta~}*
CVC civic do~atiorm
IND independent exp~iture supp(xting~pposillg others
LD. NUMBER
1256061
PHO phone banks
POL Ix/ling and survey research
POS po~tage, delivery and.messenger
PRO prciessional sennces (legal, a~eouming)
PRT print ads
RAD radio airlime and ixnduc~ion costs
RFD returned contdbutioes
SAL campaign workem salaries
TEL t.v. ~' cab;,e airtime end Imoduction costs
TRC candidate t ravel, lodging and meaJs (explain)
TRS staff/spouse t ravel. Indging and meals (explain)
ZANDIDATE' S OUTDOOR GRAPHIC SERVICE CMP 995.3 ~
974 TERMINAL WAY
~AR CARLOS, CA 94070
KWIK KOPY PRINTING CMP 129.9 £
10675 SOUTH DE ANZA BLVD., #1
~UPERTINO, CA 95014-4433
FAB COMMUNICATIONS, INC. LIT 6,544.05
3062 YELLOWSTONE LANE
~ACRAMENTO, CA 95821
SUBTOTAL $ 7,669.32
Schedule E Summary
1. Payments made this period of $100 or more. (Include all Schedule E subtotals,) ........................................................................... $
2. Unitemized payments made this period of under $100 .................................................................................................................... $
3. Total interest paid this pedod on outstanding loans. (Enter amount from Schedule B, Part 2, Column(d).) .................................... $
4. Total payments made this period. (Add Lines 1,2, and 3. Enter here and on the Summary Page, Column A, Line 6.) .... TOTAL $
7,669 .32
0.O0
7,669 .32