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460 Semi-Annual Recipient Committee Campaign Statement Cover Page (Government Code Sections 84200-84216.5) Type or print In Ink. Statement covers period 1/1/07 from SEE INSTRUCTIONS ON REVERSE 6/30/07 through 1. Type of Recipient Committee: All Committees - Complete Parts 1, 2, 3, and 4. o Officeholder, Candidate Controlled Committee I;lI Primarily Formed Ballot Measure o State Candidate Election Committee Committee o Recall 0 Controlled (Also Complete Part 5) 0 Sponsored (Also Complete Part 6) o General Purpose Committee o Sponsored o Small Contributor Committee o Political Party/Central Committee o Primarily Formed Candidate/ Officeholder Committee (Also Complete Part 7) 1.0. NUMBER 1287457 COMMITTEE NAME (OR CANDIDATE'S NAME IF NO COMMITTEE) 3. Committee Information Cupertino Against Re-zoning (CARe), NO on Measures D & E STREET ADDRESS (NO P.O. BOX) 10423 Norwich Avenue CITY STATE ZIP CODE Cupertino CA 95014 MAILING ADDRESS (IF DIFFERENT) NO. AND STREET OR P.O. BOX PO Box 1466 AREA CODE/PHONE 408-252-7930 CITY Cupertino OPTIONAL: FAX I E-MAIL ADDRESS STATE ZIP CODE CA 95015 AREA CODE/PHONE 11/07/06 o [E ~ l!irmW [E Date of election If app I (Month, Day, Yea JUL 3 0 2007 For Official Use Only 2. Type of Statement: o Preelection Statement 121 Semi-annual Statement o Termination Statement (Also file a Form 410 Termination) o Amendment (Explain below) o Quarterly Statement o Special Odd-Year Report o Supplemental Preelection Statement -Attach Form 495 Treasurer(s) NAME OF TREASURER Alfred J. DiFrancesco MAILING ADDRESS 10423 Norwich Avenue CITY STATE ZIP CODE Cupertino CA 95014 NAME OF ASSISTANT TREASURER, IF ANY Danny Luk MAILING ADDRESS 10419 Denison Avenue CITY STATE ZIP CODE Cupertino CA 95014 OPTIONAL: FAX / E-MAIL ADDRESS AREA CODE/PHONE 408-252-7930 AREA CODE/PHONE 408-257-6338 4. Verification I have used all reasonable diligence in preparing and reviewing this statement and to the best of my knowledge the information contained herein and in the attached schedules is true and complete. I certify under penalty of perjury under the laws of the State of California that the foregoing is true and correct. Executed on 7-tJ-07 By Date Executed on By Date Executed on By Date Executed on By Date ~ Signature of Controlling OfIIceholder, Candidate. Stale Measure Proponent or Responsible OfIIcer of Sponsor Signature ofControl~ng OfIIceholder, Candidate, Stale Measure Proponent Signature of Controlling OfIIceholder, Candidate. Stale Measure Proponent FPPC Form 460 (January/OS) FPPC Toll-Free Helpline: 888/ASK-FPPC (888/275-3772) State of California Type or print In ink. Recipient Committee Campaign Statement Cover Page - Part 2 5. Officeholder or Candidate Controlled Committee NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD (INCLUDE LOCATION AND DISTRICT NUMBER IF APPLICABLE) RESIDENTIAUBUSINESS ADDRESS (NO. AND STREET) CITY STATE ZIP Related Committees Not Included in this Statement: Llstanycommlttees not Included In this statement that are controlled by you or are primarily formed to receive contributions or make expenditures on behalf of your candidacy. COMMITTEE NAME 1.0. NUMBER NAME OF TREASURER CONTROLLED COMMITTEE? DYES ONO STREET ADDRESS (NO P.O. BOX) COMMITTEE ADDRESS CITY STATE ZIP CODE AREA CODE/PHONE COMMITTEE NAME I.D. NUMBER NAME OF TREASURER CONTROLLED COMMITTEE? DYES DNO STREET ADDRESS (NO P.O. BOX) COMMITTEE ADDRESS CITY STATE ZIP CODE AREA CODE/PHONE COVER PAGE - PART 2 6. Primarily Formed Ballot Measure Committee NAME OF BALLOT MEASURE Measure D (Vallco) & Measure E (Toll Brothers) BALLOT NO. OR LETTER JURISDICTION City of Cupertino o SUPPORT ~ OPPOSE D & E (2006) Identify the controlling officeholder, candidate, or state measure proponent, If any. NAME OF OFFICEHOLDER. CANDIDATE, OR PROPONENT I OIS""eT NO. IF Am OFFICE SOUGHT OR HELD 7. Primarily Formed Candidate/Officeholder Committee List names of offlceholder(s) or candldate(s) for which this committee Is primarily formed. NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD o SUPPORT o OPPOSE NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD o SUPPORT o OPPOSE NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD o SUPPORT o OPPOSE NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD o SUPPORT o OPPOSE Attach continuation sheets if necessary FPPC Form 460 (JanuaryI05) FPPC Toll-Free Helpline: 888/ASK-FPPC (888/275-3772) State of California Campaign Disclosure Statement Summary Page SEE INSTRUCTIONS ON REVERSE NAME OF FILER Cupertino Against Re-zoning (CARe), NO on Measures D & E Type or print in ink. Amounts may be rounded to whole dollars. SUMMARY PAGE from through Statement covers period CALIFORNIA 460 FORM 1/1/07 6/30/07 3 of 9 Page I.D. NUMBER Contributions Received 1287457 1. Monetary Contributions ........................................... Schedule A, Line 3 2. Loans Received ...................................................... Schedule B, Line 3 3. SUBTOTAL CASH CONTRIBUTIONS ......................... Add Lines 1 + 2 4. Nonmonetary Contributions .................................... Schedule C, Line 3 5. TOTAL CONTRIBUTIONS RECEIVED ........................... AddLines3+4 Column A TOTAL THIS PERIOD (FROM ATTACHED SCHEOULES) $ o -500.00 -500.00 5113.72 4613.72 Column B CALENDAR YEAR TOTAL TO DATE $ $ $ o o o o o Calendar Year Summary for Candidates Running in Both the State Primary and General Elections $ $ 1/1 through 6/30 7/1 to Date 20. Contributions Received $ 21. Expenditures Made $ $ $ Expenditures Made 6. Payments Made ....................................................... Schedule E, Line 4 $ 7. Loans Made ............................................................. Schedule H, Line 3 8. SUBTOTAL CASH PAYMENTS .................................... Add Lines 6 + 7 $ 9. Accrued Expenses (Unpaid Bills) ............................... Schedule F, Line 3 10. Nonmonetary Adjustment .......................................... Schedu/eC, Line 3 11. TOTAL EXPENDITURES MADE ................................Add Lines 8+9 + 10 $ 88.94 o 88.94 -5113.72 5113.72 88.94 $ 88.94 o 88.94 o o 88.94 Expenditure Limit Summary for State Candidates 22. Cumulative Expenditures Made" (If Subject to Volunlary Expenditure Umltl Date of Election (mm/dd/yy) Total to Date $ $ ---1---1_ $ Current Cash Statement 12. Beginning Cash Balance ....................... Previous Summary Page, Line 16 $ 13. Cash Receipts ................................................... ColumnA, Line 3 above 14. Miscellaneous Increases to Cash ........................... Schedule I, Line 4 15. Cash Payments .................................................. Column A, Line 8 above 16. ENDING CASH BALANCE .......... Add Lines 12 + 13 + 14, then subtractLine 15 $ If this is a termination statement, Line 16 must be zero. 896.82 -500.00 11,640.00 88.94 11,947.88 o o To calculate Column B, add amounts in Column A to the corresponding amounts from Column B of your last report. Some amounts in Column A may be negative figures that should be subtracted from previous period amounts. If this is the first report being filed for this calendar year, only carry over the amounts from Lines 2, 7, and 9 (if any). 17. LOAN GUARANTEES RECEIVED ........................... Schedule B, Part 2 $ Cash Equivalents and Outstanding Debts 18. Cash Equivalents ........................................ See instructions on reverse $ 19. Outstanding Debts ......................... AddLine2+Line9inColumnBabove $ ---1---1_ $ "Amounts in this section may be different from amounts reported in Column B. FPPC Form 460 (January/OS) FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772) Schedule A Monetary Contributions Received Type or print In Ink. Amounts may be rounded to whole dollars. SCHEDULE A from 1/1/07 CALIFORNIA 460 FORM Statement covers period SEE INSTRUCTIONS ON REVERSE NAME OF FILER Cupertino Against Re-zoning (CARe), NO on Measures D & E through 6/30/07 Page I.D. NUMBER 4 of 9 1287457 DATE RECEIVED FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR CONTRIBUTOR (IF COMMITTEE, ALSO ENTER 1.0. NUMBER) CODE * IF AN INDIVIDUAL, ENTER OCCUPATION AND EMPLOYER (IF SELF-EMPLOYED, ENTER NAME OF BUSINESS) AMOUNT RECEIVED THIS PERIOD CUMULATIVE TO DATE CALENDAR YEAR (JAN. 1 - DEC. 31) PER ELECTION TO DATE (IF REQUIRED) DIND DCOM DOTH DPTY DSCC DIND OCOM DOTH DPTY DSCC DIND DCOM DOTH DPTY DSCC DIND DCOM DOTH DPTY DSCC DIND DCOM DOTH DPTY DSCC SUBTOTAL $ Schedule A Summary 1. Amount received this period - itemized monetary contributions. (Include all Schedule A subtotals.) ........................................................................................................ $ 2. Amount received this period - unitemized monetary contributions ofless than $100............................. $ 3. Total monetary contributions received this period. (Add Lines 1 and 2. Enter here and on the Summary Page, Column A, Line 1.) ....................... TOTAL $ 'Contributor Codes IND -Individual COM - Recipient Committee (other than PTY or SCC) OTH - Other (e.g., business entity) PTY - Political Party SCC - Small Contributor Committee o o o FPPC Fonn 460 (January/OS) FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772) Schedule B - Part 1 Loans Received Type or print In ink. Amounts may be rounded to whole dollars. SCHEDULE B - PART 1 from 1/1/07 CALIFORNIA 460 FORM Statement covers period SEE INSTRUCTIONS ON REVERSE NAME OF FILER through 6/30/07 5 Page I.D. NUMBER of 9 Cupertino Against Re-zoning (CARe), NO on Measures D & E 1287457 IF AN INDIVIDUAL, ENTER . (b) (el . II FULL NAME, STREET ADDRESS AND ZIP CODE OUTSTANDING AMOUNT OUTSTANDING INTEREST ORIGINAL CUMULATIVE OCCUPATION AND EMPLOYER BALANCE AMOUNT PAID BALANCE AT OF LENDER (IF SELF-EMPLOYED, ENTER BEGINNING THIS RECEIVED THIS OR FORGIVEN CLOSE OF THIS PAID THIS AMOUNT OF CONTRIBUTIONS (IF COMMITTEE, ALSO ENTER 1.0. NUMBER) NAME OF BUSINESS) PERIOD THIS PERIOD * PERIOD LOAN TO DATE Homer H. C. Tong Professor, IiZ!PAID CALENDAR YEAR 22339 McClellan Road DeAnza College $ 500.00 0 _% 500.00 $ 0 Cupertino, CA 95014 o FORGIVEN RATE PER ELECTION" 500.00 t~ IND 0 COM OOTH 0 PTY 0 SCC 0 0 10/15/06 DATE DUE DATE INCURRED o PAID CALENDAR YEAR $ _% o FORGIVEN RATE PER ELECTION .. DATE DUE DATE INCURRED o PAID CALENDAR YEAR $ _% o FORGIVEN RATE PER ELECTION" DATE DUE DATE INCURRED 0$ 500.00 $ 0 $ 01 to IND 0 COM 0 OTH 0 PTY 0 SCC to IND 0 COM OOTH 0 PTY 0 SCC SUBTOTALS $ (Enter(e) on Schedule E, Una 3) Schedule B Summary 1. Loans received this period ...... ...... ....... ...... .................... ...................... ............ ............ ...... ............. ...... $ (Total Column (b) plus unitemized loans ofless than $100.) 2. Loans paid or forgiven this period ......................................................................................................... $ (Total Column (c) plus loans under $1 00 paid or forgiven.) (Include loans paid by a third party that are also itemized on Schedule A.) 3. Net change this period. (Subtract Line 2 from Line 1.) ............................................................... NET $ Enter the net here and on the Summary Page, Column A, Line 2. o tContributor Codes IND -Individual COM - Recipient Committee (other than PTY or SCC) OTH - Other (e.g., business entity) PTY - Political Party SCC - Small Contributor Committee 500.00 -500,00 (May be a negative number) *Amounts forgiven or paid by another party also must be reported on Schedule A. ** If required. FPPC Form 460 (January/05) FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3n2) Schedule C Nonmonetary Contributions Received SEE INSTRUCTIONS ON REVERSE NAME OF FILER Cupertino Against Re-zoning (CARe), NO on Measures D & E Type or print In Ink. Amounts may be rounded to whole dollars. SCHEDULE C Statement covers period from 1/1/07 CALIFORNIA 460 FORM through 6/30/07 page~of~ I.D. NUMBER 1287457 DATE RECEIVED FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR (IF COMMITTEE, ALSO ENTER 1.0. NUMBER) IF AN INDIVIDUAL, ENTER CONTRIBUTOR OCCUPATION AND EMPLOYER DESCRIPTION OF CODE * (IF SELF-EMPLOYED, ENTER GOODS OR SERVICES NAME OF BUSINESS) AMOUNT/ FAIR MARKET VALUE CUMULATIVE TO DATE CALENDAR YEAR (JAN 1 - DEC 31) PER ELECTION TO DATE (IF REQUIRED) 3/12/07 o Bern Steves, Esq. 1469 Primrose Way Cupertino, CA 95014 DIND ~eOM DOTH DPTY Dsce DIND llIeOM DOTH DPTY Dsce DIND DeOM DOTH DPTY Dsce DIND DeOM DOTH DPTY DSCC 3/12/07 Stuart M Flashman 5626 Ocean View Drive Oakland, CA 94618 from Toll Brothers to attorney Proceeds from counter lawsuit to cover costs of first lawsuit. 3886.32 1227.40 3886.32 1227.40 o from Toll Brothers to attorney Proceeds from counter lawsuit to cover costs of first lawsuit. Attach additional information on appropriately labe/ed continuation sheets. SUBTOTAL $ 5113.72 Schedule C Summary 1. Amount received this period - itemized nonmonetary contributions. (Include all Schedule C subtotals.) ................................................................. .................................................... $ 2. Amount received this period - unitemized nonmonetary contributions of less than $100 .................................... $ 3. Total nonmonetary contributions received this period. (Add Lines 1 and 2. Enter here and on the Summary Page, Column A, Lines 4 and 10.) ...................... TOTAL $ 5113.72 o 5113.72 .Contributor Codes IND -Individual COM - Recipient Committee (other than PTY or SCC) OTH - Other (e.g., business entity) PTY - Political Party SCC - Small Contributor Committee FPPC Form 460 (January/OS) FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3n2) Schedule E Payments Made Type or print In Ink. Amounts may be rounded to whole dollars. SCHEDULEE from 1/1/07 CALIFORNIA 460 FORM Statement covers period SEE INSTRUCTIONS ON REVERSE NAME OF FILER Cupertino Against Re-zoning (CARe), NO on Measures D & E through 6/30/07 7 9 Page_ of_ 1.0. NUMBER 1287457 CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment. CMP campaign paraphernalia/misc. MBR member communications RAD radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contributions CTB contribution (explain nonmonetary)" OFC office expenses SAL campaign workers' salaries CVC civic donations PEr petition circulating Ta t.v. or cable airtime and production costs FIL candidate filinglballot fees PI-[) phone banks 1RC candidate travel, lodging, and meals FJIl) fundraising events Pa.. polling and survey research TRS staff/spouse travel, lodging, and meals N> independent expenditure supportinglopposing others (explain)" POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads III.EB information technology costs (internet, e-mail) NAME AND ADDRESS OF PAYEE AMOUNT PAID (IF COMMITTEE, ALSO ENTER 1.0. NUMBER) CODE OR DESCRIPTION OF PAYMENT W Payments that are contributions or Independent expenditures must also be summarized on Schedule D. SUBTOTAL $ Schedule E Summary 1. Itemized payments made this period. (Include all Schedule E subtotals.) .............................................................................................................. $ 2. Unitemized payments made this period of under $100 .......................................................................................................................................... $ 3. Total interest paid this period on loans. (Enter amount from Schedule B, Part 1, Column (e).) ............................................................................... $ 4. Total payments made this period. (Add Lines 1, 2, and 3. Enter here and on the Summary Page, ColumnA, Line 6.) ............................. TOTAL $ o 88.94 o 88.94 FPPC Form 460 (January/OS) FPPC Toll-Free Helpline: 866/ASK-FPPC (8661275-3n2) SCHEDULE F Schedule F Accrued Expenses (Unpaid Bills) Type or print In Ink. Amounts may be rounded to whole dollars. CALIFORNIA 460 FORM from Statement covers period 1/1/07 SEE INSTRUCTIONS ON REVERSE NAME OF FILER Cupertino Against Re-zoning (CARe), NO on Measures D & E through 6/30/07 8 9 Page_ of_ I.D. NUMBER 1287457 CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment. CMP campaign paraphernalia/misc. MBR member communications RAD radio airtime and production costs CNS campaign consultants MrG meetings and appearances RFD returned contributions CTB contribution (explain nonmonetary)" OFC office expenses SAL campaign workers' salaries CVC civic donations PET petition circulating 1l3.. t.v. or cable airtime and production costs FIL candidate filinglballot fees PH) phone banks TRC candidate travel, lodging, and meals FNJ fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals N) independent expenditure supporting/opposing others (explain)" POS postage, delivery and messenger services TSF transfer between committees of the same csndidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRr print ads V\al information technology costs (internet, e-mail) CODE OR (a) (b) (c) (d) NAME AND ADDRESS OF CREDITOR OUTSTANDING AMOUNT INCURRED AMOUNT PAID OUTSTANDING (IF COMMITTEE, ALSO ENTER 1.0. NUMBER) DESCRIPTION OF PAYMENT BALANCE BEGINNING THIS PERIOD THIS PERIOD BALANCE AT CLOSE OF THIS PERIOD (ALSO REPORT ON E) OF THIS PERIOD Stuart M. Flashman LEG - Debt Paid by 5626 Ocean View Drive 1227.40 -1227.40 0 0 Oakland, CA 94618 Toll Brothers Bern Steves, Esq. LEG - Debt Paid by 1469 Primrose Way 3886.32 -3886.32 0 0 Cupertino, CA 95014 Toll Brothers " Payments that are contributions or Independent expenditures must also be summarized on Schedule D. SUBTOTALS $ 5113.72 $ -5113.72 $ o $ o Schedule F Summary 1. Total accrued expenses incurred this period. (Include all Schedule F, Column (b) subtotals for accrued expenses of $100 or more, plus total un itemized accrued expenses under $100.) ............................................ INCURRED TOTALS $ 2. Total accrued expenses paid this period. (Include all Schedule F, Column (c) subtotals for payments on accrued expenses of $100 or more, plus total unitemized payments on accrued expenses under $100.) ................................. PAID TOTALS $ 3. Net change this period. (Subtract Line 2 from Line 1. Enter the difference here and on the Summary Page, Column A, Line 9.) ................................................................................................................................................ NET $ -5113.72 o -5113.72 May be a negative number FPPC Form 460 (January/OS) FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772) Schedule I Miscellaneous Increases to Cash from 1/1/07 CALIFORNIA 460 FORM SCHEDULE I Type or print In Ink. Amounts may be rounded to whole dollars. Statement covers period SEE INSTRUCTIONS ON REVERSE NAME OF FILER through 6/30/07 page~ of~ 1.0. NUMBER Cupertino Against Re-zoning (CARe), NO on Measures D & E 1287457 DATE RECEIVED FULL NAME AND ADDRESS OF SOURCE (IF COMMITTEE, ALSO ENTER 1.0. NUMBER) DESCRIPTION OF RECEIPT AMOUNT OF INCREASE TO CASH 3/12/07 Bern Steves, Esq. 1469 Primrose Way Cupertino, CA 95014 Proceeds from counter-lawsuit to cover fees incurred. Payment from Toll Brothers via Bern Steves. 11,640.00 Attach additional infonnation on appropriately labeled continuation sheets. SUBTOTAL $ 11,640.00, Schedule I Summary 1. Itemized increases to cash this period. ....................................................................................................................... $ 2. Unitemized increases to cash of under $100 this period. ............................................................................................ $ 3. Total of all interest received this period on loans made to others. (Schedule H, Column (e).) ................................. $ 4. Total miscellaneous increases to cash this period. (Add Lines 1, 2, and 3. Enter here and on the Summary Page, Line 14.) ........................................................................................................................... TOTAL $ 11,640.00 o o 11,640.00 FPPC Form 460 (January/OS) FPPC Toll-Free Helpline: 866/ASK-FPPC (866/275-3772)